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OLD MUTUAL PLC - Form 8.3 Disclosure

Release Date: 07/01/2016 16:40
Code(s): OML     PDF:  
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Form 8.3 Disclosure

OLD MUTUAL PLC
ISIN CODE: GB00B77J0862
JSE SHARE CODE: OML
NSX SHARE CODE: OLM
ISSUER CODE: OLOMOL
                                                  FORM 8.3

              PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
       A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
                         Rule 8.3 of the Takeover Code (the “Code”)

1.       KEY INFORMATION

(a) Full name of discloser:                                                       Old Mutual plc
                                                                               (and subsidiaries)
(b) Owner or controller of interests and short positions
    disclosed, if different from 1(a):
    The naming of nominee or vehicle companies is insufficient.
    For a trust, the trustee(s), settlor and beneficiaries must be
    named.
(c) Name of offeror/offeree in relation to whose relevant                          Sainsbury (J) Plc
    securities this form relates:                                                  GB00B019KW72
    Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an
    offeror/offeree, state this and specify identity of
    offeror/offeree:
(e) Date position held/dealing undertaken:                                         06 January 2016
    For an opening position disclosure, state the latest
    practicable date prior to the disclosure
(f) In addition to the company in 1(c) above, is the                           Yes – Home Retail Group
    discloser making disclosures in respect of any other
    party to the offer?
    If it is a cash offer or possible cash offer, state “N/A”

2.       POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the
offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

(a)      Interests and short positions in the relevant securities of the offeror or offeree to which the
         disclosure relates following the dealing (if any)

Class of relevant security:

                                                        Interests                       Short positions
                                                    Number               %              Number              %
(1) Relevant securities owned and/or                6,309,049          0.33%
    controlled:
(2) Cash-settled derivatives:

(3) Stock-settled derivatives
    (including options) and
    agreements to purchase/sell:
                                                    6,309,049          0.33%
      TOTAL:

All interests and all short positions should be disclosed.
                                                                                                                  2

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase
or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b)        Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which
subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:


3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree
named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security
dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

       Class of relevant             Purchase/sale            Number of securities             Price per unit
           security
             ORD                           Sale                       -1,800                   241.521 GBP
             ORD                           Sale                        -375                    241.924 GBP
             ORD                           Sale                       -4,300                   2.40536 GBP

(b)        Cash-settled derivative transactions

Class of relevant             Product               Nature of dealing            Number of         Price per unit
    security                description           e.g. opening/closing a         reference
                           e.g. CFD/ ADR            long/short position,         securities
                                                  increasing/reducing a
                                                     long/short position
          CFD                                          Purchase                   200,915              2.41 GBP




(c)        Stock-settled derivative transactions (including options)

(i)        Writing, selling, purchasing or varying

Class of         Product            Writing,       Number of     Exercise        Type         Expiry      Option
relevant        description       purchasing,      securities    price per        e.g.         date       money
security          e.g. call         selling,        to which        unit       American,                   paid/
                   option         varying etc.       option                    European                  received
                                                     relates                      etc.                   per unit



(ii)       Exercise

 Class of relevant              Product              Exercising/             Number of           Exercise price
     security                 description         exercised against          securities             per unit
                             e.g. call option
                                                                                                                3



(d)       Other dealings (including subscribing for new securities)

     Class of relevant           Nature of dealing                  Details                Price per unit (if
         security          e.g. subscription, conversion                                      applicable)




4.        OTHER INFORMATION

(a)       Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or
informal, relating to relevant securities which may be an inducement to deal or refrain from dealing
entered into by the person making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements,
arrangements or understandings, state “none”




(b)       Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person
making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any
     derivative is referenced:
If there are no such agreements, arrangements or understandings, state “none”


(c)       Attachments

Is a Supplemental Form 8 (Open Positions) attached?                                             YES/NO




Date of disclosure:                                                   07 January 2016

Contact name:                                                                 Rose Coyle

Telephone number:                                                         0207 002 7503


Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must
also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance
Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Sponsor:
Merrill Lynch South Africa (Pty) Ltd

Joint Sponsor:
Nedbank Capital

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