Wrap Text
Notification of Change of Interests (Other than Directors)
BHP Billiton Plc
Registration number 3196209
Registered in England and Wales
Share code: BIL
ISIN: GB0000566504
Company Secretariat
7 December 2015
To: Australian Securities Exchange cc: New York Stock Exchange
London Stock Exchange JSE Limited
Notification of Change of Interests of
Persons Discharging Managerial Responsibility
(Listing Rules & Disclosure and Transparency Rules of the UK Listing Authority)
Name of entities BHP Billiton Limited BHP Billiton Plc
ABN 49 004 028 077 REG NO 3196209
As part of a dual listed company structure, the Group voluntarily notifies all stock exchanges
on which either BHP Billiton Limited or BHP Billiton Plc have primary or secondary listings, all
those interests of directors and persons discharging managerial responsibilities of both entities
in the securities of both entities (and changes to those interests) which are required to be
disclosed under the Listing Rules and Disclosure and Transparency Rules of the United
Kingdom Listing Authority and the Group’s Securities Dealing document.
We (the entities) advise the following information under the UK Listing Authority Disclosure
and Transparency Rule 3.1.4 and as agent for the person discharging managerial
responsibilities in accordance with the Group’s Securities Dealing document.
This notification is in respect of:
- Peter Beaven;
- Tony Cudmore;
- Tim Cutt;
- Dean Dalla Valle;
- Geoff Healy;
- Mike Henry;
- Danny Malchuk;
- Athalie Williams; and
- Jimmy Wilson.
Name of person Peter Beaven
discharging managerial
responsibilities
Date of last notice 28 August 2015
Date issuer informed of 4 December 2015
transaction
Date and place of 4 December 2015 (place of transaction not applicable)
transaction
Nature of transaction Award of Performance Shares under the Long Term
(“LTIP”) and of Deferred Shares under the Short Term
Inventive Plan (“STIP”).
Part 1 – Change of relevant interests in securities
Included in this Part are:
- in the case of a trust, interests in the trust made available by the responsible entity of
the trust;
- details of the circumstance giving rise to the relevant interest;
- details and estimated valuation if the consideration is non-cash; and
- changes in the relevant interest of Connected Persons of the director.
Direct or indirect interest -
Nature of indirect interest (including -
registered holder)
Date of change -
No. of securities held prior to -
change
Class -
Number acquired -
Number disposed -
Value/Consideration -
No. of securities held after change -
Nature of change -
Example: on-market trade, off-market
trade, exercise of options, issue of
securities under dividend reinvestment
plan, participation in buy-back
Any additional information Peter Beaven has a direct interest of 236,639
ordinary shares in BHP Billiton Limited.
Peter Beaven’s spouse also holds 1,446
ordinary shares in BHP Billiton Limited.
No change in beneficial interests
Part 2 – Change of interests in contracts other than as described in Part 2
Included in this Part are:
- only details of a contract in relation to which the interest has changed; and
- details and estimated valuation if the consideration is non-cash.
Detail of contract -
Nature of interest -
Name of registered holder -
(if issued securities)
No. and class of securities to which -
interest related prior to change
Interest acquired -
Interest disposed -
Value/Consideration -
Interest after change -
Part 3 – Change of interests in options or other rights granted by the entities
Included in this Part are only details of options or other rights granted which have changed,
save for the total number of securities over which options or other rights are held following this
notification.
Date of grant 4 December 2015
Period during which or date on LTIP Performance Shares
which exercisable - August 2020
STIP Deferred Shares
- August 2017
Total amount paid (if any) for the -
grant
Description of securities involved: 174,873 Performance Shares (BHP Billiton
class; number Limited) under the LTIP
40,921 Deferred Shares (BHP Billiton Limited)
under the STIP
Exercise price (if fixed at time of -
grant) or indication that price is to
be fixed at time of exercise
Total number of securities over BHP Billiton Limited:
which options or other rights held at
the date of this notice 400,602 – maximum number of Performance
Shares (ordinary shares of BHP Billiton Limited)
under the LTIP
80,758 – maximum number of Deferred Shares
(ordinary shares of BHP Billiton Limited) under
the STIP
39,282 – maximum number of Transitional GMC
Awards (ordinary shares of BHP Billiton Limited)
________
520,642 – Total
Any additional information This notification is in respect of the award of
Performance Shares under the LTIP and
Deferred Shares under the STIP.
