SOUTH32 LIMITED - Notification of Change of Interests of Director W Osborn

Release Date: 15/03/2016 14:54
Code(s): S32
Wrap Text
Notification of Change of Interests of Director –W Osborn

South32 Limited
(Incorporated in Australia under the Corporations Act 2001 (Cth))
(ACN 093 732 597)
ASX/JSE/LSE Share Code: S32
ISIN: AU000000S320

                        Notification of Change of Interests of
Directors, Other Persons Discharging Managerial Responsibility and Their Connected

             (Australian Securities Exchange Listing Rules Appendix 3Y)
(Listing Rules & Disclosure and Transparency Rules of the United Kingdom Financial
                                  Conduct Authority)

Name of entity                   South32 Limited
ABN                              84 093 732 597

The entity notifies the stock exchanges on which it has listings, all those interests of directors
of the entity, other persons discharging managerial responsibilities and each of their
connected persons in the securities of the entity and its related bodies corporate (and
changes to those interests) which are required to be disclosed under the Australian
Securities Exchange (ASX) Listing Rules, the Listing Rules and Disclosure and
Transparency Rules of the United Kingdom Financial Conduct Authority, the Australian
Corporations Act and the entity’s Securities Dealing Policy.
We (the entity) give the following information under ASX Listing Rule 3.19A.2, United
Kingdom Financial Conduct Authority Disclosure and Transparency Rules 3.1.2R and 3.1.4R
and as agent for the director, other person discharging managerial responsibilities and/or
their connected person(s) in accordance with the entity’s Securities Dealing Policy and
section 205G of the Australian Corporations Act (where applicable).

Name of director or           Mr Wayne Geoffrey Osborn (Director)
other person
discharging managerial

Date of last notice           27 August 2015
Date issuer informed of       14 March 2016

Date and place of             14 March 2016

Nature of transaction         Off-market transfer of 123,984 South32 Limited ordinary fully
                              paid shares.
(including a description of
the securities/financial
Part 1 – Change of relevant interests in securities
This Part includes changes in the relevant interest of Connected Persons of the director or
other person discharging managerial responsibilities. Changes in relevant interest that relate
to rights and options granted by the entity are covered in Part 3 below.
Direct or indirect interest                    Indirect
Nature of indirect interest (including         Mr Osborn has an indirect interest in 123,984
registered holder)                             ordinary shares in South32 Limited held by Invia
                                               Custodian Pty Limited as trustee of the Osborn
                                               Super Fund A/C (of which Mr Osborn and his
                                               spouse, Mrs Pamela Joy Osborn, are
Date of change                                 14 March 2016
No. of securities held prior to change         1,720 (Direct)
                                               123,984 (Indirect)

Class                                          Ordinary shares in South32 Limited
Number acquired                                -
Number disposed                                -
Value/Consideration                            -
No. of securities held after change            1,720 (Direct)
                                               123,984 (Indirect)
Nature of change                               Transfer of interest from Navigator Australia
Example: on-market trade, off-market           Limited as trustee of the Osborn Superannuation
trade, exercise of options, issue of           Fund to Invia Custodian Pty Limited as trustee of
securities under dividend reinvestment         the Osborn Super Fund A/C.
plan, participation in buy-back
Any additional information                     -
(including whether the notification relates
to a person connected with a director or
other person discharging managerial
responsibilities and, if so, the identity of
the connected person)
Part 2 – Change of interests in contracts other than as described in Part 1

Detail of contract                         -

Nature of interest                         -
Name of registered holder (if issued       -

No. and class of securities to which       -
interest related prior to change

Interest acquired                          -
Interest disposed                          -
Value/Consideration                        -
Interest after change                      -

Part 3 – Change of interests in options or other rights granted by the entity

Date of grant                              -
Period during which or date on which       -

Total amount paid (if any) for the         -

Description of securities involved:        -
Class; number

Exercise price (if fixed at time of        -
grant) or indication that price is to be
fixed at time of exercise

Total number of securities over which      -
options or other rights held at the
date of this notice

Any additional information                 -

Part 4 – Closed period

Were the interests in the securities or    No
contacts detailed above traded during
a closed period where prior written
consent was required?

If so, was prior written clearance         Under the South32 Limited Securities Dealing
provided to allow the trade to proceed     Policy, dealing restrictions in blackout periods do
during this period?                        not apply to dealings that result in no effective
                                           change to the beneficial interests in the
If prior written clearance was             -
provided, on what date was this
Part 5 – Contact details

Name of authorised officers               Nicole Duncan
responsible for making this
                                          Chief Legal Officer and Company Secretary
notification on behalf of the entity

Contact details                           Nicole Duncan   Tel     +61 8 9324 9000
                                                          Fax     +61 8 9324 9227

15 March 2016
JSE sponsor: UBS South Africa (Pty) Ltd

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