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Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
OLD MUTUAL PLC
ISIN CODE: GB00B77J0862
JSE SHARE CODE: OML
NSX SHARE CODE: OLM
ISSUER CODE: OLOMOL
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected
Persons
All relevant boxes should be completed in block capital letters.
1. Name of the issuer 2. State whether the notification relates to (i) a transaction notified in
accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance with
LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of
OLD MUTUAL PLC the Companies Act (2006).
DTR 3.1.2R
3. Name of person discharging managerial 4. State whether notification relates to a person connected with a person
responsibilities/director discharging managerial responsibilities/director named in 3 and identify
the connected person
IAN GLADMAN, GROUP
STRATEGY DIRECTOR N/A
PAUL HANRATTY, CHIEF
OPERATING OFFICER
INGRID JOHNSON, GROUP
FINANCE DIRECTOR
SUE KEAN, CHIEF RISK OFFICER
GAIL KLINTWORTH – GROUP
CUSTOMER DIRECTOR
RALPH MUPITA, CEO, OLD
MUTUAL EMERGING MARKETS
JULIAN ROBERTS, GROUP CHIEF
EXECUTIVE
DON SCHNEIDER, GROUP HR
DIRECTOR
5. Indicate whether the notification is in respect of a 6. Description of shares (including class), debentures or derivatives or
holding of the person referred to in 3 or 4 above or financial instruments relating to shares
in respect of a non-beneficial interest1 ORDINARY SHARES OF 11 3/7p
IN RESPECT OF THE PERSONS
NAMED IN 3 ABOVE
7. Name of registered shareholders(s) and, if more 8. State the nature of the transaction
than one, the number of shares held by each of them GRANT OF DEFERRED SHORT-TERM INCENTIVE
IAN GLADMAN – NIL AWARDS (DSTI), AND FOR RALPH MUPITA, A
PAUL HANRATTY – 824,547 LONG-TERM INCENTIVE AWARD (LTI), IN THE
INGRID JOHNSON - NIL FORM OF FORFEITABLE/RESTRICTED SHARES
SUE KEAN – 132,949
GAIL KLINTWORTH - 612 IAN GLADMAN – 67,703
RALPH MUPITA – 180,069 PAUL HANRATTY – 166,731
JULIAN ROBERTS – 2,014,303 INGRID JOHNSON – 126,204
DON SCHNEIDER – 210,538 SUE KEAN - 52,019
GAIL KLINTWORTH – 19,279
RALPH MUPITA – 130,813 (DSTI) AND 154,089 (LTI)
JULIAN ROBERTS – 224,589
DON SCHNEIDER – 64,846
9. Number of shares, debentures or financial 10. Percentage of issued class acquired (treasury shares of that class should
instruments relating to shares acquired not be taken into account when calculating percentage)
11. Number of shares, debentures or financial 12. Percentage of issued class disposed (treasury shares of that class should
instruments relating to shares disposed not be taken into account when calculating percentage)
13. Price per share or value of transaction 14. Date and place of transaction
AWARDS GRANTED AT £2.403 PER 17 APRIL 2015
SHARE (R43.10 IN RESPECT OF
RALPH MUPITA)
15. Total holding following notification and total 16. Date issuer informed of transaction
percentage holding following notification (any 17 APRIL 2015
treasury shares should not be taken into account
when calculating percentage)
UNCHANGED FROM 7 ABOVE
17 Date of grant 18 Period during which or date on which exercisable
17 APRIL 2015 SUBJECT TO SUCCESSFUL ACHIEVEMENT OF
PERFORMANCE TARGETS:
50% BETWEEN 17 APRIL 2018 AND 16 APRIL 2025
50% BETWEEN 17 APRIL 2019 AND 16 APRIL 2025
19 Total amount paid (if any) for grant of the option 20 Description of shares or debentures involved (class and number)
NIL LONG-TERM INCENTIVE AWARDS GRANTED IN
THE FORM OF NIL COST SHARE OPTIONS OVER
ORDINARY 11 3/7p SHARES
IAN GLADMAN – 287,142
PAUL HANRATTY – 671,036
INGRID JOHNSON – 639,824
SUE KEAN – 149,814
GAIL KLINTWORTH – 117,354
21 Exercise price (if fixed at time of grant) or 22 Total number of shares or debentures over which options held following
indication that price is to be fixed at the time of notification
exercise IAN GLADMAN – 1,324,630
NIL PAUL HANRATTY – 2,138,472
INGRID JOHNSON – 1,426,813
SUE KEAN – 507,644
GAIL KLINTWORTH – 189,495
THESE TOTALS INCLUDE NIL COST OPTIONS,
MARKET VALUE SHARE OPTIONS AND
SHARESAVE OPTIONS.
23. Any additional information 24. Name of contact and telephone number for queries
WILLIAM BALDWIN-CHARLES
HEAD OF CORPORATE AFFAIRS
+44 20 7002 7133
Name of authorised official of issuer responsible for making notification:
MARTIN MURRAY, GROUP COMPANY SECRETARY
Date of notification: 20 APRIL 2015
Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete
boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8,
13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities
should complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a
debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Sponsor:
Merrill Lynch South Africa (Pty) Ltd
Joint Sponsor:
Nedbank Capital
Date: 20/04/2015 05:00:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
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