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COAL OF AFRICA LIMITED - Appendix 3Y Change of Directors Interest Notice

Release Date: 01/12/2015 14:15
Code(s): CZA     PDF:  
Wrap Text
Appendix 3Y Change of Director’s Interest Notice

Coal of Africa Limited
(Incorporated and registered in Australia)
Registration number ABN 008 905 388
ISIN AU000000CZA6                                                                                               Appendix 3Y
JSE/ASX/AIM share code: CZA
("CoAL or the "Company" or the "Group")                                                  Change of Director’s Interest Notice


                                                                                                                             Rule 3.19A.2

                                                       Appendix 3Y
                                      Change of Director’s Interest Notice
        Information or documents not available now must be given to ASX as soon as available. Information and
        documents given to ASX become ASX’s property and may be made public.
        Introduced 30/9/2001.


        Name of entity                                          Coal of Africa Limited

        ABN                                                     98 008 905 388

        We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the
        director for the purposes of section 205G of the Corporations Act.

          Name of Director                                        David Hugh Brown

          Date of last notice                                     19 March 2015


        Part 1 - Change of director’s relevant interests in securities
        In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

          Direct or indirect interest                                             Direct

          Nature of indirect interest
          (including registered holder)
          Note: Provide details of the circumstances giving rise to the
          relevant interest.

          Date of change                                                          1 December 2015


          No. of securities held prior to change                                  Direct interest
                                                                                  325,000 fully paid ordinary shares

                                                                                  2,500,000 unlisted options exercisable at GBP
                                                                                  0.25 each on or before 30 November 2015

                                                                                  10,575,000 unlisted options exercisable at
                                                                                  between ZAR1.2 and ZAR1.45 each on or before
                                                                                  1 February 2019

                                                                                  Indirect interest
                                                                                  Nil

          Class                                                                   Unlisted Performance Rights granted as
                                                                                  conditional awards vesting on 1 December 2018
                                                                                  subject to vesting conditions
          Number acquired                                                          9,714,021

          Number disposed                                                          Nil




        + See chapter 19 for defined terms.

        30/9/2001                                                                                                     Appendix 3Y Page 1
Appendix 3Y
Change of Director’s Interest Notice


 Value/Consideration                                                   Nil
 Note: If consideration is non-cash, provide details and estimated
 valuation

 No. of securities held after change                                   Direct interest
                                                                       825,000 fully paid ordinary shares.

                                                                       10,575,000 unlisted options exercisable at
                                                                       between ZAR1.2 and ZAR1.45 each on or before
                                                                       1 February 2019

                                                                       9,714,021 unlisted performance rights granted as
                                                                       conditional awards vesting on 1 December 2018
                                                                       subject to vesting conditions

                                                                       Indirect interest
                                                                       Nil.
 Nature of change                                                       Issue of Unlisted Performance Rights under
 Example: on-market trade, off-market trade, exercise of options,       Company’s Performance Rights Plan
 issue of securities under dividend reinvestment plan, participation
 in buy-back



Part 2 – Change of director’s interests in contracts
 Detail of contract                                    N/A

 Nature of interest


 Name of registered holder
 (if issued securities)

 Date of change
 No. and class of securities to which
 interest related prior to change
 Note: Details are only required for a contract in
 relation to which the interest has changed

 Interest acquired
 Interest disposed
 Value/Consideration
 Note: If consideration is non-cash, provide details
 and an estimated valuation

 Interest after change

Part 3 – +Closed period
 Were the interests in the securities or contracts detailed No
 above traded during a +closed period where prior written
 clearance was required?
 If so, was prior written clearance provided to allow the trade
 to proceed during this period?
 If prior written clearance was provided, on what date was this
 provided?


+ See chapter 19 for defined terms.

Appendix 3Y Page 2                                                                                           30/9/2001
                                                                                                        Appendix 3Y
                                                                                 Change of Director’s Interest Notice


                                                                                                                     Rule 3.19A.2

                                               Appendix 3Y
                              Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.


Name of entity                                          Coal of Africa Limited

ABN                                                     98 008 905 388

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the
director for the purposes of section 205G of the Corporations Act.

 Name of Director                                         De Wet Olivier Schutte

 Date of last notice                                      22 June 2015


Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

 Direct or indirect interest                                              Direct

 Nature of indirect interest
 (including registered holder)
 Note: Provide details of the circumstances giving rise to the
 relevant interest.

 Date of change                                                           1 December 2015


 No. of securities held prior to change                                   Direct interest
                                                                          Nil

                                                                          Indirect interest
                                                                          Nil


 Class                                                                    Unlisted Performance Rights granted as
                                                                          conditional awards vesting on 1 December 2018
                                                                          subject to vesting conditions
 Number acquired                                                           5,449,944

 Number disposed                                                           Nil
 Value/Consideration                                                      Nil
 Note: If consideration is non-cash, provide details and estimated
 valuation




+ See chapter 19 for defined terms.

