Wrap Text
Form 8 (OPD) Anheuser-Busch InBev SA/NV
SABMiller plc
JSEALPHA CODE: SAB
ISIN CODE: SOSAB
ISIN CODE: GB0004835483
Form 8 (OPD) Anheuser-Busch InBev SA/NV
FORM 8 (OPD)
PUBLIC OPENING POSITION DISCLOSURE BY A PARTY TO AN OFFER
Rules 8.1 and 8.2 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: SABMILLER PLC (“SABMILLER”)
(b) Owner or controller of interests and short N/A
positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies is
insufficient. For a trust, the trustee(s), settlor and
beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose ANHEUSER-BUSCH INBEV
relevant securities this form relates: SA/NV (“AB InBev”)
Use a separate form for each offeror/offeree
(d) Is the discloser the offeror or the offeree? OFFEREE
(e) Date position held: 28 SEPTEMBER 2015
The latest practicable date prior to the disclosure
(f) In addition to the company in 1(c) above, is the YES
discloser making disclosures in respect of any
other party to the offer? If YES, specify which: SABMILLER
If it is a cash offer or possible cash offer, state “N/A”
2. POSITIONS OF THE PARTY TO THE OFFER MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant
securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree
to which the disclosure relates
Class of relevant security: Ordinary shares in AB InBev
Interests Short positions
Name Number % Number %
(1) Relevant securities owned NIL - NIL -
and/or controlled:
(2) Cash-settled derivatives: NIL - NIL -
(3) Stock-settled derivatives NIL - NIL -
(including options) and
agreements to purchase/sell:
NIL - NIL -
TOTAL:
All interests and all short positions should be disclosed.
2
Details of any open stock-settled derivative positions (including traded options), or
agreements to purchase or sell relevant securities, should be given on a Supplemental
Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements
should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities
Class of relevant security in relation to None
which subscription right exists:
Details, including nature of the rights N/A
concerned and relevant percentages:
3. POSITIONS OF PERSONS ACTING IN CONCERT WITH THE PARTY TO THE
OFFER MAKING THE DISCLOSURE
Details of any interests, short positions and rights to subscribe (including directors’
and other employee options) of any person acting in concert with the party to the offer
making the disclosure:
(a) Beneficial holdings of directors of SABMILLER in ordinary shares of AB InBev
Name Number of ordinary shares Percentage of issued
in AB InBev ordinary share capital in
AB InBev
Geoffrey Bible 35,065 0.00218
Dinyar Devitre 6,300 0.00039
(b) Interests of advisers to SABMILLER in AB InBev Shares
(GS) GOLDMAN, SACHS & CO
Class of relevant security: Ordinary shares in AB InBev
Interests Short positions
Name Number % Number %
(1) Relevant securities 154,643 0.00962 76,439 0.00475
owned and/or controlled:
(2) Cash-settled Nil - Nil -
derivatives:
(3) Stock-settled 264,100 0.01642 350,700 0.02181
derivatives (including
options) and agreements to
purchase/sell:
TOTAL: 418,743 0.02604 427,648 0.02659
(GS) GOLDMAN SACHS BANK AG
Class of relevant security: Ordinary shares in AB InBev
Interests Short positions
Name Number % Number %
(1) Relevant securities 1,450 0.00009 Nil -
owned and/or controlled:
(2) Cash-settled Nil - Nil -
derivatives:
(3) Stock-settled Nil - 8,500 0.00053
derivatives (including
3
options) and agreements to
purchase/sell:
TOTAL: 1,450 0.00009 8,500 0.00053
MORGAN STANLEY
Class of relevant security: Ordinary shares in AB InBev
Interests Short positions
Name Number % Number %
(1) Relevant securities Nil - Nil -
owned and/or controlled:
(2) Cash-settled 746,602 0.04642 730,758 0.04544
derivatives:
(3) Stock-settled Nil - Nil -
derivatives (including
options) and agreements to
purchase/sell:
TOTAL: 746,602 0.04642 730,758 0.04544
MORGAN STANLEY (JERSEY) LIMITED
Class of relevant security: Ordinary shares in AB InBev
Interests Short positions
Name Number % Number %
(1) Relevant securities Nil Nil -
owned and/or controlled:
(2) Cash-settled 436 0.00003 436 0.00003
derivatives:
(3) Stock-settled Nil - Nil -
derivatives (including
options) and agreements to
purchase/sell:
TOTAL: 436 0.00003 436 0.00003
MS EQUITY FINANCING SERVICES (LUXEMBOURG) SARL
Class of relevant security: Ordinary shares in AB InBev
Interests Short positions
