Wrap Text
Change of Director's Interest Notice
Aquarius Platinum Limited
(Incorporated in Bermuda)
Registration Number: EC26290
ISIN Code: BMG0440M1284
JSE Share Code: AQP
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity Aquarius Platinum Limited
ABN 087 577 893
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the
director for the purposes of section 205G of the Corporations Act.
Name of Director Mr David Dix
Date of last notice 25 July 2014
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed
in this part.
Direct or indirect interest Direct
Nature of indirect interest -
(including registered holder)
Note: Provide details of the circumstances giving rise to the
relevant interest.
Date of change 06 October 2014
No. of securities held prior to change 340,522
Class Common shares
Number acquired 14,623
Number disposed -
Value/Consideration
Note: If consideration is non-cash, provide details and estimated US$0.3847
valuation
No. of securities held after change 355,145
Nature of change Shares issued in lieu of Directors Fees
awarded in accordance with the
Example: on-market trade, off-market trade, exercise of options, Company’s Directors and Employee’s
issue of securities under dividend reinvestment plan, participation Share Plan as approved by shareholders
in buy-back on 29 November 2013
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed
in this part.
Detail of contract Agreement between the Company and Mr Dix to acquire
shares in lieu of 25% of Director’s Fees over the 36
month period commencing 1 January 2014, as approved
by shareholders on 29 November 2013.
Nature of interest Right to acquire shares on a quarterly basis in lieu of
Director’s fees over the 36 month period commencing 1
January 2014. The number of shares acquired will be
determined by dividing 25% of the Director’s fees
accruing to Mr Dix for the preceding quarter by the
simple average of the Company’s share price over that
same quarter.
Name of registered holder Securities to be issued in the name of Mr Dix
(if issued securities)
Date of change N/A
No. and class of securities to N/A
which interest related prior to
change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired N/A
Interest disposed N/A
Value/Consideration N/A
Note: If consideration is non-cash, provide details
and an estimated valuation
Interest after change N/A
Part 3 – +Closed period
Were the interests in the securities or contracts In accordance with the Aquarius
detailed above traded during a +closed period Platinum Limited Securities
where prior written clearance was required? Trading Policy, restrictions do
not apply to participation in an
employee share plan.
If so, was prior written clearance provided to allow N/A
the trade to proceed during this period?
If prior written clearance was provided, on what N/A
date was this provided?
Name of Director Mr G E Haslam
Date of last notice 25 July 2014
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed
in this part.
Direct or indirect interest Direct
Nature of indirect interest -
(including registered holder)
Note: Provide details of the circumstances giving rise to the
relevant interest.
Date of change 6 October 2014
No. of securities held prior to change 85,522
Class Common shares
Number acquired 14,623
Number disposed -
Value/Consideration
Note: If consideration is non-cash, provide details and estimated US$0.3847
valuation
No. of securities held after change 100,145
Nature of change Shares issued in lieu of Directors Fees
Example: on-market trade, off-market trade, exercise of options, awarded in accordance with the
issue of securities under dividend reinvestment plan, participation Company’s Directors and Employee’s
in buy-back Share Plan as approved by shareholders
on 29 November 2013
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed
in this part.
Detail of contract Agreement between the Company and Mr Haslam to
acquire shares in lieu of 25% of Director’s Fees over the
36 month period commencing 1 January 2014, as
approved by shareholders on 29 November 2013.
Nature of interest Right to acquire shares on a quarterly basis in lieu of
Director’s fees over the 36 month period commencing 1
January 2014. The number of shares acquired will be
determined by dividing 25% of the Director’s fees
accruing to Mr Haslam for the preceding quarter by the
simple average of the Company’s share price over that
same quarter.
Name of registered holder Securities to be issued in the name of Mr Haslam
(if issued securities)
Date of change N/A
No. and class of securities to N/A
which interest related prior to
change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired N/A
Interest disposed N/A
Value/Consideration N/A
Note: If consideration is non-cash, provide details
and an estimated valuation
Interest after change N/A
Part 3 – +Closed period
Were the interests in the securities or contracts In accordance with the Aquarius
detailed above traded during a +closed period Platinum Limited Securities
where prior written clearance was required? Trading Policy, restrictions do
not apply to participation in an
employee share plan.