To ensure executives do not receive a larger
number of awards in light of the lower BHP
Billiton share price since the Samarco tailings
dam tragedy in Brazil on 5 November 2015, the
award sizes have been determined by
maintaining the share price and exchange rate
of 5 November 2015 throughout the period from
6 November 2015 to the grant date. This results
in a lower number of awards being allocated
than otherwise would have been the case.
Part 4 - Contact details
Name of authorised officers Rachel Agnew
responsible for making this
notification on behalf of the entities
Contact details Rachel Agnew Tel: +61 3 9609 3730
Fax: +61 3 9611 1044
Name of person Tony Cudmore
discharging managerial
responsibilities
Date of last notice 26 May 2015
Date issuer informed of 4 December 2015
transaction
Date and place of 4 December 2015 (place of transaction not applicable)
transaction
Nature of transaction Award of Performance Shares under the Long Term
(“LTIP”) and of Deferred Shares under the Short Term
Inventive Plan (“STIP”).
Part 1 – Change of relevant interests in securities
Included in this Part are:
- in the case of a trust, interests in the trust made available by the responsible entity of
the trust;
- details of the circumstance giving rise to the relevant interest;
- details and estimated valuation if the consideration is non-cash; and
- changes in the relevant interest of Connected Persons of the director.
Direct or indirect interest -
Nature of indirect interest (including -
registered holder)
Date of change -
No. of securities held prior to -
change
Class -
Number acquired -
Number disposed -
Value/Consideration -
No. of securities held after change -
Nature of change -
Example: on-market trade, off-market
trade, exercise of options, issue of
securities under dividend reinvestment
plan, participation in buy-back
Any additional information -
Part 2 – Change of interests in contracts other than as described in Part 2
Included in this Part are:
- only details of a contract in relation to which the interest has changed; and
- details and estimated valuation if the consideration is non-cash.
Detail of contract -
Nature of interest -
Name of registered holder -
(if issued securities)
No. and class of securities to which -
interest related prior to change
Interest acquired -
Interest disposed -
Value/Consideration -
Interest after change -
Part 3 – Change of interests in options or other rights granted by the entities
Included in this Part are only details of options or other rights granted which have changed,
save for the total number of securities over which options or other rights are held following this
notification.
Date of grant 4 December 2015
Period during which or date on LTIP Performance Shares
which exercisable - August 2020
STIP Deferred Shares
- August 2017
Total amount paid (if any) for the -
grant
Description of securities involved: 112,418 Performance Shares (BHP Billiton
class; number Limited) under the LTIP
33,218 Deferred Shares (BHP Billiton Limited)
under the STIP
Exercise price (if fixed at time of -
grant) or indication that price is to
be fixed at time of exercise
Total number of securities over BHP Billiton Limited:
which options or other rights held at
the date of this notice 210,797 – maximum number of Performance
Shares (ordinary shares of BHP Billiton Limited)
under the LTIP
43,697 – maximum number of Deferred Shares
(ordinary shares of BHP Billiton Limited) under
the STIP
________
254,494 – Total
Any additional information This notification is in respect of the award of
Performance Shares under the LTIP and
Deferred Shares under the STIP.
To ensure executives do not receive a larger
number of awards in light of the lower BHP
Billiton share price since the Samarco tailings
dam tragedy in Brazil on 5 November 2015, the
award sizes have been determined by
maintaining the share price and exchange rate
of 5 November 2015 throughout the period from
6 November 2015 to the grant date. This results
in a lower number of awards being allocated
than otherwise would have been the case.
Part 4 - Contact details
Name of authorised officers Rachel Agnew
responsible for making this
notification on behalf of the entities
Contact details Rachel Agnew Tel: +61 3 9609 3730
Fax: +61 3 9611 1044
Name of person
Tim Cutt
discharging managerial
responsibilities
Date of last notice 28 August 2015
Date issuer informed of 4 December 2015
transaction
Date and place of 4 December 2015 (place of transaction not applicable)
transaction
Nature of transaction Award of Performance Shares under the Long Term
(“LTIP”) and of Deferred Shares under the Short Term
Inventive Plan (“STIP”).
