To view the PDF file, sign up for a MySharenet subscription.

OLD MUTUAL PLC - Form 8.3 Disclosure

Release Date: 24/11/2014 17:25
Code(s): OML     PDF:  
Wrap Text
Form 8.3 Disclosure

OLD MUTUAL PLC
ISIN CODE: GB00B77J0862
JSE SHARE CODE: OML
NSX SHARE CODE: OLM
ISSURE CODE: OLOML

                                              FORM 8.3

        PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
 A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
                   Rule 8.3 of the Takeover Code (the “Code”)

1.       KEY INFORMATION

(a) Identity of the person whose positions/dealings                            Old Mutual plc
    are being disclosed:
                                                                             (and subsidiaries)
(b) Owner or controller of interests and short
    positions disclosed, if different from 1(a):
    The naming of nominee or vehicle companies is
    insufficient
(c) Name of offeror/offeree in relation to whose                            Friend Life Group Ltd
    relevant securities this form relates:
    Use a separate form for each offeror/offeree
                                                                           ISIN – GG00B62W2327
(d) If an exempt fund manager connected with an
    offeror/offeree, state this and specify identity of
    offeror/offeree:
(e) Date position held/dealing undertaken:                                  21 November 2014
(f) Has the discloser previously disclosed, or are they                        Yes – Aviva PLC
    today disclosing, under the Code in respect of any
    other party to this offer?

2.       POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)      Interests and short positions in the relevant securities of the offeror or offeree to
         which the disclosure relates following the dealing (if any)

Class of relevant security:                                      (Ordinary 50p)
                                                     Interests                    Short positions
                                              Number                 %            Number          %
(1) Relevant securities owned                30,176,697            2.14%
    and/or controlled:
(2) Derivatives (other than
    options):
(3) Options and agreements to
    purchase/sell:
                                             30,176,697            2.14%
      TOTAL:

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant
securities, should be given on a Supplemental Form 8 (Open Positions).
                                                                                                            2

(b)        Rights to subscribe for new securities (including directors’ and other executive
           options)

Class of relevant security in relation to
which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional
class of relevant security.

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a)        Purchases and sales

      Class of relevant           Purchase/sale           Number of securities            Price per unit
          security




(b)        Derivatives transactions (other than options)

       Class of            Product               Nature of dealing           Number of       Price per unit
       relevant           description          e.g. opening/closing a        reference
       security            e.g. CFD              long/short position,        securities
                                               increasing/reducing a
                                                  long/short position


(c)        Options transactions in respect of existing securities

(i)        Writing, selling, purchasing or varying

Class of        Product           Writing,       Number of    Exercise       Type       Expiry      Option
relevant       description      purchasing,      securities   price per       e.g.       date       money
security         e.g. call        selling,        to which       unit      American,                 paid/
                  option        varying etc.       option                  European                received
                                                   relates                    etc.                  per unit



(ii)       Exercising

      Class of relevant        Product description        Number of securities         Exercise price per
          security                e.g. call option                                            unit



(d)        Other dealings (including subscribing for new securities)

 Class of relevant                 Nature of dealing                    Details           Price per unit (if
     security                e.g. subscription, conversion                                   applicable)



The currency of all prices and other monetary amounts should be stated.
                                                                                                   3


Where there have been dealings in more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of
relevant security dealt in.

4.      OTHER INFORMATION

(a)     Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the person making the disclosure and any party to the offer or
any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state “none”




(b)     Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the
person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
     any derivative is referenced:
If there are no such agreements, arrangements or understandings, state “none”



(c)     Attachments

Is a Supplemental Form 8 (Open Positions) attached?                                       No

This is the Opening Position of Old Mutual Plc.


Date of disclosure:                                24 November 2014

Contact name:                                      Rose Coyle

Telephone number:                                  02070027503



Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service
and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s
Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure
requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Lead sponsor:
Merrill Lynch South Africa (Pty) Ltd

Joint sponsor:
Nedbank Capital

Date: 24/11/2014 05:25:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). 
The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of
 the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct, 
indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on,
 information disseminated through SENS.

Share This Story