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OLD MUTUAL PLC - Form 8.3 Disclosure

Release Date: 20/03/2015 17:00
Code(s): OML     PDF:  
Wrap Text
OLD MUTUAL PLC
ISIN CODE: GB00B77J0862
JSE SHARE CODE: OML
NSX SHARE CODE: OLM
ISSUER CODE: OLOMOL


FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE Rule 8.3 of the Takeover Code (the 'Code') 1. KEY INFORMATION
(a) Full name of discloser: Old Mutual plc (and subsidiaries) (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is
insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose Rexam Plc relevant securities this form relates: GB00BMHTPY25 Use a separate form for each offeror/offeree (d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 19 March 2015 For an opening position disclosure, state the latest practicable date prior to the disclosure
(f) In addition to the company in 1(c) above, is the Yes ' Ball Corp discloser making disclosures in respect of any other party to the offer'
If it is a cash offer or possible cash offer, state 'N/A'
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) Class of relevant security:
Interests Short positions Number % Number % (1) Relevant securities owned 10,685,666 1.52% and/or controlled: (2) Cash-settled derivatives: (3) Stock-settled derivatives (including options) and agreements to purchase/sell:
10,685,666 1.52% TOTAL:
All interests and all short positions should be disclosed.
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Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options) Class of relevant security in relation to which subscription right exists: Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated. (a) Purchases and sales
Class of relevant Purchase/sale Number of securities Price per unit security
ORD Sale -654 5.71 GBP ORD Sale -3,400 5.67 GBP ORD Sale -1,328 5.65 GBP ORD Sale -79,630 5.70 GBP (b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per unit relevant description e.g. opening/closing a reference security e.g. CFD long/short position, securities increasing/reducing a
long/short position
(c) Stock-settled derivative transactions (including options) (i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry Option relevant description purchasing, of price e.g. date money security e.g. call selling, securities per unit American, paid/ option varying etc. to which European received option etc. per unit relates (ii) Exercise
Class of Product Exercising/ Number of Exercise price relevant description exercised securities per unit security e.g. call option against
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(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if security e.g. subscription, conversion applicable) 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state 'none'
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state 'none' (c) Attachments
Is a Supplemental Form 8 (Open Positions) attached' YES/NO
Date of disclosure: 20 March 2015
Contact name: Latoya Henderson
Telephone number: 0207 002 7394
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk. Sponsor: Merrill Lynch South Africa (Pty) Ltd Joint Sponsor: Nedbank Capital
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