Name Number % Number %
(1) Relevant securities Nil - 163 0.00001
owned and/or controlled:
(2) Cash-settled 1,133 0.00007 969 0.00006
derivatives:
(3) Stock-settled Nil - Nil -
derivatives (including
options) and agreements to
purchase/sell:
TOTAL: 1,133 0.00007 1,132 0.00007
MORGAN STANLEY HEDGING CO LTD
Class of relevant security: Ordinary shares in AB InBev
Interests Short positions
Name Number % Number %
(1) Relevant securities Nil - Nil -
owned and/or controlled:
(2) Cash-settled 251 0.00002 4,288 0.00027
derivatives:
4
(3) Stock-settled Nil - Nil -
derivatives (including
options) and agreements to
purchase/sell:
TOTAL: 251 0.00002 4,288 0.00027
MORGAN STANLEY BV
Class of relevant security: Ordinary shares in AB InBev
Interests Short positions
Name Number % Number %
(1) Relevant securities Nil - Nil -
owned and/or controlled:
(2) Cash-settled 241,959 0.01504 238,003 0.01480
derivatives:
(3) Stock-settled Nil - Nil -
derivatives (including
options) and agreements to
purchase/sell:
TOTAL: 241,959 0.01504 238,003 0.01480
CAIEIRAS FUNDO DE INVESTIMENTO MULTIMERCADO (MORGAN STANLEY)
Class of relevant security: Ordinary shares in AB InBev
Interests Short positions
Name Number % Number %
(1) Relevant securities Nil - Nil -
owned and/or controlled:
(2) Cash-settled Nil - 751 0.00005
derivatives:
(3) Stock-settled Nil - Nil -
derivatives (including
options) and agreements to
purchase/sell:
TOTAL: Nil - 751 0.00005
MORGAN STANLEY EQUITY DERIVATIVE SERVICES (LUXEMBOURG) SARL
Class of relevant security: Ordinary shares in AB InBev
Interests Short positions
Name Number % Number %
(1) Relevant securities Nil - 105,200 0.00654
owned and/or controlled:
(2) Cash-settled 105,201 0.00654 Nil -
derivatives:
(3) Stock-settled Nil - Nil -
derivatives (including
options) and agreements to
purchase/sell:
TOTAL: 105,201 0.00654 105,200 0.00654
MS DERIVATIVE PRODUCTS FU
Class of relevant security: Ordinary shares in AB InBev
Interests Short positions
Name Number % Number %
(1) Relevant securities Nil - Nil -
owned and/or controlled:
(2) Cash-settled 751 0.00005 Nil -
5
derivatives:
(3) Stock-settled Nil - Nil -
derivatives (including
options) and agreements to
purchase/sell:
TOTAL: 751 0.00005 Nil -
JPMORGAN STRUCTURED PRODUCTS BV
Class of relevant security: Ordinary shares in AB InBev
Interests Short positions
Name Number % Number %
(1) Relevant securities Nil - Nil -
owned and/or controlled:
(2) Cash-settled 11,364 0.00071 11,364 0.00071
derivatives:
(3) Stock-settled Nil - Nil -
derivatives (including
options) and agreements to
purchase/sell:
TOTAL: 11,364 0.00071 11,364 0.00071
JPMORGAN CHASE & CO
Class of relevant security: Ordinary shares in AB InBev
Interests Short positions
Name Number % Number %
(1) Relevant securities Nil - Nil -
owned and/or controlled:
(2) Cash-settled 37,244 0.00232 Nil -
derivatives:
(3) Stock-settled Nil - Nil -
derivatives (including
options) and agreements to
purchase/sell:
TOTAL: 37,244 0.00232 Nil -
JPMORGAN SECURITIES LLC – PRIVATE CLIENT SERVICE (PCS)
Class of relevant security: Ordinary shares in AB InBev
Interests Short positions
Name Number % Number %
(1) Relevant securities 14,938 0.00093 Nil -
owned and/or controlled:
(2) Cash-settled Nil - Nil -
derivatives:
(3) Stock-settled Nil - Nil -
derivatives (including
options) and agreements to
purchase/sell:
TOTAL: 14,938 0.00093 Nil -
JPMORGAN (SUISSE) SA
Class of relevant security: Ordinary shares in AB InBev
Interests Short positions
Name Number % Number %
(1) Relevant securities 3,685 0.00023 Nil -
6
owned and/or controlled:
(2) Cash-settled Nil - Nil -
derivatives:
(3) Stock-settled Nil - Nil -
derivatives (including
options) and agreements to
purchase/sell:
TOTAL: 3,685 0.00023 Nil -
JPMORGAN LIMITED
Class of relevant security: Ordinary shares in AB InBev
Interests Short positions
Name Number % Number %
(1) Relevant securities 50,000 0.00311 Nil -
owned and/or controlled:
(2) Cash-settled Nil - Nil -
derivatives:
(3) Stock-settled Nil - Nil -
derivatives (including
options) and agreements to
purchase/sell:
TOTAL: 50,000 0.000311 Nil -
Details of any open stock-settled derivative positions (including traded options), or
agreements to purchase or sell relevant securities, should be given on a Supplemental Form
8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements
should be disclosed on a Supplemental Form 8 (SBL).
