Wrap Text
Appendix 3Y -Change of Director's Interest Notice
Aquarius Platinum Limited
(Incorporated in Bermuda)
Registration Number: EC26290
Share Code JSE: AQP
ISIN Code: BMG0440M1284
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity Aquarius Platinum Limited
ABN 087 577 893
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for
the director for the purposes of section 205G of the Corporations Act.
Name of Director Mr Jean Nel
Date of last notice 29 May 2014
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should
be disclosed in this part.
Direct or indirect interest Direct
Nature of indirect interest -
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest.
Date of change
24 July 2014
No. of securities held prior to change
2,826,501
Class
Common shares
Number acquired
313,290
Number disposed
-
Value/Consideration
Note: If consideration is non-cash, provide details and estimated USD0.35
valuation
No. of securities held after change 3,139,791
Nature of change
Example: on-market trade, off-market trade, exercise of options, Shares issued in lieu of salary as approved by
issue of securities under dividend reinvestment plan, participation in shareholders on 29 November 2013.
buy-back
Part 2 – Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should
be disclosed in this part.
Detail of contract Agreement between the Company and Mr Nel to
acquire shares in lieu of salary and cash bonuses over
the 36 month period commencing 1 July 2013, as
approved by shareholders on 29 November 2013.
Nature of interest Right to acquire shares in lieu of salary and cash
bonuses over the 36 month period commencing 1 July
2013.
Name of registered holder Securities to be issued in the name of Mr Jean Nel.
(if issued securities)
Date of change N/A
No. and class of securities to which N/A
interest related prior to change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired N/A
Interest disposed N/A
Value/Consideration N/A
Note: If consideration is non-cash, provide details
and an estimated valuation
Interest after change N/A
Part 3 – +Closed period
Were the interests in the securities or contracts detailed In accordance with the Aquarius
above traded during a +closed period where prior written Platinum Limited Securities Trading
clearance was required? Policy, restrictions do not apply to
participation in an employee share
plan.
If so, was prior written clearance provided to allow the trade N/A
to proceed during this period?
If prior written clearance was provided, on what date was this N/A
provided?
Name of entity Aquarius Platinum Limited
ABN 087 577 893
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for
the director for the purposes of section 205G of the Corporations Act.
Name of Director Mr Nicholas Sibley
Date of last notice 28 May 2014
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of
a director" should be disclosed in this part.
Direct or indirect interest Direct
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant interest. -
Date of change 24 July 2014
No. of securities held prior to change 5,691,337
Class Common shares
Number acquired 31,140
Number disposed -
Value/Consideration
Note: If consideration is non-cash, provide details and estimated USD0.3974
valuation
No. of securities held after change 5,722,477
Nature of change Shares issued in lieu of Directors Fees
Example: on-market trade, off-market trade, exercise of options, awarded in accordance with the Company's
issue of securities under dividend reinvestment plan, participation in Directors and Employee's Share Plan as
buy-back approved by shareholders on 29 November
2013
Part 2 – Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should
be disclosed in this part.
Detail of contract Agreement between the Company and Mr Sibley to acquire
shares in lieu of 25% of Director's Fees over the
36 month period commencing 1 January 2014, as approved
by shareholders on 29 November 2013.
Nature of interest Right to acquire shares on a quarterly basis in lieu of
Director's fees over the 36 month period commencing
1 January 2014. The number of shares acquired will be
determined by dividing 25% of the Director's fees accruing to
Mr Sibley for the preceding quarter by the simple average of
the Company's share price over that same quarter.
Name of registered holder Securities to be issued in the name of Mr Sibley
(if issued securities)
Date of change N/A
No. and class of securities to which N/A
interest related prior to change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired N/A
Interest disposed N/A
Value/Consideration N/A
Note: If consideration is non-cash, provide details
and an estimated valuation
Interest after change N/A
Part 3 – +Closed period
Were the interests in the securities or contracts detailed In accordance with the Aquarius
above traded during a +closed period where prior written Platinum Limited Securities Trading
clearance was required? Policy, restrictions do not apply to
participation in an employee share
plan.
If so, was prior written clearance provided to allow the trade N/A
to proceed during this period?
If prior written clearance was provided, on what date was this N/A
provided?
Name of entity Aquarius Platinum Limited
ABN 087 577 893
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for
the director for the purposes of section 205G of the Corporations Act.