Part 1 – Change of relevant interests in securities
Included in this Part are:
- in the case of a trust, interests in the trust made available by the responsible entity of
the trust;
- details of the circumstance giving rise to the relevant interest;
- details and estimated valuation if the consideration is non-cash; and
- changes in the relevant interest of Connected Persons of the director.
Direct or indirect interest -
Nature of indirect interest (including -
registered holder)
Date of change -
No. of securities held prior to -
change
Class -
Number acquired -
Number disposed -
Value/Consideration -
No. of securities held after change -
Nature of change -
Example: on-market trade, off-market
trade, exercise of options, issue of
securities under dividend reinvestment
plan, participation in buy-back
Any additional information Tim Cutt has an indirect interest of 78,567
ordinary shares in BHP Billiton Limited and
an indirect interest in 940 ordinary shares in
BHP Billiton Limited (held as 470 ADRs) held on
behalf of Tim Cutt as beneficial owner.
No change in beneficial interests
Part 2 – Change of interests in contracts other than as described in Part 2
Included in this Part are:
- only details of a contract in relation to which the interest has changed; and
- details and estimated valuation if the consideration is non-cash.
Detail of contract -
Nature of interest -
Name of registered holder -
(if issued securities)
No. and class of securities to which -
interest related prior to change
Interest acquired -
Interest disposed -
Value/Consideration -
Interest after change -
Part 3 – Change of interests in options or other rights granted by the entities
Included in this Part are only details of options or other rights granted which have changed,
save for the total number of securities over which options or other rights are held following
this notification.
Date of grant 4 December 2015
Period during which or date on LTIP Performance Shares
which exercisable - August 2020
STIP Deferred Shares
- August 2017
Total amount paid (if any) for the -
grant
Description of securities involved: 174,873 Performance Shares (BHP Billiton
class; number Limited) under the LTIP
49,105 Deferred Shares (BHP Billiton Limited)
under the STIP
Exercise price (if fixed at time of -
grant) or indication that price is to
be fixed at time of exercise
Total number of securities over BHP Billiton Limited:
which options or other rights held at
the date of this notice 400,602 – maximum number of Performance
Shares (ordinary shares of BHP Billiton Limited)
under the LTIP
89,767 – maximum number of Deferred Shares
(ordinary shares of BHP Billiton Limited) under
the STIP
39,282 – maximum number of Transitional GMC
Awards (ordinary shares of BHP Billiton Limited)
________
529,651 – Total
Any additional information This notification is in respect of the award of
Performance Shares under the LTIP and
Deferred Shares under the STIP.
To ensure executives do not receive a larger
number of awards in light of the lower BHP
Billiton share price since the Samarco tailings
dam tragedy in Brazil on 5 November 2015, the
award sizes have been determined by
maintaining the share price and exchange rate
of 5 November 2015 throughout the period from
6 November 2015 to the grant date. This results
in a lower number of awards being allocated
than otherwise would have been the case.
Part 4 - Contact details
Name of authorised officers Rachel Agnew
responsible for making this
notification on behalf of the entities
Contact details Rachel Agnew Tel: +61 3 9609 3730
Fax: +61 3 9611 1044
Name of person Dean Dalla Valle
discharging managerial
responsibilities
Date of last notice 28 August 2015
Date issuer informed of 4 December 2015
transaction
Date and place of 4 December 2015 (place of transaction not applicable)
transaction
Award of Performance Shares under the Long Term
Nature of transaction (“LTIP”) and of Deferred Shares under the Short Term
Inventive Plan (“STIP”).
Part 1 – Change of relevant interests in securities
Included in this Part are:
- in the case of a trust, interests in the trust made available by the responsible entity of
the trust;
- details of the circumstance giving rise to the relevant interest;
- details and estimated valuation if the consideration is non-cash; and
- changes in the relevant interest of Connected Persons of the director.
Direct or indirect interest -
Nature of indirect interest (including -
registered holder)
Date of change -
No. of securities held prior to -
change
Class -
Number acquired -
Number disposed -
Value/Consideration -
No. of securities held after change -
Nature of change -
Example: on-market trade, off-market
trade, exercise of options, issue of
securities under dividend reinvestment
plan, participation in buy-back
Any additional information Dean Dalla Valle has a direct interest in 83,438
ordinary shares in BHP Billiton Limited.
