AQUARIUS PLATINUM LIMITED - Appendix 3Y - Change of Directors Interest Notice

Release Date: 01/04/2016 10:55
Code(s): AQP
 
Wrap Text
Appendix 3Y - Change of Director’s Interest Notice

Aquarius Platinum Limited
(Incorporated in Bermuda)
Registration Number: EC26290 ISIN
Code: BMG0440M1284
JSE Share Code: AQP
(“Aquarius” or the “Company”)


Appendix 3Y
Rule 3.19A.2


Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11


 Name of entity                                                                      Aquarius Platinum Limited
 ABN                                                                                 087 577 893

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for
the director for the purposes of section 205G of the Corporations Act.

 Name of Director                                                                    Mr G E Haslam
 Date of last notice                                                                 6 January 2016


Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should
be disclosed in this part.


 Direct or indirect interest                                                         Direct

 Nature of indirect interest                                                         -
 (including registered holder)
 Note: Provide details of the circumstances giving rise to the relevant interest.

 Date of change                                                                      1 April 2016
                                                                                     
 No. of securities held prior to change                                              283,045
                                                                                     
 Class                                                                               Common shares
                                                                                     
 Number acquired                                                                     30,839
                                                                                     
 Number disposed                                                                     -
                                                                                     
 Value/Consideration                                                                 US$0.1824
 Note: If consideration is non-cash, provide details and estimated valuation  
       
 No. of securities held after change                                                 313,884

 Nature of change                                                                    Shares issued in lieu of Directors Fees
 Example: on-market trade, off-market trade, exercise of options, issue of           awarded in accordance with the
 securities under dividend reinvestment plan, participation in buy-back              Company’s Directors and Employee’s
                                                                                     Share Plan as approved by
                                                                                     shareholders on 29 November 2013

Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should
be disclosed in this part.


 Detail of contract                                                                  Agreement between the Company and Mr
                                                                                     Haslam to acquire shares in lieu of 25% of
                                                                                     Director’s Fees over the 36 month period
                                                                                     commencing 1 January 2014, as approved
                                                                                     by shareholders on 29 November 2013.
 
 Nature of interest                                                                  Right to acquire shares on a quarterly
                                                                                     basis in lieu of Director’s fees over the 36
                                                                                     month period commencing 1 January
                                                                                     2014. The number of shares acquired will
                                                                                     be determined by dividing 25% of the
                                                                                     Director’s fees accruing to Mr Haslam for
                                                                                     the preceding quarter by the simple
                                                                                     average of the Company’s share price over
                                                                                     that same quarter.
 
 Name of registered holder                                                           Securities to be issued in the name of Mr
 (if issued securities)                                                              Haslam

 Date of change                                                                      N/A

 No. and class of securities to which interest related                               N/A
 prior to change
 Note: Details are only required for a contract in relation to which the interest
 has changed

 Interest acquired                                                                   N/A

 Interest disposed                                                                   N/A
 
 Value/Consideration                                                                 N/A
 Note: If consideration is non-cash, provide details and an estimated valuation

 Interest after change                                                               N/A

Part 3 – +Closed period

 Were the interests in the securities or contracts                                   In accordance with the Aquarius Platinum
 detailed above traded during a +closed period                                       Limited Securities Trading Policy, restrictions do
 where prior written clearance was required?                                         not apply to participation in an employee share
                                                                                     plan.

 If so, was prior written clearance provided to                                      N/A
 allow the trade to proceed during this period?

 If prior written clearance was provided, on what                                    N/A
 date was this provided?


Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11


 Name of entity                                                                      Aquarius Platinum Limited
 ABN                                                                                 087 577 893


We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for
the director for the purposes of section 205G of the Corporations Act.

 Name of Director                                                                    Mr Jean Nel
 Date of last notice                                                                 6 January 2016


Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should
be disclosed in this part.


 Direct or indirect interest                                                         Direct

 Nature of indirect interest                                                         -
 (including registered holder)
 Note: Provide details of the circumstances giving rise to the relevant
 interest.

 Date of change                                                                      1 April 2016
                                                                            
 No. of securities held prior to change                                              7,466,547
                                                                            
 Class                                                                               Common shares
                                                                            
 Number acquired                                                                     331,504
                                                                            
 Number disposed                                                                     -
                                                                            
 Value/Consideration                                                                 US$0.35
 Note: If consideration is non-cash, provide details and estimated
 valuation
                                                                            

 No. of securities held after change                                                 7,798,051

 Nature of change                                                                    Shares issued in lieu of cash salary as
 Example: on-market trade, off-market trade, exercise of options,                    approved by shareholders on 29 November
 issue of securities under dividend reinvestment plan, participation in              2013
 buy-back                                                                   


Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should
be disclosed in this part.