Name of Director Mr Kofi Morna
Date of last notice 28 May 2014
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should
be disclosed in this part.
Direct or indirect interest Direct
Nature of indirect interest -
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest.
Date of change
24 July 2014
No. of securities held prior to change (a) 26,367 shares (Held Direct)
(b) 28,167,923 shares (Held Indirect)
Class
Common shares
Number acquired
14,155
Number disposed
-
Value/Consideration
Note: If consideration is non-cash, provide details and estimated
valuation
USD0.3974
No. of securities held after change (a) 40,522 shares
(b) 28,167,923 shares
Nature of change Shares issued in lieu of Directors Fees
Example: on-market trade, off-market trade, exercise of options, awarded in accordance with the Company's
issue of securities under dividend reinvestment plan, participation in Directors and Employee's Share Plan as
buy-back approved by shareholders on 29 November
2013
Part 2 – Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should
be disclosed in this part.
Detail of contract Agreement between the Company and Mr Morna to acquire
shares in lieu of 25% of Director's Fees over the 36 month
period commencing 1 January 2014, as approved by
shareholders on 29 November 2013.
Nature of interest Right to acquire shares on a quarterly basis in lieu of
Director's fees over the 36 month period commencing
1 January 2014. The number of shares acquired will be
determined by dividing 25% of the Director's fees accruing to
Mr Morna for the preceding quarter by the simple average of
the Company's share price over that same quarter.
Name of registered holder Securities to be issued in the name of Mr Morna
(if issued securities)
Date of change N/A
No. and class of securities to which N/A
interest related prior to change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired N/A
Interest disposed N/A
Value/Consideration N/A
Note: If consideration is non-cash, provide details
and an estimated valuation
Interest after change N/A
Part 3 – +Closed period
Were the interests in the securities or contracts detailed In accordance with the Aquarius
above traded during a +closed period where prior written Platinum Limited Securities Trading
clearance was required? Policy, restrictions do not apply to
participation in an employee share
plan.
If so, was prior written clearance provided to allow the trade N/A
to proceed during this period?
If prior written clearance was provided, on what date was this N/A
provided?
Name of entity Aquarius Platinum Limited
ABN 087 577 893
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for
the director for the purposes of section 205G of the Corporations Act.
Name of Director Mr Zwelakhe Mankazana
Date of last notice 28 May 2014
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should
be disclosed in this part.
Direct or indirect interest (a) Direct
Nature of indirect interest -
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest.
Date of change
24 July 2014
No. of securities held prior to change (a) 26,367 shares (held direct)
(b) 28,167,923 shares (held indirect)
Class
Common shares
Number acquired
14,155
Number disposed
-
Value/Consideration
Note: If consideration is non-cash, provide details and estimated
valuation
USD0.3974
No. of securities held after change (a) 40,522 shares (held direct)
(b) 28,167,923 shares (held indirect)
Nature of change Shares issued in lieu of Directors Fees
Example: on-market trade, off-market trade, exercise of options, awarded in accordance with the Company's
issue of securities under dividend reinvestment plan, participation in Directors and Employee's Share Plan as
buy-back approved by shareholders on 29 November
2013
Part 2 – Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should
be disclosed in this part.
Detail of contract Agreement between the Company and Mr Mankazana to
acquire shares in lieu of 25% of Director's Fees over the 36
month period commencing 1 January 2014, as approved by
shareholders on 29 November 2013.
Nature of interest Right to acquire shares on a quarterly basis in lieu of
Director's fees over the 36 month period commencing 1
January 2014. The number of shares acquired will be
determined by dividing 25% of the Director's fees accruing to
Mr Mankazana for the preceding quarter by the simple
average of the Company's share price over that same
quarter.
Name of registered holder Securities to be issued in the name of Mr Mankazana
(if issued securities)
Date of change N/A
No. and class of securities to which N/A
interest related prior to change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired N/A
Interest disposed N/A
Value/Consideration N/A
Note: If consideration is non-cash, provide details
and an estimated valuation
Interest after change N/A
Part 3 – +Closed period
Were the interests in the securities or contracts detailed In accordance with the Aquarius
above traded during a +closed period where prior written Platinum Limited Securities Trading
clearance was required? Policy, restrictions do not apply to
participation in an employee share
plan.
If so, was prior written clearance provided to allow the trade N/A
to proceed during this period?
If prior written clearance was provided, on what date was this N/A
provided?
