OLD MUTUAL PLC - Public Opening Position Disclosure/Dealing Disclosure by a Person with Interests in Relevant Securities Representing

Release Date: 28/07/2014 16:15
Code(s): OML
 
Wrap Text
Public Opening Position Disclosure/Dealing Disclosure by a Person with Interests in Relevant Securities Representing

OLD MUTUAL PLC
ISIN CODE: GB00B77J0862
JSE SHARE CODE: OML
NSX SHARE CODE: OLM
ISSURE CODE: OLOML
                                                                                        FORM 8.3

          PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
      A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
                                         MORE
                      Rule 8.3 of the Takeover Code (the “Code”)

1.       KEY INFORMATION

(a) Identity of the person whose positions/dealings                        Old Mutual plc 
    are being disclosed:
                                                                         (and subsidiaries) 
(b) Owner or controller of interests and short                
    positions disclosed, if different from 1(a):
    The naming of nominee or vehicle companies is
    insufficient
(c) Name of offeror/offeree in relation to whose                           Mecom Group PLC 
    relevant securities this form relates:                               ISIN – GB00B3P91873 
    Use a separate form for each offeror/offeree              
(d) If an exempt fund manager connected with an
    offeror/offeree, state this and specify identity of
    offeror/offeree:
(e) Date position held/dealing undertaken:                                   25 July 2014 

(f) Has the discloser previously disclosed, or are                               No 
    they today disclosing, under the Code in respect                               
    of any other party to this offer?

2.       POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)      Interests and short positions in the relevant securities of the offeror or offeree
         to which the disclosure relates following the dealing (if any)

Class of relevant security:                                  (Ordinary 50p)
                                                Interests                     Short positions
                                            Number                %            Number        %
(1) Relevant securities owned              7,407,707             6.10%
    and/or controlled:
(2) Derivatives (other than
    options):
(3) Options and agreements to
    purchase/sell:
                                           7,407,707             6.10%
      TOTAL:

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant
securities, should be given on a Supplemental Form 8 (Open Positions).
                                                                                                             2

(b)        Rights to subscribe for new securities (including directors’ and other executive
           options)

Class of relevant security in relation to
which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant
securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a)        Purchases and sales

  Class of relevant            Purchase/sale                  Number of                 Price per unit
      security                                                securities
        Ord                           Sale                      -1,238                     1.52 GBP


(b)        Derivatives transactions (other than options)

       Class of           Product                Nature of dealing          Number of            Price per
       relevant          description          e.g. opening/closing a        reference               unit
       security           e.g. CFD              long/short position,        securities
                                              increasing/reducing a
                                                 long/short position
                                         

(c)        Options transactions in respect of existing securities

(i)        Writing, selling, purchasing or varying

Class of      Product          Writing,          Number      Exercise       Type        Expiry       Option
relevant     description     purchasing,             of      price per       e.g.        date        money
security       e.g. call       selling,         securities      unit      American,                   paid/
                option       varying etc.        to which                 European                  received
                                                  option                     etc.                   per unit
                                                  relates




(ii)       Exercising

  Class of relevant          Product description              Number of               Exercise price per
      security                  e.g. call option              securities                     unit



(d)        Other dealings (including subscribing for new securities)

Class of relevant               Nature of dealing                      Details           Price per unit (if
    security              e.g. subscription, conversion                                     applicable)



The currency of all prices and other monetary amounts should be stated.
                                                                                                             3

Where there have been dealings in more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class
of relevant security dealt in.

4.      OTHER INFORMATION

(a)     Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the person making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state “none”




(b)     Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
     any derivative is referenced:
If there are no such agreements, arrangements or understandings, state “none”



(c)     Attachments

Is a Supplemental Form 8 (Open Positions) attached?                                     No




Date of disclosure:                               28 July 2014

Contact name:                                     Vanessa Earles

Telephone number:                                 0207 002 7346



Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s
dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Lead sponsor:
Merrill Lynch South Africa (Pty) Ltd

Joint sponsor:
Nedbank Capital

Date: 28/07/2014 04:15:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). 
The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of
 the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct, 
indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on,
 information disseminated through SENS.

Email this JSE Sens Item to a Friend.

Share This Story