Dean Dalla Valle also holds an indirect interest
in 21,144 ordinary shares in BHP Billiton
Limited.
Dean Dalla Valle’s spouse also holds 43,582
ordinary shares in BHP Billiton Limited.
No change in beneficial interests
Part 2 – Change of interests in contracts other than as described in Part 2
Included in this Part are:
- only details of a contract in relation to which the interest has changed; and
- details and estimated valuation if the consideration is non-cash.
Detail of contract -
Nature of interest -
Name of registered holder -
(if issued securities)
No. and class of securities to which -
interest related prior to change
Interest acquired -
Interest disposed -
Value/Consideration -
Interest after change -
Part 3 – Change of interests in options or other rights granted by the entities
Included in this Part are only details of options or other rights granted which have changed,
save for the total number of securities over which options or other rights are held following this
notification.
Date of grant 4 December 2015
Period during which or date on LTIP Performance Shares
which exercisable - August 2020
STIP Deferred Shares
- August 2017
Total amount paid (if any) for the -
grant
Description of securities involved: 174,873 Performance Shares (BHP Billiton
class; number Limited) under the LTIP
40,921 Deferred Shares (BHP Billiton Limited)
under the STIP
Exercise price (if fixed at time of -
grant) or indication that price is to
be fixed at time of exercise
Total number of securities over BHP Billiton Limited:
which options or other rights held at
the date of this notice 400,602 – maximum number of Performance
Shares (ordinary shares of BHP Billiton Limited)
under the LTIP
84,809 – maximum number of Deferred Shares
(ordinary shares of BHP Billiton Limited) under
the STIP
39,282 – maximum number of Transitional GMC
Awards (ordinary shares of BHP Billiton Limited)
________
524,693 – Total
Any additional information This notification is in respect of the award of
Performance Shares under the LTIP and
Deferred Shares under the STIP.
To ensure executives do not receive a larger
number of awards in light of the lower BHP
Billiton share price since the Samarco tailings
dam tragedy in Brazil on 5 November 2015, the
award sizes have been determined by
maintaining the share price and exchange rate
of 5 November 2015 throughout the period from
6 November 2015 to the grant date. This results
in a lower number of awards being allocated
than otherwise would have been the case.
Part 4 - Contact details
Name of authorised officers Rachel Agnew
responsible for making this
notification on behalf of the entities
Contact details Rachel Agnew Tel: +61 3 9609 3730
Fax: +61 3 9611 1044
Name of person Geoff Healy
discharging managerial
responsibilities
Date of last notice 26 May 2015
Date issuer informed of 4 December 2015
transaction
Date and place of 4 December 2015 (place of transaction not applicable)
transaction
Award of Performance Shares under the Long Term
Nature of transaction (“LTIP”) and of Deferred Shares under the Short Term
Inventive Plan (“STIP”).
Part 1 – Change of relevant interests in securities
Included in this Part are:
- in the case of a trust, interests in the trust made available by the responsible entity of
the trust;
- details of the circumstance giving rise to the relevant interest;
- details and estimated valuation if the consideration is non-cash; and
- changes in the relevant interest of Connected Persons of the director.
Direct or indirect interest -
Nature of indirect interest (including -
registered holder)
Date of change -
No. of securities held prior to -
change
Class -
Number acquired -
Number disposed -
Value/Consideration -
No. of securities held after change -
Nature of change -
Example: on-market trade, off-market
trade, exercise of options, issue of
securities under dividend reinvestment
plan, participation in buy-back
Any additional information Geoff Healy’s spouse holds 3,000 ordinary
shares in BHP Billiton Limited.
No change to these interests
Part 2 – Change of interests in contracts other than as described in Part 2
Included in this Part are:
- only details of a contract in relation to which the interest has changed; and
- details and estimated valuation if the consideration is non-cash.
Detail of contract -
Nature of interest -
Name of registered holder -
(if issued securities)
No. and class of securities to which -
interest related prior to change
Interest acquired -
Interest disposed -
Value/Consideration -
Interest after change -
Part 3 – Change of interests in options or other rights granted by the entities
Included in this Part are only details of options or other rights granted which have changed,
save for the total number of securities over which options or other rights are held following this
notification.