 Detail of contract                                                                  Agreement between the Company and Mr Nel to
                                                                                     acquire shares in lieu of salary and cash bonuses over
                                                                                     the 36 month period commencing 1 July 2013, as
                                                                                     approved by shareholders on 29 November 2013.

 Nature of interest                                                                  Right to acquire shares in lieu of salary and cash
                                                                                     bonuses over the 36 month period commencing 1 July
                                                                                     2013.

 Name of registered holder                                                           Securities to be issued in the name of Mr Jean Nel.
 (if issued securities)

 Date of change                                                                      N/A

 No. and class of securities to which                                                N/A
 interest related prior to change
 Note: Details are only required for a contract in
 relation to which the interest has changed

 Interest acquired                                                                   N/A

 Interest disposed                                                                   N/A

 Value/Consideration                                                                 N/A
 Note: If consideration is non-cash, provide details
 and an estimated valuation

 Interest after change                                                               N/A

Part 3 – +Closed period

 Were the interests in the securities or contracts detailed                          In accordance with the Aquarius
 above traded during a +closed period where prior written                            Platinum Limited Securities Trading
 clearance was required?                                                             Policy, restrictions do not apply to
                                                                                     participation in an employee share
                                                                                     plan.

 If so, was prior written clearance provided to allow the trade                      N/A
 to proceed during this period?

 If prior written clearance was provided, on what date was this                      N/A
 provided?


Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11


 Name of entity                                                                      Aquarius Platinum Limited
 ABN                                                                                 087 577 893

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for
the director for the purposes of section 205G of the Corporations Act.

 Name of Director                                                                    Mr Kofi Morna
 Date of last notice                                                                 6 January 2016


Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should
be disclosed in this part.


 Direct or indirect interest                                                         Direct

 Nature of indirect interest                                                         _
 (including registered holder)
 Note: Provide details of the circumstances giving rise to the relevant
 interest.

 Date of change                                                                      1 April 2016
                                                                            
 No. of securities held prior to change                                              (a) 238,045 shares (Held Direct)
                                                                                     (b) 13,527,388 shares (Held Indirect)
 
 Class                                                                               Common shares
                                                                           
 Number acquired                                                                     30,839

 Number disposed                                                                     _
                                                                           
 Value/Consideration                                                                 US$0.1824
 Note: If consideration is non-cash, provide details and estimated
 valuation
                                                                            
 No. of securities held after change                                                 (a) 268,884 shares
                                                                                     (b) 13,527,388 shares

 Nature of change                                                                    Shares issued in lieu of Directors Fees
 Example: on-market trade, off-market trade, exercise of options,                    awarded in accordance with the Company’s
 issue of securities under dividend reinvestment plan, participation in              Directors and Employee’s Share Plan as
 buy-back                                                                            approved by shareholders on 29 November                                                     
                                                                                     2013

Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should
be disclosed in this part.


 Detail of contract                                                                  Agreement between the Company and Mr Morna to acquire
                                                                                     shares in lieu of 25% of Director’s Fees over the 36 month
                                                                                     period commencing 1 January 2014, as approved by
                                                                                     shareholders on 29 November 2013.

 Nature of interest                                                                  Right to acquire shares on a quarterly basis in lieu of
                                                                                     Director’s fees over the 36 month period commencing 1
                                                                                     January 2014. The number of shares acquired will be
                                                                                     determined by dividing 25% of the Director’s fees accruing to
                                                                                     Mr Morna for the preceding quarter by the simple average of
                                                                                     the Company’s share price over that same quarter.
 
 Name of registered holder                                                           Securities to be issued in the name of Mr Morna
 (if issued securities)

 Date of change                                                                      N/A

 No. and class of securities to which                                                N/A
 interest related prior to change
 Note: Details are only required for a contract in
 relation to which the interest has changed

 Interest acquired                                                                   N/A

 Interest disposed                                                                   N/A

 Value/Consideration                                                                 N/A
 Note: If consideration is non-cash, provide details
 and an estimated valuation

 Interest after change                                                               N/A


Part 3 – +Closed period

 Were the interests in the securities or contracts detailed                          In accordance with the Aquarius
 above traded during a +closed period where prior written                            Platinum Limited Securities Trading
 clearance was required?                                                             Policy, restrictions do not apply to
                                                                                     participation in an employee share
                                                                                     plan.

 If so, was prior written clearance provided to allow the trade                      N/A
 to proceed during this period?

 If prior written clearance was provided, on what date was this                      N/A
 provided?


Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11

 Name of entity                                                                      Aquarius Platinum Limited
 ABN                                                                                 087 577 893


We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for
the director for the purposes of section 205G of the Corporations Act.

 Name of Director                                                                    Ms Sonja De Bruyn Sebotsa
 Date of last notice                                                                 6 January 2016


Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should
be disclosed in this part.


 Direct or indirect interest                                                         Direct

 Nature of indirect interest                                                         -
 (including registered holder)
 Note: Provide details of the circumstances giving rise to the relevant
 interest.

 Date of change                                                                      1 April 2016
                                                                            
 No. of securities held prior to change                                              238,045
                                                                            
 Class                                                                               Common shares
                                                                            
 Number acquired                                                                     30,839
                                                                            
 Number disposed                                                                     -
                                                                            
 Value/Consideration                                                                 US$0.1824
 Note: If consideration is non-cash, provide details and estimated          
 valuation

 No. of securities held after change                                                 268,884

 Nature of change                                                                    Shares issued in lieu of Directors Fees
 Example: on-market trade, off-market trade, exercise of options,                    awarded in accordance with the Company’s
 issue of securities under dividend reinvestment plan, participation in              Directors and Employee’s Share Plan as
 buy-back                                                                            approved by shareholders on 29 November
                                                                                     2013
                                                                            
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should
be disclosed in this part.

 Detail of contract                                                                  Agreement between the Company and Ms De Bruyn Sebotsa
                                                                                     to acquire shares in lieu of 25% of Director’s Fees over the 36
                                                                                     month period commencing 1 January 2014, as approved by
                                                                                     shareholders on 29 November 2013.

 Nature of interest                                                                  Right to acquire shares on a quarterly basis in lieu of
                                                                                     Director’s fees over the 36 month period commencing 1
                                                                                     January 2014. The number of shares acquired will be
                                                                                     determined by dividing 25% of the Director’s fees accruing to
                                                                                     Ms De Bruyn Sebotsa for the preceding quarter by the simple
                                                                                     average of the Company’s share price over that same
                                                                                     quarter.

 Name of registered holder                                                           Securities to be issued in the name of Ms De Bruyn Sebotsa
 (if issued securities)

 Date of change                                                                      N/A

 No. and class of securities to which                                                N/A
 interest related prior to change
 Note: Details are only required for a contract in
 relation to which the interest has changed

 Interest acquired                                                                   N/A

 Interest disposed                                                                   N/A

 Value/Consideration                                                                 N/A
 Note: If consideration is non-cash, provide details
 and an estimated valuation

 Interest after change                                                               N/A

Part 3 – +Closed period

 Were the interests in the securities or contracts detailed                          In accordance with the Aquarius
 above traded during a +closed period where prior written                            Platinum Limited Securities Trading
 clearance was required?                                                             Policy, restrictions do not apply to
                                                                                     participation in an employee share
                                                                                     plan.

 If so, was prior written clearance provided to allow the trade                      N/A
 to proceed during this period?
 If prior written clearance was provided, on what date was this                      N/A
 provided?

Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11


 Name of entity                                                                      Aquarius Platinum Limited
 ABN                                                                                 087 577 893

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for
the director for the purposes of section 205G of the Corporations Act.

 Name of Director                                                                    Sir Nigel Rudd

 Date of last notice                                                                 6 January 2016


Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should
be disclosed in this part.


 Direct or indirect interest                                                         Indirect

 Nature of indirect interest                                                         The beneficial holder is Coleman
 (including registered holder)                                                       Investments Limited, a company in which Sir
 Note: Provide details of the circumstances giving rise to the relevant              Nigel Rudd is a Director and has a beneficial
 interest.                                                                           interest.
                                                                            
 Date of change                                                                      1 April 2016
                                                                            
 No. of securities held prior to change                                              3,185,460
                                                                            
 Class                                                                               Common shares
                                                                           
 Number acquired                                                                     271,382
                                                                            
 Number disposed                                                                     -
                                                                            
 Value/Consideration                                                                 US$0.1824
 Note: If consideration is non-cash, provide details and estimated          
 valuation

 No. of securities held after change                                                 3,456,842
                                                                            
 Nature of change                                                                    Shares issued in lieu of Directors Fees
 Example: on-market trade, off-market trade, exercise of options,                    awarded in accordance with the Company’s
 issue of securities under dividend reinvestment plan, participation in              Directors and Employee’s Share Plan as
 buy-back                                                                            approved by shareholders on 28 November
                                                                                     2014
                                                                           

Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should
be disclosed in this part.


