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Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
OLD MUTUAL PLC
ISIN CODE: GB00B77J0862
JSE SHARE CODE: OML
NSX SHARE CODE: OLM
ISSUER CODE: OLOML
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected
Persons
All relevant boxes should be completed in block capital letters.
1. Name of the issuer 2. State whether the notification relates to (i) a transaction notified in
accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance
with LR 9.8.6R(1) or (iii) a disclosure made in accordance with section
OLD MUTUAL PLC 793 of the Companies Act (2006).
DTR 3.1.2R
3. Name of person discharging managerial 4. State whether notification relates to a person connected with a person
responsibilities/director discharging managerial responsibilities/director named in 3 and
identify the connected person
PAUL HANRATTY, CHIEF
OPERATING OFFICER N/A
INGRID JOHNSON, GROUP
FINANCE DIRECTOR
GAIL KLINTWORTH, GROUP
CUSTOMER DIRECTOR
5. Indicate whether the notification is in respect of 6. Description of shares (including class), debentures or derivatives or
a holding of the person referred to in 3 or 4 financial instruments relating to shares
above or in respect of a non-beneficial interest1
ORDINARY SHARES OF 11 3/7p EACH
IN RESPECT OF THE
PERSONS NAMED IN 3 ABOVE
7. Name of registered shareholders(s) and, if more 8 State the nature of the transaction
than one, the number of shares held by each of
them
1. EXERCISE BY PAUL HANRATTY OF A
PAUL HANRATTY – 824,547 SHARE OPTION OVER 400,000
SHARES AT AN EXERCISE PRICE OF
INGRID JOHNSON – NIL £0.541 PER SHARE AND SALE OF
400,000 SHARES (See boxes 9-14 below)
GAIL KLINTWORTH - NIL 2. GRANT TO ALL THREE NAMED
INDIVIDUALS OF DEFERRED INCENTIVE
SHARE AWARDS IN THE FORM OF
FORFEITABLE/RESTRICTED SHARES
(See boxes 17-20 below)
9. Number of shares, debentures or financial 10. Percentage of issued class acquired (treasury shares of that class should
instruments relating to shares acquired not be taken into account when calculating percentage)
PAUL HANRATTY – 400,000 0.008%
11. Number of shares, debentures or financial 12. Percentage of issued class disposed (treasury shares of that class should
instruments relating to shares disposed not be taken into account when calculating percentage)
PAUL HANRATTY – 400,000 0.008%
13. Price per share or value of transaction 14. Date and place of transaction
OPTION EXERCISED AT £0.541 8 AUGUST 2014 - LONDON
PER SHARE AND SOLD AT
£1.8672 PER SHARE
15. Total holding following notification and total 16. Date issuer informed of transaction
percentage holding following notification (any
treasury shares should not be taken into account 8 AUGUST 2014
when calculating percentage)
PAUL HANRATTY – 824,547
INGRID JOHNSON – NIL
GAIL KLINTWORTH - NIL
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17 Date of grant 18. Period during which or date on which exercisable
8 AUGUST 2014 SUBJECT TO SUCCESSFUL ACHIEVEMENT OF
PERFORMANCE TARGETS:
50% BETWEEN 8 AUGUST 2017 AND 7 AUGUST
2024
50% BETWEEN 8 AUGUST 2018 AND 7 AUGUST
2024
19. Total amount paid (if any) for grant of the option 20. Description of shares or debentures involved (class and number)
NIL ORDINARY 11 3/7p SHARES
PAUL HANRATTY – 115,688 SHARES UNDER
OPTION
INGRID JOHNSON – 786,989 SHARES UNDER
OPTION
GAIL KLINTWORTH – 72,141 SHARES UNDER
OPTION
21. Exercise price (if fixed at time of grant) or 22. Total number of shares or debentures over which options held
indication that price is to be fixed at the time of following notification *
exercise
PAUL HANRATTY* – 2,173,093 SHARES UNDER
NIL OPTION
INGRID JOHNSON – 786,989 SHARES UNDER
OPTION
GAIL KLINTWORTH – 72,141 SHARES UNDER
OPTION
*THIS TOTAL INCLUDES NIL COST OPTIONS
AND SHARESAVE OPTIONS
23. Any additional information 24. Name of contact and telephone number for queries
WILLIAM BALDWIN-CHARLES
HEAD OF CORPORATE AFFAIRS
+44 20 7002 7133
Name of authorised official of issuer responsible for making notification:
MARTIN MURRAY, GROUP COMPANY SECRETARY
Date of notification: 8 AUGUST 2014
Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete
boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8,
13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities
should complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a
debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Sponsor:
Merrill Lynch South Africa (Pty) Ltd
Joint Sponsor:
Nedbank Capital
Date: 08/08/2014 04:00:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
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