Date of grant 4 December 2015
Period during which or date on LTIP Performance Shares
which exercisable - August 2020
STIP Deferred Shares
- August 2017
Total amount paid (if any) for the -
grant
Description of securities involved: 174,873 Performance Shares (BHP Billiton
class; number Limited) under the LTIP
49,105 Deferred Shares (BHP Billiton Limited)
under the STIP
Exercise price (if fixed at time of Nil
grant) or indication that price is to
be fixed at time of exercise
Total number of securities over BHP Billiton Limited:
which options or other rights held at
the date of this notice 400,602 – maximum number of Performance
Shares (ordinary shares of BHP Billiton Limited)
under the LTIP
91,980 – maximum number of Deferred Shares
(ordinary shares of BHP Billiton Limited) under
the STIP
________
492,582 – Total
Any additional information This notification is in respect of the award of
Performance Shares under the LTIP and
Deferred Shares under the STIP.
To ensure executives do not receive a larger
number of awards in light of the lower BHP
Billiton share price since the Samarco tailings
dam tragedy in Brazil on 5 November 2015, the
award sizes have been determined by
maintaining the share price and exchange rate
of 5 November 2015 throughout the period from
6 November 2015 to the grant date. This results
in a lower number of awards being allocated
than otherwise would have been the case.
Part 4 - Contact details
Name of authorised officers Rachel Agnew
responsible for making this
notification on behalf of the entities
Contact details Rachel Agnew Tel: +61 3 9609 3730
Fax: +61 3 9611 1044
Name of person Mike Henry
discharging managerial
responsibilities
Date of last notice 28 August 2015
Date issuer informed of 4 December 2015
transaction
Date and place of 4 December 2015 (place of transaction not applicable)
transaction
Nature of transaction Award of Performance Shares under the Long Term
(“LTIP”) and of Deferred Shares under the Short Term
Inventive Plan (“STIP”).
Part 1 – Change of relevant interests in securities
Included in this Part are:
- in the case of a trust, interests in the trust made available by the responsible entity of the
trust;
- details of the circumstance giving rise to the relevant interest;
- details and estimated valuation if the consideration is non-cash; and
- changes in the relevant interest of Connected Persons of the director.
Direct or indirect interest -
Nature of indirect interest (including -
registered holder)
Date of change -
No. of securities held prior to -
change
Class -
Number acquired -
Number disposed -
Value/Consideration -
No. of securities held after change -
Nature of change -
Example: on-market trade, off-market
trade, exercise of options, issue of
securities under dividend reinvestment
plan, participation in buy-back
Any additional information Mike Henry has a direct interest in 18,875
ordinary shares in BHP Billiton Limited and
111,591 ordinary shares in BHP Billiton Plc.
Mike Henry also has an indirect interest in
19,164 ordinary shares in BHP Billiton Limited
and 68,952 ordinary shares in BHP Billiton Plc.
No change in beneficial interests
Part 2 – Change of interests in contracts other than as described in Part 2
Included in this Part are:
- only details of a contract in relation to which the interest has changed; and
- details and estimated valuation if the consideration is non-cash.
Detail of contract -
Nature of interest -
Name of registered holder -
(if issued securities)
No. and class of securities to which -
interest related prior to change
Interest acquired -
Interest disposed -
Value/Consideration -
Interest after change -
Part 3 – Change of interests in options or other rights granted by the entities
Included in this Part are only details of options or other rights granted which have changed,
save for the total number of securities over which options or other rights are held following
this notification.
Date of grant 4 December 2015
Period during which or date on LTIP Performance Shares
which exercisable - August 2020
STIP Deferred Shares
- August 2017
Total amount paid (if any) for the -
grant
Description of securities involved: 192,360 Performance Shares (BHP Billiton
class; number Limited) under the LTIP
45,542 Deferred Shares (BHP Billiton Limited)
under the STIP
Exercise price (if fixed at time of -
grant) or indication that price is to
be fixed at time of exercise
Total number of securities over BHP Billiton Plc:
which options or other rights held at
the date of this notice 130,922 – maximum number of Performance
Shares (ordinary shares of BHP Billiton Plc)
under the LTIP
21,533 – maximum number of Transitional GMC
Awards (ordinary shares of BHP Billiton Plc)
________
152,455 – Total
BHP Billiton Limited:
440,663 – maximum number of Performance
Shares (ordinary shares of BHP Billiton Limited)
under the LTIP
93,117 – maximum number of Deferred Shares
(ordinary shares of BHP Billiton Limited) under
the STIP
________
533,780 – Total
Any additional information This notification is in respect of the award of
Performance Shares under the LTIP and
Deferred Shares under the STIP.