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the party to the offer making the disclosure or
any person acting in concert with it:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the party to the offer making the disclosure, or any person acting in concert with it, and
any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state “none”
None
7
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 30 September 2015
Contact name: Stephen Shapiro
Group Company Secretary
Telephone number: +44 1483 264000
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s
disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
30 September 2015
Sponsor:
J.P. Morgan Equities SA (Pty) Ltd
8
SUPPLEMENTAL FORM 8(OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENT TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Full name of person making disclosure: (GS) GOLDMAN, SACHS & CO.
Name of offeror/offeree in relation to whose ANHEUSER-BUSCH INBEV
relevant securities disclosure relates: SA/NV
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of Product Written or Number of Exercise Type Expiry
relevant descriptio purchased securities price per e.g. date
security n e.g. call to which unit American,
option option or European
derivative etc.
relates
Ordinary Call Option Purchased 100 80.0000 AMER 15/01/20
USD 16
Ordinary Call Option Purchased 100 135.0000 AMER 18/03/20
USD 16
Ordinary Call Option Sold 200 130.0000 AMER 16/10/20
USD 15
Ordinary Call Option Purchased 300 115.0000 AMER 18/03/20
USD 16
Ordinary Call Option Purchased 300 150.0000 AMER 18/03/20
USD 16
Ordinary Call Option Sold 400 150.0000 AMER 20/01/20
USD 17
Ordinary Call Option Sold 400 180.0000 AMER 20/01/20
USD 17
Ordinary Call Option Purchased 500 90.0000 AMER 18/03/20
USD 16
Ordinary Call Option Sold 500 110.0000 AMER 20/01/20
USD 17
Ordinary Call Option Sold 600 140.0000 AMER 18/12/20
USD 15
Ordinary Call Option Purchased 800 150.0000 AMER 18/12/20
USD 15
Ordinary Call Option Sold 900 100.0000 AMER 15/01/20
USD 16
Ordinary Call Option Sold 1,000 125.0000 AMER 18/12/20
USD 15
Ordinary Call Option Purchased 1,000 125.0000 AMER 20/01/20
USD 17
Ordinary Call Option Sold 1,000 140.0000 AMER 15/01/20
USD 16
Ordinary Call Option Sold 1,000 175.0000 AMER 15/01/20
USD 16
Ordinary Call Option Sold 1,100 80.0000 AMER 20/01/20
USD 17
Ordinary Call Option Sold 1,200 115.0000 AMER 16/10/20
USD 15
9
Ordinary Call Option Purchased 1,300 105.0000 AMER 16/10/20
USD 15
Ordinary Call Option Sold 1,300 110.0000 AMER 15/01/20
USD 16
Ordinary Call Option Sold 1,300 120.0000 AMER 15/01/20
USD 16
Ordinary Call Option Purchased 1,400 125.0000 AMER 18/03/20
USD 16
Ordinary Call Option Purchased 1,500 105.0000 AMER 15/01/20
USD 16
Ordinary Call Option Sold 1,600 115.0000 AMER 15/01/20
USD 16
Ordinary Call Option Purchased 1,600 135.0000 AMER 15/01/20
USD 16
Ordinary Call Option Sold 1,800 140.0000 AMER 18/03/20
USD 16
Ordinary Call Option Sold 2,200 110.0000 AMER 18/12/20
USD 15
Ordinary Call Option Purchased 2,300 130.0000 AMER 18/03/20
USD 16
Ordinary Call Option Sold 2,800 155.0000 AMER 18/12/20
USD 15
Ordinary Call Option Purchased 3,000 125.0000 AMER 20/11/20
USD 15
Ordinary Call Option Sold 3,000 135.0000 AMER 20/01/20
USD 17