Name of entity Aquarius Platinum Limited
ABN 087 577 893
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for
the director for the purposes of section 205G of the Corporations Act.
Name of Director Mr Timothy Freshwater
Date of last notice 28 May 2014
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should
be disclosed in this part.
Direct or indirect interest Direct
Nature of indirect interest -
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest.
Date of change
24 July 2014
No. of securities held prior to change
993,411
Class
Common shares
Number acquired
14,155
Number disposed
-
Value/Consideration
Note: If consideration is non-cash, provide details and estimated
valuation
USD0.3974
No. of securities held after change 1,007,566
Nature of change Shares issued in lieu of Directors Fees
Example: on-market trade, off-market trade, exercise of options, awarded in accordance with the Company's
issue of securities under dividend reinvestment plan, participation in Directors and Employee's Share Plan as
buy-back approved by shareholders on 29 November
2013
Part 2 – Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should
be disclosed in this part.
Detail of contract Agreement between the Company and Mr Freshwater to
acquire shares in lieu of 25% of Director's Fees over the 36
month period commencing 1 January 2014, as approved by
shareholders on 29 November 2013.
Nature of interest Right to acquire shares on a quarterly basis in lieu of
Director's fees over the 36 month period commencing
1 January 2014. The number of shares acquired will be
determined by dividing 25% of the Director's fees accruing to
Mr Freshwater for the preceding quarter by the simple
average of the Company's share price over that same
quarter.
Name of registered holder Securities to be issued in the name of Mr Freshwater
(if issued securities)
Date of change N/A
No. and class of securities to which N/A
interest related prior to change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired N/A
Interest disposed N/A
Value/Consideration N/A
Note: If consideration is non-cash, provide details
and an estimated valuation
Interest after change N/A
Part 3 – +Closed period
Were the interests in the securities or contracts detailed In accordance with the Aquarius
above traded during a +closed period where prior written Platinum Limited Securities Trading
clearance was required? Policy, restrictions do not apply to
participation in an employee share
plan.
If so, was prior written clearance provided to allow the trade N/A
to proceed during this period?
If prior written clearance was provided, on what date was this N/A
provided?
Name of entity Aquarius Platinum Limited
ABN 087 577 893
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for
the director for the purposes of section 205G of the Corporations Act.
Name of Director Ms Sonja De Bruyn Sebotsa
Date of last notice 28 May 2014
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should
be disclosed in this part.
Direct or indirect interest Direct
Nature of indirect interest -
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest.
Date of change
24 July 2014
No. of securities held prior to change
26,367
Class
Common shares
Number acquired
14,155
Number disposed
-
Value/Consideration
Note: If consideration is non-cash, provide details and estimated USD0.3974
valuation
No. of securities held after change 40,522
Nature of change Shares issued in lieu of Directors Fees
Example: on-market trade, off-market trade, exercise of options, awarded in accordance with the Company's
issue of securities under dividend reinvestment plan, participation in Directors and Employee's Share Plan as
buy-back approved by shareholders on 29 November
2013
Part 2 – Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should
be disclosed in this part.
Detail of contract Agreement between the Company and Ms De Bruyn Sebotsa
to acquire shares in lieu of 25% of Director's Fees over the 36
month period commencing 1 January 2014, as approved by
shareholders on 29 November 2013.
Nature of interest Right to acquire shares on a quarterly basis in lieu of
Director's fees over the 36 month period commencing 1
January 2014. The number of shares acquired will be
determined by dividing 25% of the Director's fees accruing to
Ms De Bruyn Sebotsa for the preceding quarter by the simple
average of the Company's share price over that same
quarter.
Name of registered holder Securities to be issued in the name of Ms De Bruyn Sebotsa
(if issued securities)
Date of change N/A
No. and class of securities to which N/A
interest related prior to change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired N/A
Interest disposed N/A
Value/Consideration N/A
Note: If consideration is non-cash, provide details
and an estimated valuation
Interest after change N/A
Part 3 – +Closed period
Were the interests in the securities or contracts detailed In accordance with the Aquarius
above traded during a +closed period where prior written Platinum Limited Securities Trading
clearance was required? Policy, restrictions do not apply to
participation in an employee share
plan.
If so, was prior written clearance provided to allow the trade N/A
to proceed during this period?
If prior written clearance was provided, on what date was this N/A
provided?