To ensure executives do not receive a larger
number of awards in light of the lower BHP
Billiton share price since the Samarco tailings
dam tragedy in Brazil on 5 November 2015, the
award sizes have been determined by
maintaining the share price and exchange rate
of 5 November 2015 throughout the period from
6 November 2015 to the grant date. This results
in a lower number of awards being allocated
than otherwise would have been the case.
Part 4 - Contact details
Name of authorised officers Rachel Agnew
responsible for making this
notification on behalf of the entities
Contact details Rachel Agnew Tel: +61 3 9609 3730
Fax: +61 3 9611 1044
Name of person Danny Malchuk
discharging managerial
responsibilities
Date of last notice 28 August 2015
Date issuer informed of 4 December 2015
transaction
Date and place of 4 December 2015 (place of transaction not applicable)
transaction
Award of Performance Shares under the Long Term
Nature of transaction (“LTIP”) and of Deferred Shares under the Short Term
Inventive Plan (“STIP”).
Part 1 – Change of relevant interests in securities
Included in this Part are:
- in the case of a trust, interests in the trust made available by the responsible entity of
the trust;
- details of the circumstance giving rise to the relevant interest;
- details and estimated valuation if the consideration is non-cash; and
- changes in the relevant interest of Connected Persons of the director.
Direct or indirect interest -
Nature of indirect interest (including -
registered holder)
Date of change -
No. of securities held prior to -
change
Class -
Number acquired -
Number disposed -
Value/Consideration -
No. of securities held after change -
Nature of change -
Example: on-market trade, off-market
trade, exercise of options, issue of
securities under dividend reinvestment
plan, participation in buy-back
Any additional information Danny Malchuk has a direct interest of 52,687
ordinary shares in BHP Billiton Limited.
Danny Malchuk also has an indirect interest in
34,240 ordinary shares in BHP Billiton Limited.
No change in beneficial interests
Part 2 – Change of interests in contracts other than as described in Part 2
Included in this Part are:
- only details of a contract in relation to which the interest has changed; and
- details and estimated valuation if the consideration is non-cash.
Detail of contract -
Nature of interest -
Name of registered holder -
(if issued securities)
No. and class of securities to which -
interest related prior to change
Interest acquired -
Interest disposed -
Value/Consideration -
Interest after change -
Part 3 – Change of interests in options or other rights granted by the entities
Included in this Part are only details of options or other rights granted which have changed,
save for the total number of securities over which options or other rights are held following this
notification.
Date of grant 4 December 2015
Period during which or date on LTIP Performance Shares
which exercisable - August 2020
STIP Deferred Shares
- August 2017
Total amount paid (if any) for the -
grant
Description of securities involved: 174,873 Performance Shares (BHP Billiton
class; number Limited) under the LTIP
40,921 Deferred Shares (BHP Billiton Limited)
under the STIP
Exercise price (if fixed at time of -
grant) or indication that price is to
be fixed at time of exercise
Total number of securities over BHP Billiton Limited:
which options or other rights held at
the date of this notice 384,104 – maximum number of Performance
Shares (ordinary shares of BHP Billiton Limited)
under the LTIP
78,314 – maximum number of Deferred Shares
(ordinary shares of BHP Billiton Limited) under
the STIP
33,390 – maximum number of Transitional GMC
Awards (ordinary shares of BHP Billiton Limited)
________
495,808 – Total
Any additional information This notification is in respect of the award of
Performance Shares under the LTIP and
Deferred Shares under the STIP.
To ensure executives do not receive a larger
number of awards in light of the lower BHP
Billiton share price since the Samarco tailings
dam tragedy in Brazil on 5 November 2015, the
award sizes have been determined by
maintaining the share price and exchange rate
of 5 November 2015 throughout the period from
6 November 2015 to the grant date. This results
in a lower number of awards being allocated
than otherwise would have been the case.
