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AQUARIUS PLATINUM LIMITED - New issue announcement, application for quotation of additional securities and agreement

Release Date: 09/10/2015 11:16
Code(s): AQP     PDF:  
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New issue announcement, application for quotation of additional securities and agreement

Aquarius Platinum Limited
(Incorporated in Bermuda)
Registration Number: EC26290 ISIN
Code: BMG0440M1284
JSE Share Code: AQP
(“Aquarius” or the “Company”)

New issue announcement, application for quotation of additional securities and agreement

Appendix 3B
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
                           
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000, 30/9/2001, 11/3/2002, 1/1/2003, 24/10/2005.

Name of entity
Aquarius Platinum Limited

ABN
ARBN 087 577 893

We (the entity) give ASX the following information.

Part 1 - All issues
You must complete the relevant sections (attach sheets if there is not enough space).

 1    +Class of +securities issued or to                Fully paid shares in Aquarius Platinum Limited
      be issued

 2    Number of +securities issued or to                1,238,095 shares
      be issued (if known) or maximum
      number which may be issued

 3    Principal terms of the +securities                Shares issued will rank equally with current
      (eg, if options, exercise price and               fully paid shares in the Company
      expiry date; if partly paid
      +securities, the amount
      outstanding and due dates for
      payment; if +convertible
      securities, the conversion price
      and dates for conversion)

 4    Do the +securities rank equally in                Yes
      all respects from the date of
      allotment with an existing +class of              Shares issued rank equally with the existing
      quoted +securities?                               fully paid shares in the Company in all respects
                                                        from the allotment date.
      If the additional securities do not
      rank equally, please state:
      - the date from which they do
      - the extent to which they
        participate for the next
        dividend, (in the case of a
        trust, distribution) or interest
        payment
      - the extent to which they do
        not rank equally, other than in
        relation to the next dividend,
        distribution or interest
        payment

 5    Issue price or consideration                      (a) 471,008 - US$0.35 per share
                                                        (b) 767,087 – US$0.1085 per share

 6    Purpose of the issue                              The shares were issued in lieu of cash
      (If issued as consideration for the               salary and directors fees as approved by
      acquisition of assets, clearly                    shareholders on 29 November 2013 and 28
      identify those assets)                            November 2014.

 7    Dates of entering +securities into                9 October 2015
      uncertificated holdings or despatch
      of certificates

                                                        Number                   +Class

 8    Number and +class of all +securities              1,508,344,873            Fully paid common
      quoted on ASX (including the                                               shares.
      securities in clause 2 if applicable)

                                                        Number                   +Class

 9    Number and +class of all +securities              -                        -
      not quoted on ASX (including the
      securities in clause 2 if applicable)

 10   Dividend policy (in the case of a                 Whilst the Company does not have a Dividend
      trust, distribution policy) on the                Policy, this matter is reviewed constantly by
      increased capital (interests)                     the Board of Directors.

Part 2 - Bonus issue or pro rata issue

Not applicable

Part 3 - Quotation of securities
You need only complete this section if you are applying for quotation of securities

 34   Type of securities
      (tick one)

 (a)  Securities described in Part 1

 (b)  All other securities
      Example: restricted securities at the end of the escrowed period, partly paid securities that become fully paid, employee
      incentive share securities when restriction ends, securities issued on expiry or conversion of convertible securities

Entities that have ticked box 34(a)

Additional securities forming a new class of securities

Not applicable

Entities that have ticked box 34(b)

Not applicable

Quotation agreement

1 +Quotation of our additional +securities is in ASX’s absolute discretion. ASX may
  quote the +securities on any conditions it decides.

2 We warrant the following to ASX.

  -  The issue of the +securities to be quoted complies with the law and is not for
     an illegal purpose.

  -  There is no reason why those +securities should not be granted +quotation.

  -   An offer of the +securities for sale within 12 months after their issue will not
      require disclosure under section 707(3) or section 1012C(6) of the
      Corporations Act.

      Note: An entity may need to obtain appropriate warranties from subscribers for the securities in order to be able to give
      this warranty

  -   Section 724 or section 1016E of the Corporations Act does not apply to any
      applications received by us in relation to any +securities to be quoted and
      that no-one has any right to return any +securities to be quoted under
      sections 737, 738 or 1016F of the Corporations Act at the time that we
      request that the +securities be quoted.

  -   If we are a trust, we warrant that no person has the right to return the
      +securities to be quoted under section 1019B of the Corporations Act at the
      time that we request that the +securities be quoted.

3 We will indemnify ASX to the fullest extent permitted by law in respect of any claim,
  action or expense arising from or connected with any breach of the warranties in this
  agreement.

4 We give ASX the information and documents required by this form. If any
  information or document not available now, will give it to ASX before +quotation of
  the +securities begins. We acknowledge that ASX is relying on the information and
  documents. We warrant that they are (will be) true and complete.



Sign here:         ............................................................   Date:
                   Company Secretary

Print name:        Willi Boehm

9 October 2015

Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)

Date: 09/10/2015 11:16:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). 
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