 Detail of contract                                                                  Agreement between the Company and Sir Nigel Rudd to
                                                                                     acquire shares in lieu of 100% of Director’s Fees over the 36
                                                                                     month period commencing 1 January 2015, as approved by
                                                                                     shareholders on 28 November 2014.

 Nature of interest                                                                  Right to acquire shares on a quarterly basis in lieu of
                                                                                     Director’s fees over the 36 month period commencing 1
                                                                                     January 2015. The number of shares acquired will be
                                                                                     determined by dividing 100% of the Director’s fees accruing
                                                                                     to Sir Nigel Rudd for the preceding quarter by the simple
                                                                                     average of the Company’s share price over that same
                                                                                     quarter.

 Name of registered holder                                                           Securities to be issued in the name of Coleman Investments
 (if issued securities)                                                              Limited of which Sir Nigel Rudd has a beneficial interest.

 Date of change                                                                      N/A

 No. and class of securities to which                                                N/A
 interest related prior to change
 Note: Details are only required for a contract in
 relation to which the interest has changed

 Interest acquired                                                                   N/A

 Interest disposed                                                                   N/A

 Value/Consideration                                                                 N/A
 Note: If consideration is non-cash, provide details
 and an estimated valuation

 Interest after change                                                               N/A


Part 3 – +Closed period

 Were the interests in the securities or contracts detailed                          In accordance with the Aquarius
 above traded during a +closed period where prior written                            Platinum Limited Securities Trading
 clearance was required?                                                             Policy, restrictions do not apply to
                                                                                     participation in an employee share
                                                                                     plan.

 If so, was prior written clearance provided to allow the trade                      N/A
 to proceed during this period?

 If prior written clearance was provided, on what date was this                      N/A
 provided?

Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11

Name of entity                                                                       Aquarius Platinum Limited
ABN                                                                                  087 577 893

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for
the director for the purposes of section 205G of the Corporations Act.

 Name of Director                                                                    Mr Tim Freshwater
 Date of last notice                                                                 6 January 2016


Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should
be disclosed in this part.


 Direct or indirect interest                                                         Direct

 Nature of indirect interest                                                         -
 (including registered holder)
 Note: Provide details of the circumstances giving rise to the relevant
 interest.

 Date of change                                                                      1 April 2016
                                                                            
 No. of securities held prior to change                                              1,205,089
                                                                            
 Class                                                                               Common shares
                                                                           
 Number acquired                                                                     30,839
                                                                            
 Number disposed                                                                     -
                                                                            
 Value/Consideration                                                                 US$0.1824
 Note: If consideration is non-cash, provide details and estimated
 valuation

 No. of securities held after change                                                 1,235,928

 Nature of change                                                                    Shares issued in lieu of Directors Fees
 Example: on-market trade, off-market trade, exercise of options,                    awarded in accordance with the Company’s
 issue of securities under dividend reinvestment plan, participation in              Directors and Employee’s Share Plan as
 buy-back                                                                            approved by shareholders on 29 November
                                                                                     2013
                                                                            

Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should
be disclosed in this part.

 Detail of contract                                                                  Agreement between the Company and Mr Freshwater to
                                                                                     acquire shares in lieu of 25% of Director’s Fees over the 36
                                                                                     month period commencing 1 January 2014, as approved by
                                                                                     shareholders on 29 November 2013.

 Nature of interest                                                                  Right to acquire shares on a quarterly basis in lieu of
                                                                                     Director’s fees over the 36 month period commencing 1
                                                                                     January 2014. The number of shares acquired will be
                                                                                     determined by dividing 25% of the Director’s fees accruing to
                                                                                     Mr Freshwater for the preceding quarter by the simple
                                                                                     average of the Company’s share price over that same
                                                                                     quarter.

 Name of registered holder                                                           Securities to be issued in the name of Mr Freshwater
 (if issued securities)

 Date of change                                                                      N/A

 No. and class of securities to which                                                N/A
 interest related prior to change
 Note: Details are only required for a contract in
 relation to which the interest has changed

 Interest acquired                                                                   N/A

 Interest disposed                                                                   N/A

 Value/Consideration                                                                 N/A
 Note: If consideration is non-cash, provide details
 and an estimated valuation

 Interest after change                                                               N/A


Part 3 – +Closed period

 Were the interests in the securities or contracts detailed                          In accordance with the Aquarius
 above traded during a +closed period where prior written                            Platinum Limited Securities Trading
 clearance was required?                                                             Policy, restrictions do not apply to
                                                                                     participation in an employee share
                                                                                     plan.

 If so, was prior written clearance provided to allow the trade                      N/A
 to proceed during this period?

 If prior written clearance was provided, on what date was this                      N/A
 provided?


+ See chapter 19 for defined terms.

1 April 2016

Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)

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