To view the PDF file, sign up for a MySharenet subscription.

SOUTH32 LIMITED - Notification of Change of Interests of Directors, Other Persons Discharging Managerial Responsibility

Release Date: 25/11/2015 09:20
Code(s): S32     PDF:  
Wrap Text
Notification of Change of Interests of Directors, Other Persons Discharging Managerial Responsibility

South32 Limited
(Incorporated in Australia under the Corporations Act 2001 (Cth))
(ACN 093 732 597)
ASX/JSE/LSE Share Code: S32
ISIN: AU000000S320


                        Notification of Change of Interests of
Directors, Other Persons Discharging Managerial Responsibility and Their Connected
                                       Persons

             (Australian Securities Exchange Listing Rules Appendix 3Y)
(Listing Rules & Disclosure and Transparency Rules of the United Kingdom Financial
                                  Conduct Authority)

Name of entity                   South32 Limited
ABN                              84 093 732 597

The entity notifies the stock exchanges on which it has listings, all those interests of directors
of the entity, other persons discharging managerial responsibilities and each of their
connected persons in the securities of the entity and its related bodies corporate (and
changes to those interests) which are required to be disclosed under the Australian
Securities Exchange (ASX) Listing Rules, the Listing Rules and Disclosure and
Transparency Rules of the United Kingdom Financial Conduct Authority, the Australian
Corporations Act and the entity’s Securities Dealing Policy.
We (the entity) give the following information under ASX Listing Rule 3.19A.2, United
Kingdom Financial Conduct Authority Disclosure and Transparency Rules 3.1.2R and 3.1.4R
and as agent for the director, other person discharging managerial responsibilities and/or
their connected person(s) in accordance with the entity’s Securities Dealing Policy and
section 205G of the Australian Corporations Act (where applicable).


Name of director or           Mr Peter Gerald Jan Kukielski (Director)
other person
discharging managerial
responsibilities

Date of last notice           23 November 2015
Date issuer informed of       24 November 2015
transaction

Date and place of             20 November 2015
transaction

Nature of transaction         Purchase of 4,500 South32 Limited American Depositary
                              Receipts (ADRs) (representing 22,500 South32 Limited shares)
(including a description of
                              on the United States over-the-counter (OTC) market.
the securities/financial
instrument)
Part 1 – Change of relevant interests in securities
This Part includes changes in the relevant interest of Connected Persons of the director or
other person discharging managerial responsibilities. Changes in relevant interest that
relate to rights and options granted by the entity are covered in Part 3 below.
Direct or indirect interest               Direct
Nature of indirect interest (including    -
registered holder)

Date of change                            20 November 2015
No. of securities held prior to           10,000 South32 Limited ADRs (representing
change                                    50,000 South32 Limited shares)
Class                                     ADRs in South32 Limited
Number acquired                           4,500 South32 Limited ADRs (representing 22,500
                                          South32 Limited shares)

Number disposed                           -
Value/Consideration                       US$4.67 per ADR
No. of securities held after change       14,500 South32 Limited ADRs (representing
                                          72,500 South32 Limited shares)

Nature of change                          Purchase of 4,500 South32 Limited ADRs.
Example: on-market trade, off-market
trade, exercise of options, issue of
securities under dividend reinvestment
plan, participation in buy-back
Any additional information                -
(including whether the notification
relates to a person connected with a
director or other person discharging
managerial responsibilities and, if so,
the identity of the connected person)

Part 2 – Change of interests in contracts other than as described in Part 1

Detail of contract                        -
Nature of interest                        -
Name of registered holder (if issued      -
securities)

No. and class of securities to which      -
interest related prior to change

Interest acquired                         -
Interest disposed                         -
Value/Consideration                       -
Interest after change                     -
Part 3 – Change of interests in options or other rights granted by the entity

Date of grant                              -
Period during which or date on which       -
exercisable

Total amount paid (if any) for the         -
grant

Description of securities involved:        -
Class; number

Exercise price (if fixed at time of        -
grant) or indication that price is to be
fixed at time of exercise

Total number of securities over which      -
options or other rights held at the
date of this notice

Any additional information                 -


Part 4 – Closed period

Were the interests in the securities or    No
contacts detailed above traded during
a closed period where prior written
consent was required?

If so, was prior written clearance         Under the South32 Limited Securities Dealing
provided to allow the trade to proceed     Policy a Director or other Person Discharging
during this period?                        Managerial Responsibilities cannot deal in
                                           South32 Limited securities without prior written
                                           clearance. This requirement applies to all
                                           dealings, including those that occur outside of a
                                           Close Period.

If prior written clearance was             -
provided, on what date was this
provided?

Part 5 – Contact details

Name of authorised officers                Nicole Duncan
responsible for making this
                                           Chief Legal Officer and Company Secretary
notification on behalf of the entity

Contact details                            Nicole Duncan     Tel      +61 8 9324 9000
                                                             Fax      +61 8 9324 9227

25 November 2015
JSE sponsor: UBS South Africa (Pty) Ltd

Date: 25/11/2015 09:20:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). 
The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of
 the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct, 
indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on,
 information disseminated through SENS.

Share This Story