Ordinary Call Option Purchased 3,100 125.0000 AMER 16/10/20
USD 15
Ordinary Call Option Purchased 3,200 120.0000 AMER 18/03/20
USD 16
Ordinary Call Option Purchased 3,400 145.0000 AMER 15/01/20
USD 16
Ordinary Call Option Purchased 3,800 130.0000 AMER 15/01/20
USD 16
Ordinary Call Option Purchased 3,900 165.0000 AMER 15/01/20
USD 16
Ordinary Call Option Sold 5,300 130.0000 AMER 15/01/20
USD 16
Ordinary Call Option Purchased 5,900 105.0000 AMER 18/12/20
USD 15
Ordinary Call Option Purchased 8,300 105.0000 AMER 16/10/20
USD 15
Ordinary Call Option Purchased 8,600 120.0000 AMER 18/12/20
USD 15
Ordinary Call Option Purchased 8,800 115.0000 AMER 20/11/20
USD 15
Ordinary Call Option Purchased 9,000 145.0000 AMER 18/12/20
USD 15
Ordinary Call Option Sold 11,100 150.0000 AMER 15/01/20
USD 16
Ordinary Call Option Purchased 12,400 145.0000 AMER 15/01/20
USD 16
Ordinary Call Option Sold 14,200 125.0000 AMER 15/01/20
USD 16
Ordinary Call Option Purchased 14,600 140.0000 AMER 15/01/20
USD 16
Ordinary Call Option Purchased 18,200 155.0000 AMER 15/01/20
USD 16
Ordinary Call Option Sold 20,300 125.0000 AMER 15/01/20
10
USD 16
Ordinary Call Option Sold 20,700 110.0000 AMER 20/11/20
USD 15
Ordinary Call Option Sold 21,000 110.0000 AMER 16/10/20
USD 15
Ordinary Call Option Purchased 23,700 170.0000 AMER 15/01/20
USD 16
Ordinary Call Option Sold 26,500 115.0000 AMER 18/12/20
USD 15
Ordinary Call Option Sold 27,900 120.0000 AMER 20/11/20
USD 15
Ordinary Call Option Sold 29,100 135.0000 AMER 18/12/20
USD 15
Ordinary Call Option Purchased 49,800 150.0000 AMER 15/01/20
USD 16
Ordinary Call Option Purchased 50,100 130.0000 AMER 18/12/20
USD 15
Ordinary Call Option Sold 68,000 120.0000 AMER 16/10/20
USD 15
Ordinary Put Option Purchased 100 95.0000 AMER 18/03/20
USD 16
Ordinary Put Option Sold 100 105.0000 AMER 20/11/20
USD 15
Ordinary Put Option Purchased 100 120.0000 AMER 18/03/20
USD 16
Ordinary Put Option Purchased 100 130.0000 AMER 15/01/20
USD 16
Ordinary Put Option Purchased 200 120.0000 AMER 18/12/20
USD 15
Ordinary Put Option Purchased 200 130.0000 AMER 20/01/20
USD 17
Ordinary Put Option Purchased 300 75.0000 AMER 18/12/20
USD 15
Ordinary Put Option Purchased 300 105.0000 AMER 18/03/20
USD 16
Ordinary Put Option Purchased 400 95.0000 AMER 15/01/20
USD 16
Ordinary Put Option Sold 400 100.0000 AMER 20/01/20
USD 17
Ordinary Put Option Sold 400 105.0000 AMER 20/01/20
USD 17
Ordinary Put Option Purchased 400 110.0000 AMER 18/03/20
USD 16
Ordinary Put Option Sold 400 120.0000 AMER 16/10/20
USD 15
Ordinary Put Option Purchased 400 125.0000 AMER 16/10/20
USD 15
Ordinary Put Option Sold 400 135.0000 AMER 15/01/20
USD 16
Ordinary Put Option Purchased 500 85.0000 AMER 18/03/20
USD 16
Ordinary Put Option Purchased 500 85.0000 AMER 18/12/20
USD 15
Ordinary Put Option Sold 600 100.0000 AMER 16/10/20
USD 15
Ordinary Put Option Purchased 700 90.0000 AMER 18/12/20
USD 15
Ordinary Put Option Sold 700 95.0000 AMER 20/11/20
USD 15
11
Ordinary Put Option Purchased 700 125.0000 AMER 18/12/20
USD 15
Ordinary Put Option Purchased 1,000 70.0000 AMER 18/03/20
USD 16
Ordinary Put Option Purchased 1,100 65.0000 AMER 18/12/20
USD 15
Ordinary Put Option Sold 1,100 75.0000 AMER 15/01/20
USD 16
Ordinary Put Option Sold 1,100 105.0000 AMER 15/01/20