30/9/2001                                                                                                     Appendix 3Y Page 1
Appendix 3Y
Change of Director’s Interest Notice


 No. of securities held after change                                   Direct interest
                                                                       5,449,944 unlisted performance rights granted as
                                                                       conditional awards vesting on 1 December 2018
                                                                       subject to vesting conditions

                                                                       Indirect interest
                                                                       Nil.
 Nature of change                                                       Issue of Unlisted Performance Rights under
 Example: on-market trade, off-market trade, exercise of options,       Company’s Performance Rights Plan
 issue of securities under dividend reinvestment plan, participation
 in buy-back



Part 2 – Change of director’s interests in contracts
 Detail of contract                                    N/A

 Nature of interest


 Name of registered holder
 (if issued securities)

 Date of change
 No. and class of securities to which
 interest related prior to change
 Note: Details are only required for a contract in
 relation to which the interest has changed

 Interest acquired
 Interest disposed
 Value/Consideration
 Note: If consideration is non-cash, provide details
 and an estimated valuation

 Interest after change

Part 3 – +Closed period
 Were the interests in the securities or contracts detailed No
 above traded during a +closed period where prior written
 clearance was required?
 If so, was prior written clearance provided to allow the trade
 to proceed during this period?
 If prior written clearance was provided, on what date was this
 provided?




+ See chapter 19 for defined terms.

Appendix 3Y Page 2                                                                                        30/9/2001
                                                                                                        Appendix 3Y
                                                                                 Change of Director’s Interest Notice


                                                                                                                     Rule 3.19A.2

                                               Appendix 3Y
                              Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.


Name of entity                                          Coal of Africa Limited

ABN                                                     98 008 905 388

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the
director for the purposes of section 205G of the Corporations Act.

 Name of Director                                         Bernard Pryor

 Date of last notice                                      30 September 2014


Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

 Direct or indirect interest                                              Direct

 Nature of indirect interest
 (including registered holder)
 Note: Provide details of the circumstances giving rise to the
 relevant interest.

 Date of change                                                           1 December 2015


 No. of securities held prior to change                                   Direct interest
                                                                          150,000 fully paid ordinary shares.
                                                                          1,000,000 unlisted options exercisable at GBP
                                                                          0.25 each on or before 30 November 2015

                                                                          Indirect interest
                                                                          Nil

 Class                                                                    Unlisted options

 Number acquired                                                           1,000,000


 Number disposed                                                           Nil

 Value/Consideration                                                      Nil
 Note: If consideration is non-cash, provide details and estimated
 valuation




+ See chapter 19 for defined terms.

30/9/2001                                                                                                     Appendix 3Y Page 1
Appendix 3Y
Change of Director’s Interest Notice


 No. of securities held after change                                   Direct interest
                                                                       150,000 fully paid ordinary shares.
                                                                       1,000,000 unlisted options exercisable at GBP
                                                                       0.055 each on or before 1 December 2018

                                                                       Indirect interest
                                                                       Nil.
 Nature of change                                                       Issue of options approved at AGM
 Example: on-market trade, off-market trade, exercise of options,
 issue of securities under dividend reinvestment plan, participation
 in buy-back



Part 2 – Change of director’s interests in contracts

 Detail of contract                                    N/A

 Nature of interest


 Name of registered holder
 (if issued securities)

 Date of change

 No. and class of securities to which
 interest related prior to change
 Note: Details are only required for a contract in
 relation to which the interest has changed

 Interest acquired

 Interest disposed

 Value/Consideration
 Note: If consideration is non-cash, provide details
 and an estimated valuation

 Interest after change




Part 3 – +Closed period

 Were the interests in the securities or contracts detailed No
 above traded during a +closed period where prior written
 clearance was required?
 If so, was prior written clearance provided to allow the trade
 to proceed during this period?
 If prior written clearance was provided, on what date was this
 provided?




+ See chapter 19 for defined terms.

Appendix 3Y Page 2                                                                                         30/9/2001
                                                                                                        Appendix 3Y
                                                                                 Change of Director’s Interest Notice


                                                                                                                     Rule 3.19A.2

                                               Appendix 3Y
                              Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.


Name of entity                                          Coal of Africa Limited

ABN                                                     98 008 905 388

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the
director for the purposes of section 205G of the Corporations Act.

 Name of Director                                         Peter Cordin

 Date of last notice                                      17 November 2014


Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

 Direct or indirect interest                                              Direct

 Nature of indirect interest
 (including registered holder)
 Note: Provide details of the circumstances giving rise to the
 relevant interest.