If so, was prior written clearance provided to allow N/A
the trade to proceed during this period?
If prior written clearance was provided, on what N/A
date was this provided?
Name of Director Mr Jean Nel
Date of last notice 26 August 2014
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed
in this part.
Direct or indirect interest Direct
Nature of indirect interest -
(including registered holder)
Note: Provide details of the circumstances giving rise to the
relevant interest.
Date of change 6 October 2014
No. of securities held prior to change 3,434,791
Class Common shares
Number acquired 313,290
Number disposed -
Value/Consideration
Note: If consideration is non-cash, provide details and estimated US$0.35
valuation
No. of securities held after change 3,748,081
Nature of change Shares issued in lieu of salary as
Example: on-market trade, off-market trade, exercise of options, approved by shareholders on 29 November 2013.
issue of securities under dividend reinvestment plan, participation
in buy-back
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed
in this part.
Detail of contract Agreement between the Company and Mr Nel to
acquire shares in lieu of salary and cash bonuses
over the 36 month period commencing 1 July 2013,
as approved by shareholders on 29 November
2013.
Nature of interest Right to acquire shares in lieu of salary and cash
bonuses over the 36 month period commencing 1
July 2013.
Name of registered holder Securities to be issued in the name of Mr Jean Nel.
(if issued securities)
Date of change N/A
No. and class of securities to N/A
which interest related prior to
change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired N/A
Interest disposed N/A
Value/Consideration N/A
Note: If consideration is non-cash, provide details
and an estimated valuation
Interest after change N/A
Part 3 – +Closed period
Were the interests in the securities or contracts In accordance with the Aquarius
detailed above traded during a +closed period Platinum Limited Securities
where prior written clearance was required? Trading Policy, restrictions do
not apply to participation in an employee share plan.
If so, was prior written clearance provided to allow N/A
the trade to proceed during this period?
If prior written clearance was provided, on what N/A
date was this provided?
Name of Director Mr Kofi Morna
Date of last notice 25 July 2014
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed
in this part.
Direct or indirect interest Direct
Nature of indirect interest -
(including registered holder)
Note: Provide details of the circumstances giving rise to the
relevant interest.
Date of change 6 October 2014
No. of securities held prior to change (a) 40,522 shares (Held Direct)
(b) 28,167,923 shares (Held Indirect)
Class Common shares
Number acquired 14,623
Number disposed -
Value/Consideration
Note: If consideration is non-cash, provide details and estimated
valuation US$0.3847
No. of securities held after change (a) 55,145 shares
(b) 28,167,923 shares
Nature of change Shares issued in lieu of Directors Fees
Example: on-market trade, off-market trade, exercise of options, awarded in accordance with the
issue of securities under dividend reinvestment plan, participation Company’s Directors and Employee’s
in buy-back Share Plan as approved by shareholders on 29 November 2013
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed
in this part.
Detail of contract Agreement between the Company and Mr Morna to
acquire shares in lieu of 25% of Director’s Fees over the
36 month period commencing 1 January 2014, as
approved by shareholders on 29 November 2013.
Nature of interest Right to acquire shares on a quarterly basis in lieu of
Director’s fees over the 36 month period commencing 1
January 2014. The number of shares acquired will be
determined by dividing 25% of the Director’s fees
accruing to Mr Morna for the preceding quarter by the
simple average of the Company’s share price over that
same quarter.
Name of registered holder Securities to be issued in the name of Mr Morna
(if issued securities)
Date of change N/A
No. and class of securities to N/A
which interest related prior to
change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired N/A
Interest disposed N/A
Value/Consideration N/A
Note: If consideration is non-cash, provide details
and an estimated valuation
Interest after change N/A
Part 3 – +Closed period
Were the interests in the securities or contracts In accordance with the Aquarius
detailed above traded during a +closed period Platinum Limited Securities
where prior written clearance was required? Trading Policy, restrictions do
not apply to participation in an employee share plan.
If so, was prior written clearance provided to allow N/A
the trade to proceed during this period?
If prior written clearance was provided, on what N/A
date was this provided?
Name of Director Mr Nicholas Sibley
Date of last notice 25 July 2014
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed
in this part.
