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Appendix 3B
New issue announcement,
application for quotation of additional securities
and agreement
FIRESTONE ENERGY LIMITED
(Incorporated in Australia)
(Registration number ABN 058 436 794)
Share code on the JSE Limited: FSE
Share code on the ASX: FSE
ISIN: AU000000FSE6
FSE01 - ISIN: AU00000FSE02
(SA company registration number 2008/023973/10)
("FSE" or "the Company")
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
Appendix 3B
New issue announcement,
application for quotation of additional securities
and agreement
Information or documents not available now must be given to ASX as soon as
available. Information and documents given to ASX become ASX's property and
may be made public.
Introduced 01/07/96 Origin: Appendix 5 Amended 01/07/98, 01/09/99, 01/07/00,
30/09/01, 11/03/02, 01/01/03, 24/10/05, 01/08/12, 04/03/13
Name of entity
FIRESTONE ENERGY LIMITED
ABN
71 058 436 794
We (the entity) give ASX the following information.
Part 1 All issues
You must complete the relevant sections (attach sheets if there is not enough space).
1
+Class of +securities issued or to
be issued
A. Ordinary Shares - fully paid
B. Unlisted Options
2
Number of +securities issued or to
be issued (if known) or maximum
number which may be issued
A. 36,842,158 Shares
B. 2,000,00 Unlisted Options
3
Principal terms of the +securities
(e.g. if options, exercise price and
expiry date; if partly paid
+securities, the amount
outstanding and due dates for
payment; if +convertible
securities, the conversion price
and dates for conversion)
A. Shares - same as on issue
B. Options - Ex price $0.01, Expire
30/4/17
4
Do the +securities rank
equally in all respects from
the +issue date with an
existing +class of quoted
+securities?
If the additional +securities
do not rank equally, please
state:
*the date from which they
do
*the extent to which they
participate for the next
dividend, (in the case of a
trust, distribution) or
interest payment
*the extent to which they
do not rank equally, other
than in relation to the next
dividend, distribution or
interest payment
A. Shares - Yes
B. Options - No. New class
On conversion the shares
will rank pari passu with
ordinary shares on issue
5
Issue price or consideration
Shares -AU$0.01 (ZAR0.095)
Options - no cost
6
Purpose of the issue
(If issued as consideration
for the acquisition of assets,
clearly identify those assets)
A. Shares - To raise working capital (WC)
B. In lieu interest onr short term WC loans
6a
Is the entity an +eligible
entity that has obtained
security holder approval
under rule 7.1A?
If Yes, complete sections 6b
- 6h in relation to the
+securities the subject of this
Appendix 3B, and comply
with section 6i
Yes
6b
The date the security holder
resolution under rule 7.1A
was passed
28 Nov 2014
6c
Number of +securities issued
without security holder
approval under rule 7.1
A. Shares = 36,842,158
B. Options = 2,000,000
6d
Number of +securities issued
with security holder approval
under rule 7.1A
Nil
6e
Number of +securities issued
with security holder approval
under rule 7.3, or another
specific security holder
approval (specify date of
meeting)
Nil
6f
Number of +securities issued
under an exception in rule
7.2
Nil
6g
If +securities issued under
rule 7.1A, was issue price at
least 75% of 15 day VWAP
as calculated under rule
7.1A.3? Include the +issue
date and both values.
Include the source of the
VWAP calculation.
N/A
6h
If +securities were issued
under rule 7.1A for non-cash
consideration, state date on
which valuation of
consideration was released to
ASX Market
Announcements
N/A
6i
Calculate the entity's
remaining issue capacity
under rule 7.1 and rule 7.1A
- complete Annexure 1 and
release to ASX Market
Announcements
LR7.1 493,612,650
LR7.1A 354,969,872
7
+Issue dates
Note: The issue date may be
prescribed by ASX (refer to
the definition of issue date in
rule 19.12). For example,
the issue date for a pro rata
entitlement issue must
comply with the applicable
timetable in Appendix 7A.
Cross reference: item 33 of
Appendix 3B.
