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OLD MUTUAL PLC - Form 8.3 Disclosure

Release Date: 15/12/2014 14:45
Code(s): OML     PDF:  
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Form 8.3 Disclosure

OLD MUTUAL PLC
ISIN CODE: GB00B77J0862
JSE SHARE CODE: OML
NSX SHARE CODE: OLM
ISSURE CODE: OLOML

                                               FORM 8.3

             PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
      A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
                        Rule 8.3 of the Takeover Code (the “Code”)

1.       KEY INFORMATION

(a) Identity of the person whose positions/dealings are                        Old Mutual plc
    being disclosed:
                                                                             (and subsidiaries)
(b) Owner or controller of interests and short positions
    disclosed, if different from 1(a):
    The naming of nominee or vehicle companies is
    insufficient
(c) Name of offeror/offeree in relation to whose relevant                            CSR plc
    securities this form relates:                                            ISIN – GB0034147388
    Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an
    offeror/offeree, state this and specify identity of
    offeror/offeree:
(e) Date position held/dealing undertaken:                                  12 December 2014

(f) Has the discloser previously disclosed, or are they                              No
    today disclosing, under the Code in respect of any
    other party to this offer?

2.       POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)      Interests and short positions in the relevant securities of the offeror or offeree to
         which the disclosure relates following the dealing (if any)

Class of relevant security:                                       (Ordinary 50p)
                                                      Interests                    Short positions
                                               Number                 %            Number          %
(1) Relevant securities owned                  9,353,905            5.63%
    and/or controlled:
(2) Derivatives (other than
    options):
(3) Options and agreements to
    purchase/sell:
                                               9,353,905            5.63%
      TOTAL:

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant
securities, should be given on a Supplemental Form 8 (Open Positions).
                                                                                                              2

(b)         Rights to subscribe for new securities (including directors’ and other executive
            options)

Class of relevant security in relation to
which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of
the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of
relevant security.

3.          DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a)         Purchases and sales

      Class of relevant            Purchase/sale           Number of securities             Price per unit
          security
            Ord                          Sale                      -23,626                    8.45 GBP

(b)         Derivatives transactions (other than options)

        Class of            Product                Nature of dealing           Number of       Price per unit
        relevant           description          e.g. opening/closing a         reference
        security            e.g. CFD              long/short position,         securities
                                                increasing/reducing a
                                                   long/short position


(c)         Options transactions in respect of existing securities

(i)         Writing, selling, purchasing or varying

 Class of        Product           Writing,       Number of    Exercise        Type       Expiry       Option
 relevant       description      purchasing,      securities   price per        e.g.       date        money
 security         e.g. call        selling,        to which       unit       American,                  paid/
                   option        varying etc.       option                   European                 received
                                                    relates                     etc.                  per unit



(ii)        Exercising

       Class of relevant        Product description        Number of securities          Exercise price per
           security                e.g. call option                                             unit



(d)         Other dealings (including subscribing for new securities)

  Class of relevant                 Nature of dealing                    Details            Price per unit (if
      security                e.g. subscription, conversion                                    applicable)



The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree
named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant
security dealt in.
                                                                                                   3


4.      OTHER INFORMATION

(a)     Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or
informal, relating to relevant securities which may be an inducement to deal or refrain from
dealing entered into by the person making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state “none”




(b)     Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the
person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any
     derivative is referenced:
If there are no such agreements, arrangements or understandings, state “none”



(c)     Attachments

Is a Supplemental Form 8 (Open Positions) attached?                                     No




Date of disclosure:                                               15 December 2014

Contact name:                                                        Rose Coyle

Telephone number:                                                 +44 20 7002 7503



Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and
must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market
Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure
requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Lead sponsor:
Merrill Lynch South Africa (Pty) Ltd

Joint sponsor:
Nedbank Capital

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