To view the PDF file, sign up for a MySharenet subscription.

OLD MUTUAL PLC - Form 8.3 Disclosure

Release Date: 26/02/2016 13:55
Code(s): OML     PDF:  
Wrap Text
Form 8.3 Disclosure

OLD MUTUAL PLC
ISIN CODE: GB00B77J0862
JSE SHARE CODE: OML
NSX SHARE CODE: OLM
ISSUER CODE: OLOMOL
                                                FORM 8.3

             PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
      A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
                        Rule 8.3 of the Takeover Code (the “Code”)

1.       KEY INFORMATION

(a) Full name of discloser:                                                    Old Mutual plc
                                                                            (and subsidiaries)
(b) Owner or controller of interests and short positions
    disclosed, if different from 1(a):
    The naming of nominee or vehicle companies is
    insufficient. For a trust, the trustee(s), settlor and
    beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant                    Deutsche Boerse AG
    securities this form relates:
    Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an
    offeror/offeree, state this and specify identity of
    offeror/offeree:
(e) Date position held/dealing undertaken:                                     25 February 2016
    For an opening position disclosure, state the latest
    practicable date prior to the disclosure
(f) In addition to the company in 1(c) above, is the                 Yes – London Stock Exchange Group
    discloser making disclosures in respect of any other
    party to the offer?
    If it is a cash offer or possible cash offer, state “N/A”

2.       POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of
the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of
relevant security.

(a)      Interests and short positions in the relevant securities of the offeror or offeree to which
         the disclosure relates following the dealing (if any)

Class of relevant security:                                          10p ordinary

                                                      Interests                     Short positions
                                                  Number              %             Number          %
(1) Relevant securities owned                     3,811,700         1.97%
    and/or controlled:
(2) Cash-settled derivatives:

(3) Stock-settled derivatives
    (including options) and
    agreements to purchase/sell:
                                                  3,811,700         1.97%
      TOTAL:


All interests and all short positions should be disclosed.
                                                                                                          2


Details of any open stock-settled derivative positions (including traded options), or agreements to
purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b)     Rights to subscribe for new securities (including directors’ and other employee
        options)

Class of relevant security in relation to
which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:


3.      DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree
named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant
security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)     Purchases and sales

  Class of relevant        Purchase/sale               Number of securities            Price per unit
      security
      Ordinary                   Sale                          4,805                    77.10 EUR
(b)   Cash-settled derivative transactions

    Class of          Product                 Nature of dealing           Number of        Price per unit
relevant security    description            e.g. opening/closing a        reference
                      e.g. CFD                long/short position,        securities
                                            increasing/reducing a
                                               long/short position


(c)     Stock-settled derivative transactions (including options)

(i)     Writing, selling, purchasing or varying

Class of     Product         Writing,         Number      Exercise       Type      Expiry        Option
relevant    description    purchasing,            of      price per       e.g.      date         money
security      e.g. call      selling,        securities      unit      American,                  paid/
               option      varying etc.       to which                 European                 received
                                               option                     etc.                  per unit
                                               relates



(ii)    Exercise

Class of relevant        Product               Exercising/            Number of          Exercise price
    security           description              exercised             securities            per unit
                      e.g. call option           against
                                                                                                              3


(d)     Other dealings (including subscribing for new securities)

 Class of relevant             Nature of dealing                  Details                Price per unit (if
     security            e.g. subscription, conversion                                      applicable)




4.      OTHER INFORMATION

(a)     Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or
informal, relating to relevant securities which may be an inducement to deal or refrain from
dealing entered into by the person making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state “none”


None

(b)     Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the
person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any
     derivative is referenced:
If there are no such agreements, arrangements or understandings, state “none”
None

(c)     Attachments

Is a Supplemental Form 8 (Open Positions) attached?                                              NO




Date of disclosure:                                                 26 February 2016

Contact name:                                                               Rose Coyle

Telephone number:                                                      0207 002 7503


Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and
must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market
Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44
(0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Sponsor:
Merrill Lynch South Africa (Pty) Ltd

Joint Sponsor:
Nedbank Capital

Date: 26/02/2016 01:55:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). 
The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of
 the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct, 
indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on,
 information disseminated through SENS.

Share This Story