Name of entity Aquarius Platinum Limited
ABN 087 577 893
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for
the director for the purposes of section 205G of the Corporations Act.
Name of Director Mr G E Haslam
Date of last notice 28 May 2014
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should
be disclosed in this part.
Direct or indirect interest Direct
Nature of indirect interest -
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest.
Date of change
24 July 2014
No. of securities held prior to change
71,367
Class
Common shares
Number acquired
14,155
Number disposed
-
Value/Consideration
Note: If consideration is non-cash, provide details and estimated USD0.3974
valuation
No. of securities held after change 85,522
Nature of change Shares issued in lieu of Directors Fees
Example: on-market trade, off-market trade, exercise of options, awarded in accordance with the Company's
issue of securities under dividend reinvestment plan, participation in Directors and Employee's Share Plan as
buy-back approved by shareholders on 29 November
2013
Part 2 – Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should
be disclosed in this part.
Detail of contract Agreement between the Company and Mr Haslam to acquire
shares in lieu of 25% of Director's Fees over the 36 month
period commencing 1 January 2014, as approved by
shareholders on 29 November 2013.
Nature of interest Right to acquire shares on a quarterly basis in lieu of
Director's fees over the 36 month period commencing
1 January 2014. The number of shares acquired will be
determined by dividing 25% of the Director's fees accruing to
Mr Haslam for the preceding quarter by the simple average
of the Company's share price over that same quarter.
Name of registered holder Securities to be issued in the name of Mr Haslam
(if issued securities)
Date of change N/A
No. and class of securities to which N/A
interest related prior to change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired N/A
Interest disposed N/A
Value/Consideration N/A
Note: If consideration is non-cash, provide details
and an estimated valuation
Interest after change N/A
Part 3 – +Closed period
Were the interests in the securities or contracts detailed In accordance with the Aquarius
above traded during a +closed period where prior written Platinum Limited Securities Trading
clearance was required? Policy, restrictions do not apply to
participation in an employee share
plan.
If so, was prior written clearance provided to allow the trade N/A
to proceed during this period?
If prior written clearance was provided, on what date was this N/A
provided?
Name of entity Aquarius Platinum Limited
ABN 087 577 893
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for
the director for the purposes of section 205G of the Corporations Act.
Name of Director Mr David Dix
Date of last notice 28 May 2014
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should
be disclosed in this part.
Direct or indirect interest Direct
Nature of indirect interest -
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant
interest.
Date of change
24 July 2014
No. of securities held prior to change
326,367
Class
Common shares
Number acquired
14,155
Number disposed
-
Value/Consideration
Note: If consideration is non-cash, provide details and estimated USD0.3974
valuation
No. of securities held after change
340,522
Nature of change Shares issued in lieu of Directors Fees
Example: on-market trade, off-market trade, exercise of options, awarded in accordance with the Company's
issue of securities under dividend reinvestment plan, participation in Directors and Employee's Share Plan as
buy-back approved by shareholders on 29 November
2013
Part 2 – Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should
be disclosed in this part.
Detail of contract Agreement between the Company and Mr Dix to acquire
shares in lieu of 25% of Director's Fees over the 36 month
period commencing 1 January 2014, as approved by
shareholders on 29 November 2013.
Nature of interest Right to acquire shares on a quarterly basis in lieu of
Director's fees over the 36 month period commencing
1 January 2014. The number of shares acquired will be
determined by dividing 25% of the Director's fees accruing to
Mr Dix for the preceding quarter by the simple average of the
Company's share price over that same quarter.
Name of registered holder Securities to be issued in the name of Mr Dix
(if issued securities)
Date of change N/A
No. and class of securities to which N/A
interest related prior to change
Note: Details are only required for a contract in
relation to which the interest has changed
Interest acquired N/A
Interest disposed N/A
Value/Consideration N/A
Note: If consideration is non-cash, provide details
and an estimated valuation
Interest after change N/A
Part 3 – +Closed period
Were the interests in the securities or contracts detailed In accordance with the Aquarius
above traded during a +closed period where prior written Platinum Limited Securities Trading
clearance was required? Policy, restrictions do not apply to
participation in an employee share
plan.
If so, was prior written clearance provided to allow the trade N/A
to proceed during this period?
If prior written clearance was provided, on what date was this N/A
provided?
Company Secretary
Willi Boehm
25 July 2014
Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)
Date: 25/07/2014 12:30:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
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