 Date of change                                                           1 December 2015


 No. of securities held prior to change                                   Direct interest
                                                                          Nil

                                                                          Indirect interest
                                                                          412,759 fully paid ordinary shares held by
                                                                          Cordin Pty Ltd <No 1 Account>. Mr Cordin is a
                                                                          Director of Cordin Pty Ltd and a beneficiary of
                                                                          the Trust.

                                                                          958,300 fully paid ordinary shares held by
                                                                          Cordin Pty Ltd ATF The Cordin Super Fund. Mr
                                                                          Cordin is a Director of Cordin Pty Ltd and a
                                                                          beneficiary of the Super Fund.
 Class                                                                    Unlisted options

 Number acquired                                                           1,000,000


 Number disposed                                                           Nil

 Value/Consideration                                                      Nil
 Note: If consideration is non-cash, provide details and estimated
 valuation


+ See chapter 19 for defined terms.

30/9/2001                                                                                                     Appendix 3Y Page 1
Appendix 3Y
Change of Director’s Interest Notice


 No. of securities held after change                                   Direct interest
                                                                       1,000,000 unlisted options exercisable at GBP
                                                                       0.055 each on or before 1 December 2018

                                                                       Indirect interest
                                                                       412,759 fully paid ordinary shares held by
                                                                       Cordin Pty Ltd <No 1 Account>. Mr Cordin is a
                                                                       Director of Cordin Pty Ltd and a beneficiary of
                                                                       the Trust.

                                                                       958,300 fully paid ordinary shares held by
                                                                       Cordin Pty Ltd ATF The Cordin Super Fund. Mr
                                                                       Cordin is a Director of Cordin Pty Ltd and a
                                                                       beneficiary of the Super Fund.

 Nature of change                                                      Issue of options approved at AGM
 Example: on-market trade, off-market trade, exercise of options,
 issue of securities under dividend reinvestment plan, participation
 in buy-back



Part 2 – Change of director’s interests in contracts
 Detail of contract                                    N/A

 Nature of interest


 Name of registered holder
 (if issued securities)

 Date of change

 No. and class of securities to which
 interest related prior to change

 Interest acquired
 Interest disposed
 Value/Consideration
 Note: If consideration is non-cash, provide details
 and an estimated valuation

 Interest after change

Part 3 – +Closed period
 Were the interests in the securities or contracts detailed No
 above traded during a +closed period where prior written
 clearance was required?
 If so, was prior written clearance provided to allow the trade
 to proceed during this period?
 If prior written clearance was provided, on what date was this
 provided?




+ See chapter 19 for defined terms.

Appendix 3Y Page 2                                                                                        30/9/2001
                                                                                                        Appendix 3Y
                                                                                 Change of Director’s Interest Notice


                                                                                                                     Rule 3.19A.2

                                               Appendix 3Y
                              Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.


Name of entity                                          Coal of Africa Limited

ABN                                                     98 008 905 388

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the
director for the purposes of section 205G of the Corporations Act.

 Name of Director                                         Thabo Mosololi

 Date of last notice                                      17 December 2014


Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

 Direct or indirect interest                                              Direct

 Nature of indirect interest
 (including registered holder)
 Note: Provide details of the circumstances giving rise to the
 relevant interest.

 Date of change                                                           1 December 2015


 No. of securities held prior to change                                   Direct interest
                                                                          10,000 fully paid ordinary shares.

                                                                          Indirect interest
                                                                          Nil

 Class                                                                    Unlisted options

 Number acquired                                                           1,000,000


 Number disposed                                                           Nil

 Value/Consideration                                                      Nil
 Note: If consideration is non-cash, provide details and estimated
 valuation




+ See chapter 19 for defined terms.

30/9/2001                                                                                                     Appendix 3Y Page 1
Appendix 3Y
Change of Director’s Interest Notice


 No. of securities held after change                                   Direct interest
                                                                       10,000 fully paid ordinary shares.
                                                                       1,000,000 unlisted options exercisable at GBP
                                                                       0.055 each on or before 1 December 2018

                                                                       Indirect interest
                                                                       Nil.
 Nature of change                                                       Issue of options approved at AGM
 Example: on-market trade, off-market trade, exercise of options,
 issue of securities under dividend reinvestment plan, participation
 in buy-back



Part 2 – Change of director’s interests in contracts

 Detail of contract                                    N/A

 Nature of interest


 Name of registered holder
 (if issued securities)

 Date of change

 No. and class of securities to which
 interest related prior to change
 Note: Details are only required for a contract in
 relation to which the interest has changed

 Interest acquired

 Interest disposed

 Value/Consideration
 Note: If consideration is non-cash, provide details
 and an estimated valuation

 Interest after change




Part 3 – +Closed period

 Were the interests in the securities or contracts detailed No
 above traded during a +closed period where prior written
 clearance was required?
 If so, was prior written clearance provided to allow the trade
 to proceed during this period?
 If prior written clearance was provided, on what date was this
 provided?




