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ANGLO AMERICAN PLC - Notification of major interest in shares

Release Date: 29/01/2016 17:30
Code(s): AGL     PDF:  
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Notification of major interest in shares

Anglo American plc
(Incorporated in England and Wales)
(Registration number: 3564138)
Registered office: 20 Carlton House Terrace, London, SW1Y 5AN
ISIN: GBOOB1XZS820
JSE Share Code: AGL
NSX Share Code: ANM
("the Company")

Notification of major interest in shares


TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi

1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are                  ANGLO AMERICAN PLC
attached: ii
 
2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights                                              x
An acquisition or disposal of qualifying financial instruments which may result in the   
acquisition of shares already issued to which voting rights are attached                 x
An acquisition or disposal of instruments with similar economic effect to qualifying
financial instruments                                                                    x
An event changing the breakdown of voting rights
Other (please specify):

3. Full name of person(s) subject to the
notification obligation: iii                          Deutsche Bank AG
 

4. Full name of shareholder(s)                       Deutsche Bank AG, London Branch
(if different from 3.):iv

5. Date of the transaction and date on
which the threshold is crossed or                    26/01/2016
reached: v

6. Date on which issuer notified:                    28/01/2016

7. Threshold(s) that is/are crossed or               Above 5%
reached: vi, vii

8. Notified details:
A: Voting rights attached to shares viii, ix

Class/type of        Situation previous          Resulting situation after the triggering transaction
shares               to the triggering
                     transaction
                                                                                                               
if possible using    Number         Number       Number        Number of voting          % of voting rights x
the ISIN CODE        of             of           of shares     rights
                     Shares         Voting                     Direct       Indirect
                                    Rights       Direct        xi           xii        Direct      Indirect
                                   

                     Below         Below
GB00B1XZS820         notifiable    notifiable    33,120,587    33,120,587   0          2.36%        0
                     threshold     threshold


B: Qualifying Financial Instruments

Resulting situation after the triggering transaction
Type of financial          Expiration    Exercise/Conversion Period    Number of voting             % of voting
instrument                 date xiii     xiv                           rights that may be           rights
                                                                       acquired if the
                                                                       instrument is
                                                                       exercised/ converted.
                                                                    
Right to Recall                                                        1,907,869                    0.14%
                           16-Dec-16
Put Option                                                             3,336,083                    0.24%
                           16-Dec-16                                                             
Call Option                                                            5,500,000                    0.39%


C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
xv, xvi

Resulting situation after the triggering transaction
                                                                                                                  
Type of financial     Exercise     Expiration    Exercise/Conversion period   Number of voting rights      % of voting rights
instrument            price        date xvii     xviii                        instrument refers to         xix,xx
                          
                                                                                                           Nominal          Delta
Swaps                              16-06-2020                                 26,950,104                   1.92%            1.92%
Call Option                        09-Feb-16                                  471,466                      0.03%            0.03%  
                                                                                                
                                                                                                                                                    

Total (A+B+C)
Number of voting rights                           Percentage of voting rights
71,286,109                                        5.09%


9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi

Deutsche Bank AG, London Branch – 5.09%


Proxy Voting:
10. Name of the proxy holder:

11. Number of voting rights proxy holder will cease to hold:

12. Date on which proxy holder will cease to hold voting rights:

13. Additional information:

14. Contact name:                                 Stacy Otieno

15. Contact telephone number:                     02075476268


29 January 2016

Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)

Date: 29/01/2016 05:30:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). 
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