Direct or indirect interest Direct
Nature of indirect interest -
(including registered holder)
Note: Provide details of the circumstances giving rise to the
relevant interest.
Date of change 6 October 2014
No. of securities held prior to change 5,722,477
Class Common shares
Number acquired 32,170
Number disposed -
Value/Consideration
Note: If consideration is non-cash, provide details and estimated US$0.3847
valuation
No. of securities held after change 5,754,647
Nature of change Shares issued in lieu of Directors Fees
Example: on-market trade, off-market trade, exercise of options, awarded in accordance with the Company’s
issue of securities under dividend reinvestment plan, participation Directors and Employee’s Share Plan as
in buy-back approved by shareholders on 29 November 2013
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed
in this part.
Detail of contract Agreement between the Company and Mr Sibley
to acquire shares in lieu of 25% of Director’s Fees
over the 36 month period commencing 1 January
2014, as approved by shareholders on 29
November 2013.
Nature of interest Right to acquire shares on a quarterly basis in lieu
of Director’s fees over the 36 month period
commencing 1 January 2014. The number of
shares acquired will be determined by dividing
25% of the Director’s fees accruing to Mr Sibley
for the preceding quarter by the simple average of
the Company’s share price over that same
quarter.
Name of registered holder Securities to be issued in the name of Mr Sibley
(if issued securities)
Date of change N/A
No. and class of securities to N/A
which interest related prior to
change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired N/A
Interest disposed N/A
Value/Consideration N/A
Note: If consideration is non-cash, provide details
and an estimated valuation
Interest after change N/A
Part 3 – +Closed period
Were the interests in the securities or contracts In accordance with the Aquarius
detailed above traded during a +closed period Platinum Limited Securities Trading Policy, restrictions do
where prior written clearance was required? not apply to participation in an employee share plan.
If so, was prior written clearance provided to allow N/A
the trade to proceed during this period?
If prior written clearance was provided, on what N/A
date was this provided?
Name of Director Ms Sonja De Bruyn Sebotsa
Date of last notice 25 July 2014
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed
in this part.
Direct or indirect interest Direct
Nature of indirect interest -
(including registered holder)
Note: Provide details of the circumstances giving rise to the
relevant interest.
Date of change 6 October 2014
No. of securities held prior to change 40,522
Class Common shares
Number acquired 14,623
Number disposed -
Value/Consideration
Note: If consideration is non-cash, provide details and estimated US$0.3847
valuation
No. of securities held after change 55,145
Nature of change Shares issued in lieu of Directors Fees
Example: on-market trade, off-market trade, exercise of options, awarded in accordance with the
issue of securities under dividend reinvestment plan, participation Company’s Directors and Employee’s
in buy-back Share Plan as approved by shareholders on 29 November 2013
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed
in this part.
Detail of contract Agreement between the Company and Ms De Bruyn
Sebotsa to acquire shares in lieu of 25% of Director’s
Fees over the 36 month period commencing 1 January
2014, as approved by shareholders on 29 November
2013.
Nature of interest Right to acquire shares on a quarterly basis in lieu of
Director’s fees over the 36 month period commencing 1
January 2014. The number of shares acquired will be
determined by dividing 25% of the Director’s fees
accruing to Ms De Bruyn Sebotsa for the preceding
quarter by the simple average of the Company’s share
price over that same quarter.
Name of registered holder Securities to be issued in the name of Ms De Bruyn
(if issued securities) Sebotsa
Date of change N/A
No. and class of securities to N/A
which interest related prior to
change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired N/A
Interest disposed N/A
Value/Consideration N/A
Note: If consideration is non-cash, provide details
and an estimated valuation
Interest after change N/A
Part 3 – +Closed period
Were the interests in the securities or contracts In accordance with the Aquarius
detailed above traded during a +closed period Platinum Limited Securities
where prior written clearance was required? Trading Policy, restrictions do
not apply to participation in an employee share plan.
If so, was prior written clearance provided to allow N/A
the trade to proceed during this period?
If prior written clearance was provided, on what N/A
date was this provided?
Name of Director Mr Timothy Freshwater
Date of last notice 25 July 2014
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed
in this part.
Direct or indirect interest Direct
Nature of indirect interest -
(including registered holder)
Note: Provide details of the circumstances giving rise to the
relevant interest.
