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NVEST FINANCIAL HOLDINGS LIMITED - Dealings in securities by directors and an associate of a director

Release Date: 10/06/2015 11:20
Code(s): NVE     PDF:  
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Dealings in securities by directors and an associate of a director

NVEST FINANCIAL HOLDINGS LIMITED
(formerly NVest Financial Holdings (RF) Proprietary Limited and in the process of being changed
from NVest Financial Holdings (RF) Limited)
(Incorporated in the Republic of South Africa)
(Registration number 2008/015990/06)
(“NVest” or “the Company”)
ISIN Code: ZAE000199865 JSE Code: NVE


DEALING IN SECURITIES BY DIRECTORS AND AN ASSOCIATE


In compliance with paragraphs 3.63 to 3.74 of the Listings Requirements of the Johannesburg Stock
Exchange (“JSE”), shareholders are advised that directors of the Company and an associate of a
director of a major subsidiary have dealt in shares in NVest as follows:

Name of non-executive director:       J Goldberg
Date of transaction:                  5 June 2015
Name of Company                       NVest
Number of securities:                 9 543
Class of securities:                  Ordinary shares
Nature of transaction:                Purchase
Purchase price per share:             R1.93
Nature of interest:                   Direct beneficial
Extent of interest:                   0.0047%
Value of transaction:                 R18 417.99
How traded                            On market
Clearance to deal obtained:           Yes


Name of non-executive director:       J Goldberg
Date of transaction:                  5 June 2015
Name of Company                       NVest
Number of securities:                 14 000
Class of securities:                  Ordinary shares
Nature of transaction:                Purchase
Purchase price per share:             R2.00
Nature of interest:                   Direct beneficial
Extent of interest:                   0.0068%
Value of transaction:                 R28 000.00
How traded                            On market
Clearance to deal obtained:           Yes
Name of non-executive director:       J Goldberg
Date of transaction:                  5 June 2015
Name of Company                       NVest
Number of securities:                 29 000
Class of securities:                  Ordinary shares
Nature of transaction:                Purchase
Purchase price per share:             R2.03
Nature of interest:                   Direct beneficial
Extent of interest:                   0.0141%
Value of transaction:                 R58 870.00
How traded                            On market
Clearance to deal obtained:           Yes

Name of non-executive director:       J Goldberg
Date of transaction:                  8 June 2015
Name of Company                       NVest
Number of securities:                 30 000
Class of securities:                  Ordinary shares
Nature of transaction:                Purchase
Purchase price per share:             R2.11
Nature of interest:                   Direct beneficial
Extent of interest:                   0.0146%
Value of transaction:                 R63 300.00
How traded                            On market
Clearance to deal obtained:           Yes


Name of non-executive director:       J Ross Smith
Date of transaction:                  5 June 2015
Name of Company                       NVest
Number of securities:                 25 000
Class of securities:                  Ordinary shares
Nature of transaction:                Purchase
Purchase price per share:             R2.32
Nature of interest:                   Direct beneficial
Extent of interest:                   0.0122%
Value of transaction:                 R58 000.00
How traded                            On market
Clearance to deal obtained:            Clearance to deal was not obtained. However this was an
                                       initial misunderstanding of the JSE Listings Requirements as
                                       NVest is a new listing and the company is not in a closed
                                       period. All NVest directors were provided with a briefing on
                                       procedures relating to dealing in securities in terms of the
                                       JSE Listings Requirements by the company secretary and
                                       designated advisor.
Name of associate:                     HJ Russell (associate of BA Russell, a subsidiary Director)
Date of transaction:                   5 June 2015
Name of Company                        NVest Securities (Pty) Ltd
Number of securities:                  6 000
Class of securities:                   Ordinary shares
Nature of transaction:                 Sale
Purchase price per share:              R2.10
Nature of interest:                    Direct beneficial
Extent of interest:                    0.0029%
Value of transaction:                  R12 600
How traded                             On market
Clearance to deal obtained:            Not applicable


Name of associate:                     HJ Russell (associate of BA Russell, a subsidiary Director)
Date of transaction:                   8 June 2015
Name of Company                        NVest Securities (Pty) Ltd
Number of securities:                  1 825
Class of securities:                   Ordinary shares
Nature of transaction:                 Sale
Purchase price per share:              R2.10
Nature of interest:                    Direct beneficial
Extent of interest:                    0.0009%
Value of transaction:                  R3 832.50
How traded                             On market
Clearance to deal obtained:            Not applicable

East London
10 June 2015

Designated Advisor
Arbor Capital Sponsors Proprietary Limited

Date: 10/06/2015 11:20:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). 
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