Part 4 - Contact details
Name of authorised officers Rachel Agnew
responsible for making this
notification on behalf of the entities
Contact details Rachel Agnew Tel: +61 3 9609 3730
Fax: +61 3 9611 1044
Name of person Athalie Williams
discharging managerial
responsibilities
Date of last notice 28 August 2015
Date issuer informed of 4 December 2015
transaction
Date and place of 4 December 2015 (place of transaction not applicable)
transaction
Nature of transaction Award of Performance Shares under the Long Term
(“LTIP”), of Deferred Shares under the Short Term Incentive
Plan (“STIP”), of Deferred Shares under the Group Short
Term Incentive Plan (“GSTIP”) and of GMC Transitional
Awards.
Part 1 – Change of relevant interests in securities
Included in this Part are:
- in the case of a trust, interests in the trust made available by the responsible entity of
the trust;
- details of the circumstance giving rise to the relevant interest;
- details and estimated valuation if the consideration is non-cash; and
- changes in the relevant interest of Connected Persons of the director.
Direct or indirect interest -
Nature of indirect interest (including -
registered holder)
Date of change -
No. of securities held prior to -
change
Class -
Number acquired -
Number disposed -
Value/Consideration -
No. of securities held after change -
Nature of change -
Example: on-market trade, off-market
trade, exercise of options, issue of
securities under dividend reinvestment
plan, participation in buy-back
Any additional information Athalie Williams has a direct interest of 1,058
ordinary shares in BHP Billiton Limited.
Athalie Williams also holds an indirect interest in
20,399 ordinary shares in BHP Billiton Limited.
No change in beneficial interests
Part 2 – Change of interests in contracts other than as described in Part 2
Included in this Part are:
- only details of a contract in relation to which the interest has changed; and
- details and estimated valuation if the consideration is non-cash.
Detail of contract -
Nature of interest -
Name of registered holder -
(if issued securities)
No. and class of securities to which -
interest related prior to change
Interest acquired -
Interest disposed -
Value/Consideration -
Interest after change -
Part 3 – Change of interests in options or other rights granted by the entities
Included in this Part are only details of options or other rights granted which have changed,
save for the total number of securities over which options or other rights are held following this
notification.
Date of grant 4 December 2015
Period during which or date on LTIP Performance Shares
which exercisable - August 2020
STIP Deferred Shares
- August 2017
GSTIP Deferred Shares
- August 2017
Transitional GMC Awards
- August 2018 (tranche one)
- August 2019 (tranche two)
Total amount paid (if any) for the -
grant
Description of securities involved: 112,418 Performance Shares (BHP Billiton
class; number Limited) under the LTIP
17,692 Deferred Shares (BHP Billiton Limited)
under the STIP
4,689 Deferred Shares (BHP Billiton Limited)
under the GSTIP
23,420 Transitional GMC Awards (tranche one)
(BHP Billiton Limited)
23,420 Transitional GMC Awards (tranche two)
(BHP Billiton Limited)
Exercise price (if fixed at time of -
grant) or indication that price is to
be fixed at time of exercise
Total number of securities over BHP Billiton Limited:
which options or other rights held at
the date of this notice 11,893 – maximum number of Deferred Shares
(ordinary shares of BHP Billiton Limited) under
the GSTIP
15,906 – maximum number of Restricted Shares
(ordinary shares of BHP Billiton Limited) under
the MAP
112,418 – maximum number of Performance
Shares (ordinary shares of BHP Billiton Limited)
under the LTIP
17,692 – maximum number of Deferred Shares
(ordinary shares of BHP Billiton Limited) under
the STIP
46,840 – maximum number of Transitional GMC
Awards (ordinary shares of BHP Billiton Limited)
________
204,749 – Total
Any additional information This notification is in respect of the award of
Performance Shares under the LTIP, Deferred
Shares under the STIP, Deferred Shares under
the GSTIP and GMC Transitional Awards.
To ensure executives do not receive a larger
number of awards in light of the lower BHP
Billiton share price since the Samarco tailings
dam tragedy in Brazil on 5 November 2015, the
award sizes have been determined by
maintaining the share price and exchange rate
of 5 November 2015 throughout the period from
6 November 2015 to the grant date. This results
in a lower number of awards being allocated
than otherwise would have been the case.