Date of change 6 October 2014
No. of securities held prior to change 1,007,566
Class Common shares
Number acquired 14,623
Number disposed
-
Value/Consideration
Note: If consideration is non-cash, provide details and estimated
valuation US$0.3847
No. of securities held after change 1,022,189
Nature of change Shares issued in lieu of Directors Fees
Example: on-market trade, off-market trade, exercise of options, awarded in accordance with the
issue of securities under dividend reinvestment plan, participation Company’s Directors and Employee’s
in buy-back Share Plan as approved by shareholders
on 29 November 2013
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed
in this part.
Detail of contract Agreement between the Company and Mr
Freshwater to acquire shares in lieu of 25% of
Director’s Fees over the 36 month period
commencing 1 January 2014, as approved by
shareholders on 29 November 2013.
Nature of interest Right to acquire shares on a quarterly basis in lieu
of Director’s fees over the 36 month period
commencing 1 January 2014. The number of
shares acquired will be determined by dividing
25% of the Director’s fees accruing to Mr
Freshwater for the preceding quarter by the
simple average of the Company’s share price
over that same quarter.
Name of registered holder Securities to be issued in the name of Mr
(if issued securities) Freshwater
Date of change N/A
No. and class of securities to which N/A
interest related prior to change
Note: Details are only required for a contract in relation to
which the interest has changed
Interest acquired N/A
Interest disposed N/A
Value/Consideration N/A
Note: If consideration is non-cash, provide details and an
estimated valuation
Interest after change N/A
Part 3 – +Closed period
Were the interests in the securities or contracts In accordance with the Aquarius
detailed above traded during a +closed period Platinum Limited Securities
where prior written clearance was required? Trading Policy, restrictions do
not apply to participation in an
employee share plan.
If so, was prior written clearance provided to allow N/A
the trade to proceed during this period?
If prior written clearance was provided, on what N/A
date was this provided?
Name of Director Mr Zwelakhe Mankazana
Date of last notice 25 July 2014
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed
in this part.
Direct or indirect interest Direct
Nature of indirect interest -
(including registered holder)
Note: Provide details of the circumstances giving rise to the
relevant interest.
Date of change 6 October 2014
No. of securities held prior to change (c) 40,522 shares (held direct)
(d) 28,167,923 shares (held indirect)
Class Common shares
Number acquired 14,623
Number disposed -
Value/Consideration
Note: If consideration is non-cash, provide details and estimated
valuation US$0.3847
No. of securities held after change (c) 55,145 shares (held direct)
(d) 28,167,923 shares (held indirect)
Nature of change Shares issued in lieu of Directors Fees
Example: on-market trade, off-market trade, exercise of options, awarded in accordance with the
issue of securities under dividend reinvestment plan, participation Company’s Directors and Employee’s
in buy-back Share Plan as approved by shareholders
on 29 November 2013
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed
in this part.
Detail of contract Agreement between the Company and Mr Mankazana
to acquire shares in lieu of 25% of Director’s Fees over
the 36 month period commencing 1 January 2014, as
approved by shareholders on 29 November 2013.
Nature of interest Right to acquire shares on a quarterly basis in lieu of
Director’s fees over the 36 month period commencing 1
January 2014. The number of shares acquired will be
determined by dividing 25% of the Director’s fees
accruing to Mr Mankazana for the preceding quarter by
the simple average of the Company’s share price over
that same quarter.
Name of registered holder Securities to be issued in the name of Mr Mankazana
(if issued securities)
Date of change N/A
No. and class of securities to N/A
which interest related prior to
change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired N/A
Interest disposed N/A
Value/Consideration N/A
Note: If consideration is non-cash, provide details
and an estimated valuation
Interest after change N/A
Part 3 – +Closed period
Were the interests in the securities or contracts In accordance with the Aquarius
detailed above traded during a +closed period Platinum Limited Securities
where prior written clearance was required? Trading Policy, restrictions do
not apply to participation in an employee share plan.
If so, was prior written clearance provided to allow N/A
the trade to proceed during this period?
If prior written clearance was provided, on what N/A
date was this provided?
+ See chapter 19 for defined terms.
6 October 2014
Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)
Date: 06/10/2014 12:47:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of
the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct,
indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on,
information disseminated through SENS.