USD 16
Ordinary Put Option Purchased 1,300 90.0000 AMER 18/03/20
USD 16
Ordinary Put Option Purchased 1,300 100.0000 AMER 20/11/20
USD 15
Ordinary Put Option Sold 1,500 120.0000 AMER 15/01/20
USD 16
Ordinary Put Option Sold 1,600 90.0000 AMER 20/11/20
USD 15
Ordinary Put Option Purchased 1,700 115.0000 AMER 15/01/20
USD 16
Ordinary Put Option Purchased 2,100 70.0000 AMER 18/12/20
USD 15
Ordinary Put Option Purchased 2,300 90.0000 AMER 16/10/20
USD 15
Ordinary Put Option Purchased 2,300 95.0000 AMER 16/10/20
USD 15
Ordinary Put Option Purchased 2,400 105.0000 AMER 18/12/20
USD 15
Ordinary Put Option Purchased 2,500 85.0000 AMER 16/10/20
USD 15
Ordinary Put Option Purchased 2,600 90.0000 AMER 15/01/20
USD 16
Ordinary Put Option Purchased 2,600 100.0000 AMER 15/01/20
USD 16
Ordinary Put Option Purchased 2,700 100.0000 AMER 18/03/20
USD 16
Ordinary Put Option Sold 2,800 95.0000 AMER 20/01/20
USD 17
Ordinary Put Option Sold 2,900 110.0000 AMER 15/01/20
USD 16
Ordinary Put Option Sold 3,000 130.0000 AMER 18/12/20
USD 15
Ordinary Put Option Purchased 3,400 115.0000 AMER 18/03/20
USD 16
Ordinary Put Option Purchased 4,800 100.0000 AMER 18/12/20
USD 15
Ordinary Put Option Purchased 4,800 115.0000 AMER 16/10/20
USD 15
Ordinary Put Option Purchased 5,100 95.0000 AMER 18/12/20
USD 15
Ordinary Put Option Purchased 5,300 85.0000 AMER 15/01/20
USD 16
Ordinary Put Option Purchased 6,000 110.0000 AMER 18/12/20
USD 15
Ordinary Put Option Sold 6,100 115.0000 AMER 18/12/20
USD 15
Ordinary Put Option Purchased 6,300 110.0000 AMER 16/10/20
USD 15
Ordinary Put Option Purchased 8,000 105.0000 AMER 16/10/20
12
USD 15
Ordinary Put Option Purchased 9,800 80.0000 AMER 16/10/20
USD 15
3. AGREEMENTS TO PURCHASE OR SELL
Full details should be given so that the nature of the interest or position can be fully
understood:
It is not necessary to provide details on a Supplement form (Open Positions) with regard to
cash-settled derivatives.
The currency of all pieces and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s
disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
13
SUPPLEMENTAL FORM 8(OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENT TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Full name of person making disclosure: (GS) GOLDMAN SACHS BANK
AG
Name of offeror/offeree in relation to whose ANHEUSER-BUSCH INBEV
relevant securities disclosure relates: SA/NV
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of Product Written or Number of Exercise Type Expiry
relevant descriptio purchased securities price per e.g. date
security n e.g. call to which unit American,
option option or European
derivative etc.
relates
Ordinary Put Option Sold 8,500 105.0000 EUR 18/12/20
USD 15
3. AGREEMENTS TO PURCHASE OR SELL
Full details should be given so that the nature of the interest or position can be fully
understood:
It is not necessary to provide details on a Supplement form (Open Positions) with regard to
cash-settled derivatives.
The currency of all pieces and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s
disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Date: 30/09/2015 12:47:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
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