19 October 2015
Number
+Class
8
Number and +class of all
+securities quoted on ASX
(including the +securities in
section 2 if applicable)
3,586,540,881
Ordinary fully paid
Number
+Class
9
Number and +class of all
+securities not quoted on
ASX (including the
+securities in section 2 if
applicable)
27,145,000
475,971,429
2,000,000
Convertible Notes $1.00
(each convertible to 40 x
FPOS)
Convertible Notes AU$0.007
(each converts to one
ordinary share)
Unlisted Options Exercise
price $0.01, Expiry 30/4/17
10 Dividend policy (in the case of a trust, distribution policy) on the increased
capital (interests)
Part 2 - Pro rata issue
11 Is security holder approval required?
12 Is the issue renounceable or non-renounceable?
13 Ratio in which the +securities will be offered
14 +Class of +securities to which the offer relates
15 +Record date to determine entitlements
16 Will holdings on different registers (or subregisters) be aggregated for
calculating entitlements?
17 Policy for deciding entitlements in relation to fractions
18 Names of countries in which the entity has security holders who will not be
sent new offer documents
Note: Security holders must be told how their entitlements are to be dealt with.
Cross reference: rule 7.7
19 Closing date for receipt of acceptances or renunciations
20 Names of any underwriters
21 Amount of any underwriting fee or commission
22 Names of any brokers to the issue
23 Fee or commission payable to the broker to the issue
24 Amount of any handling fee payable to brokers who lodge acceptances or
renunciations on behalf of security holders
25 If the issue is contingent on security holders' approval, the date of the meeting
26 Date entitlement and acceptance form and offer documents will be sent to
persons entitled
27 If the entity has issued options, and the terms entitle option holders to
participate on exercise, the date on which notices will be sent to option holders
28 Date rights trading will begin (if applicable)
29 Date rights trading will end (if applicable)
30 How do security holders sell their entitlements in full through a broker?
31 How do security holders sell part of their entitlements through a broker and
accept for the balance?
32 How do security holders dispose of their entitlements (except by sale through
a broker)?
33 +Issue date
Part 3 Quotation of securities
You need only complete this section if you are applying for quotation of securities
34
Type of +securities
(tick one)
(a)
X
+Shares described in Part 1
(b)
0
All other +securities
Example: restricted securities at the end of the escrowed period,
partly paid securities that become fully paid, employee incentive
share securities when restriction ends, securities issued on expiry or
conversion of convertible securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
Tick to indicate you are providing the
information or documents
35
0
If the +securities are +equity securities, the names of the 20 largest
holders of the additional +securities, and the number and percentage
of additional +securities held by those holders
36
0
If the +securities are +equity securities, a distribution schedule of
the additional +securities setting out the number of holders in the
categories
1 - 1,000
1,001 - 5,000
5,001 - 10,000
10,001 - 100,000
100,001 and over
37
0
A copy of any trust deed for the additional +securities
Entities that have ticked box 34(b)
38 Number of +securities for which +quotation is sought
39 +Class of +securities for which quotation is sought
40 Do the +securities rank equally in all respects from the +issue date with an
existing +class of quoted +securities?
If the additional +securities do not rank equally, please state:
*the date from which they do
*the extent to which they participate for the next dividend, (in the case of a
trust, distribution) or interest payment
the extent to which they do not rank equally, other than in relation to the next
dividend, distribution or interest payment
41 Reason for request for quotation now
Example: In the case of restricted securities, end of restriction period
(if issued upon conversion of another +security, clearly identify that other
+security)
Number
+Class
42
Number and +class of all
+securities quoted on ASX
(including the +securities in
clause 38)
Quotation agreement
1+ Quotation of our additional +securities is in ASX's absolute discretion. ASX
may quote the +securities on any conditions it decides.
2 We warrant the following to ASX.
The issue of the +securities to be quoted complies with the law and is not for
an illegal purpose.
There is no reason why those +securities should not be granted +quotation.
An offer of the +securities for sale within 12 months after their issue will not
require disclosure under section 707(3) or section 1012C(6) of the
Corporations Act.
Note: An entity may need to obtain appropriate warranties from
subscribers for the securities in order to be able to give this warranty
Section 724 or section 1016E of the Corporations Act does not apply
to any applications received by us in relation to any +securities to be
quoted and that no-one has any right to return any +securities to be
quoted under sections 737, 738 or 1016F of the Corporations Act at
the time that we request that the +securities be quoted.