Part 4 - Contact details
Name of authorised officers Rachel Agnew
responsible for making this
notification on behalf of the entities
Contact details Rachel Agnew Tel: +61 3 9609 3730
Fax: +61 3 9611 1044
Name of person Jimmy Wilson
discharging managerial
responsibilities
Date of last notice 28 August 2015
Date issuer informed of 4 December 2015
transaction
Date and place of 4 December 2015 (place of transaction not applicable)
transaction
Nature of transaction Award of Performance Shares under the Long Term
(“LTIP”) and of Deferred Shares under the Short Term
Inventive Plan (“STIP”).
Part 1 – Change of relevant interests in securities
Included in this Part are:
- in the case of a trust, interests in the trust made available by the responsible entity of
the trust;
- details of the circumstance giving rise to the relevant interest;
- details and estimated valuation if the consideration is non-cash; and
- changes in the relevant interest of Connected Persons of the director.
Direct or indirect interest -
Nature of indirect interest (including -
registered holder)
Date of change -
No. of securities held prior to -
change
Class -
Number acquired -
Number disposed -
Value/Consideration -
No. of securities held after change -
Nature of change -
Example: on-market trade, off-market
trade, exercise of options, issue of
securities under dividend reinvestment
plan, participation in buy-back
Any additional information Jimmy Wilson has a direct interest in 142,763
ordinary shares in BHP Billiton Limited and
59,301 ordinary shares in BHP Billiton Plc.
No change in beneficial interests
Part 2 – Change of interests in contracts other than as described in Part 2
Included in this Part are:
- only details of a contract in relation to which the interest has changed; and
- details and estimated valuation if the consideration is non-cash.
Detail of contract -
Nature of interest -
Name of registered holder -
(if issued securities)
No. and class of securities to which -
interest related prior to change
Interest acquired -
Interest disposed -
Value/Consideration -
Interest after change -
Part 3 – Change of interests in options or other rights granted by the entities
Included in this Part are only details of options or other rights granted which have changed,
save for the total number of securities over which options or other rights are held following this
notification.
Date of grant 4 December 2015
Period during which or date on LTIP Performance Shares
which exercisable - August 2020
STIP Deferred Shares
- August 2017
Total amount paid (if any) for the -
grant
Description of securities involved: 174,873 Performance Shares (BHP Billiton
class; number Limited) under the LTIP
49,105 Deferred Shares (BHP Billiton Limited)
under the STIP
Exercise price (if fixed at time of -
grant) or indication that price is to
be fixed at time of exercise
Total number of securities over BHP Billiton Limited:
which options or other rights held at
the date of this notice 400,602 – maximum number of Performance
Shares (ordinary shares of BHP Billiton Limited)
under the LTIP
93,706 – maximum number of Deferred Shares
(ordinary shares of BHP Billiton Limited) under
the STIP
39,282 – maximum number of Transitional GMC
Awards (ordinary shares of BHP Billiton Limited)
________
533,590 – Total
Any additional information This notification is in respect of the award of
Performance Shares under the LTIP and
Deferred Shares under the STIP.
To ensure executives do not receive a larger
number of awards in light of the lower BHP
Billiton share price since the Samarco tailings
dam tragedy in Brazil on 5 November 2015, the
award sizes have been determined by
maintaining the share price and exchange rate
of 5 November 2015 throughout the period from
6 November 2015 to the grant date. This results
in a lower number of awards being allocated
than otherwise would have been the case.
Part 4 - Contact details
Name of authorised officers Rachel Agnew
responsible for making this
notification on behalf of the entities
Contact details Rachel Agnew Tel: +61 3 9609 3730
Fax: +61 3 9611 1044
Sponsor: Merrill Lynch South Africa Proprietary Limited
BHP Billiton Limited ABN 49 004 028 077 BHP Billiton Plc Registration number 3196209
Registered in Australia Registered in England and Wales
Registered Office: 171 Collins Street Melbourne Victoria 3000 Registered Office: Neathouse Place, London SW1V 1LH UK
Members of the BHP Billiton Group which is headquartered in Australia
Date: 07/12/2015 08:05:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of
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