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OLD MUTUAL PLC - Notifications of Major Interests in Shares

Release Date: 15/02/2016 10:30
Code(s): OML     PDF:  
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Notifications of Major Interests in Shares

OLD MUTUAL PLC
ISIN CODE: GB00B77J0862
JSE SHARE CODE: OML
NSX SHARE CODE: OLM
ISSUER CODE: OLOMOL

 For filings with the FCA include the annex
 For filings with issuer exclude the annex


 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi

 1. Identity of the issuer or the underlying issuer
 of existing shares to which voting rights are                           OLD MUTUAL PLC
 attached: ii
 2 Reason for the notification (please tick the appropriate box or boxes):

 An acquisition or disposal of voting rights                                              YES

 An acquisition or disposal of qualifying financial instruments which may result in the
 acquisition of shares already issued to which voting rights are attached
 An acquisition or disposal of instruments with similar economic effect to qualifying
 financial instruments
 An event changing the breakdown of voting rights
 Other (please
 specify):

 3. Full name of person(s) subject to the         ALLAN GRAY UNIT TRUST MANAGEMENT (RF)
 notification obligation: iii                     PROPRIETARY LIMITED




 4. Full name of shareholder(s)
  (if different from 3.):iv

 5. Date of the transaction and date on
 which the threshold is crossed or                9 February 2016
 reached: v
 6. Date on which issuer notified:

 7. Threshold(s) that is/are crossed or
                                                  3%
 reached: vi, vii
8. Notified details:
A: Voting rights attached to shares viii, ix
Class/type of       Situation previous             Resulting situation after the triggering transaction
shares              to the triggering
                    transaction
if possible using   Number           Number        Number          Number of voting          % of voting rights x
the ISIN CODE       of               of            of shares       rights
                    Shares           Voting                                      Indirect
                                                   Direct          Direct xi     xii         Direct        Indirect
                                     Rights

GB00B77J0862
                    147 127 063    147 127 063     147 993 563     147 993 563               3.0028%




B: Qualifying Financial Instruments

Resulting situation after the triggering transaction
Type of financial           Expiration   Exercise/                 Number of voting              % of voting
instrument                  date xiii    Conversion Period xiv     rights that may be            rights
                                                                   acquired if the
                                                                   instrument is
                                                                   exercised/ converted.




C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
xv, xvi


Resulting situation after the triggering transaction
Type of financial      Exercise    Expiration    Exercise/      Number of voting rights     % of voting rights xix,
instrument             price       date xvii     Conversion     instrument refers to        xx

                                                 period xviii
                                                                                            Nominal       Delta




Total (A+B+C)
Number of voting rights                                  Percentage of voting rights

147 993 563                                              3.0028%

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi




Proxy Voting:
10. Name of the proxy holder:

11. Number of voting rights proxy holder will cease
to hold:

12. Date on which proxy holder will cease to hold
voting rights:




13. Additional information:


14. Contact name:

15. Contact telephone number:
 
Note: Annex should only be submitted to the FCA not the issuer

 
Annex: Notification of major interests in sharesxxii



 A: Identity of the persons or legal entity subject to the notification obligation
 Full name
 (including legal form of legal entities)                        FIRST NATIONAL BANK – A DIVISION OF FIRST RAND
                                                                 BANK LIMITED
 Contact address                                                 BANKCITY, 3 FIRST PLACE, 7TH FLOOR, CNR
 (registered office for legal entities)                          SIMMONDS AND JEPPE STREETS, JOHANESSBURG
                                                                 2000
 Phone number & email
                                                                 +27 87 736 1732
                                                                 Nelia.deBeer@fnb.co.za
 Other useful information
 (at least legal representative for legal persons)               NELIA DE BEER




 B: Identity of the notifier, if applicable
 Full name
                                                                 NELIA DE BEER
 Contact address                                                 BANKCITY, 3 FIRST PLACE, 7TH FLOOR, CNR
                                                                 SIMMONDS AND JEPPE STREETS, JOHANESSBURG
                                                                 2000
 Phone number & email
                                                                 +27 87 736 1732

 Other useful information
 (e.g. functional relationship with the person or legal entity   TRUSTEE
 subject to the notification obligation)

 C: Additional information




 For notes on how to complete form TR-1 please see the FCA website.


Sponsor:
Merrill Lynch South Africa (Pty) Ltd

Joint Sponsor:
Nedbank Capital

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