If we are a trust, we warrant that no person has the right to return the
+securities to be quoted under section 1019B of the Corporations Act at the
time that we request that the +securities be quoted.
3. We will indemnify ASX to the fullest extent permitted by law in respect of any
claim, action or expense arising from or connected with any breach of the
warranties in this agreement.
4. We give ASX the information and documents required by this form. If any
information or document is not available now, we will give it to ASX before
+quotation of the +securities begins. We acknowledge that ASX is relying
on the information and documents. We warrant that they are (will be) true
and complete.
Sign here: Date: 16 October 2015
(Director/Company secretary)
Print name: E L (Lee) Boyd
Appendix 3B - Annexure 1
Calculation of placement capacity under rule 7.1 and rule 7.1A for eligible
entities
Introduced 01/08/12 Amended 04/03/13
Part 1
Rule 7.1 - Issues exceeding 15% of capital
Step 1: Calculate "A", the base figure from which the placement capacity is
calculated
Insert number of fully paid +ordinary
securities on issue 12 months before the
+issue date or date of agreement to
issue
3,549,698,723
Add the following:
*Number of fully paid +ordinary securities issued in that 12 month period under an
exception in rule 7.2
*Number of fully paid +ordinary securities issued in that 12 month period with
shareholder approval
*Number of partly paid +ordinary securities that became fully paid in that 12
month period
Note:
*Include only ordinary securities here - other classes of equity securities cannot be
added
*Include here (if applicable) the securities the subject of the Appendix 3B to which
this form is annexed
*It may be useful to set out issues of securities on different dates as separate line
items
Subtract the number of fully paid +ordinary securities cancelled during that 12
month period
"A"
3,549,698,723
Step 2: Calculate 15% of "A"
"B"
0.15
[Note: this value cannot be changed]
Multiply "A" by 0.15
532,454,808
Step 3: Calculate "C", the amount of placement capacity under rule 7.1 that has
already been used
Insert number of +equity securities issued or agreed to be issued in that 12 month
period not counting those issued:
*Under an exception in rule 7.2
*Under rule 7.1A
*With security holder approval under rule 7.1 or rule 7.4
Note:
*This applies to equity securities, unless specifically excluded - not just ordinary
securities
*Include here (if applicable) the securities the subject of the Appendix 3B to which
this form is annexed
*It may be useful to set out issues of securities on different dates as separate line
items
36,842,158 Shares
2,000, 000 Options
"C"
38,842,158
Step 4: Subtract "C" from ["A" x "B"] to calculate remaining placement
capacity under rule 7.1
"A" x 0.15
Note: number must be same as shown
in Step 2
532,454,808
Subtract "C"
Note: number must be same as shown
in Step 3
38,842,158
Total ["A" x 0.15] - "C"
493,612,650
[Note: this is the remaining placement
capacity under rule 7.1]
Part 2
Rule 7.1A - Additional placement capacity for eligible entities
Step 1: Calculate "A", the base figure from which the placement capacity is
calculated
"A"
Note: number must be same as shown
in Step 1 of Part 1
3,549,698,723
Step 2: Calculate 10% of "A"
"D"
0.10
Note: this value cannot be changed
Multiply "A" by 0.10
354,969,872
Step 3: Calculate "E", the amount of placement capacity under rule 7.1A that
has already been used
Insert number of +equity securities issued or agreed to be issued in that 12 month
period under rule 7.1A
Notes:
*This applies to equity securities - not just ordinary securities
*Include here - if applicable - the securities the subject of the Appendix 3B to
which this form is annexed
*Do not include equity securities issued under rule 7.1 (they must be dealt with in
Part 1), or for which specific security holder approval has been obtained
*It may be useful to set out issues of securities on different dates as separate line
items
Nil
"E"
Nil
Step 4: Subtract "E" from ["A" x "D"] to calculate remaining placement
capacity under rule 7.1A
"A" x 0.10
Note: number must be same as shown
in Step 2
354,969,872
Subtract "E"
Note: number must be same as shown
in Step 3
Nil
Total ["A" x 0.10] - "E"
354,969,872
Note: this is the remaining placement
capacity under rule 7.1A
16 October 2015
Johannesburg
Sponsor
River Group
Date: 16/10/2015 01:18:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
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