+ See chapter 19 for defined terms.

Appendix 3Y Page 2                                                                                         30/9/2001
                                                                                                        Appendix 3Y
                                                                                 Change of Director’s Interest Notice


                                                                                                                     Rule 3.19A.2

                                               Appendix 3Y
                              Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.


Name of entity                                          Coal of Africa Limited

ABN                                                     98 008 905 388

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the
director for the purposes of section 205G of the Corporations Act.

 Name of Director                                         Khomotso Mosehla

 Date of last notice                                      18 November 2010


Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

 Direct or indirect interest                                              Direct

 Nature of indirect interest
 (including registered holder)
 Note: Provide details of the circumstances giving rise to the
 relevant interest.

 Date of change                                                           1 December 2015


 No. of securities held prior to change                                   Direct interest
                                                                          Nil

                                                                          Indirect interest
                                                                          Nil

 Class                                                                    Unlisted options

 Number acquired                                                           1,000,000


 Number disposed                                                           Nil

 Value/Consideration                                                      Nil
 Note: If consideration is non-cash, provide details and estimated
 valuation




+ See chapter 19 for defined terms.

30/9/2001                                                                                                     Appendix 3Y Page 1
Appendix 3Y
Change of Director’s Interest Notice


 No. of securities held after change                                   Direct interest
                                                                       1,000,000 unlisted options exercisable at GBP
                                                                       0.055 each on or before 1 December 2018

                                                                       Indirect interest
                                                                       Nil.
 Nature of change                                                       Issue of options approved at AGM
 Example: on-market trade, off-market trade, exercise of options,
 issue of securities under dividend reinvestment plan, participation
 in buy-back



Part 2 – Change of director’s interests in contracts

 Detail of contract                                    N/A

 Nature of interest


 Name of registered holder
 (if issued securities)

 Date of change

 No. and class of securities to which
 interest related prior to change
 Note: Details are only required for a contract in
 relation to which the interest has changed

 Interest acquired

 Interest disposed

 Value/Consideration
 Note: If consideration is non-cash, provide details
 and an estimated valuation

 Interest after change




Part 3 – +Closed period

 Were the interests in the securities or contracts detailed No
 above traded during a +closed period where prior written
 clearance was required?
 If so, was prior written clearance provided to allow the trade
 to proceed during this period?
 If prior written clearance was provided, on what date was this
 provided?




+ See chapter 19 for defined terms.

Appendix 3Y Page 2                                                                                         30/9/2001
                                                                                                        Appendix 3Y
                                                                                 Change of Director’s Interest Notice


                                                                                                                     Rule 3.19A.2

                                               Appendix 3Y
                              Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.


Name of entity                                          Coal of Africa Limited

ABN                                                     98 008 905 388

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the
director for the purposes of section 205G of the Corporations Act.

 Name of Director                                         Andrew Mifflin

 Date of last notice                                      17 December 2014


Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

 Direct or indirect interest                                              Direct

 Nature of indirect interest
 (including registered holder)
 Note: Provide details of the circumstances giving rise to the
 relevant interest.

 Date of change                                                           1 December 2015


 No. of securities held prior to change                                   Direct interest
                                                                          Nil

                                                                          Indirect interest
                                                                          Nil

 Class                                                                    Unlisted options

 Number acquired                                                           1,000,000


 Number disposed                                                           Nil

 Value/Consideration                                                      Nil
 Note: If consideration is non-cash, provide details and estimated
 valuation




+ See chapter 19 for defined terms.

30/9/2001                                                                                                     Appendix 3Y Page 1
Appendix 3Y
Change of Director’s Interest Notice


 No. of securities held after change                                   Direct interest
                                                                       1,000,000 unlisted options exercisable at GBP
                                                                       0.055 each on or before 1 December 2018

                                                                       Indirect interest
                                                                       Nil.
 Nature of change                                                       Issue of options approved at AGM
 Example: on-market trade, off-market trade, exercise of options,
 issue of securities under dividend reinvestment plan, participation
 in buy-back



Part 2 – Change of director’s interests in contracts

 Detail of contract                                    N/A

 Nature of interest


 Name of registered holder
 (if issued securities)

 Date of change

 No. and class of securities to which
 interest related prior to change
 Note: Details are only required for a contract in
 relation to which the interest has changed

 Interest acquired

 Interest disposed

 Value/Consideration
 Note: If consideration is non-cash, provide details
 and an estimated valuation

 Interest after change




Part 3 – +Closed period

 Were the interests in the securities or contracts detailed No
 above traded during a +closed period where prior written
 clearance was required?
 If so, was prior written clearance provided to allow the trade
 to proceed during this period?
 If prior written clearance was provided, on what date was this
 provided?




+ See chapter 19 for defined terms.

Appendix 3Y Page 2                                                                                         30/9/2001

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