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COAL OF AFRICA LIMITED - Interest in Shares

Release Date: 01/07/2014 09:00
Code(s): CZA     PDF:  
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Interest in Shares

Coal of Africa Limited
(Incorporated and registered in Australia)
Registration number ABN 008 905 388
ISIN AU000000CZA6
JSE/ASX/AIM share code: CZA
("CoAL or the "Company" or the "Group")

Appendix 3B
New issue announcement


Rule 2.7, 3.10.3, 3.10.4, 3.10.5
Appendix 3B
New issue announcement, application for quotation of additional securities and agreement


Information or documents not available now must be given to ASX as soon as available. Information
and documents given to ASX become ASX’s property and may be made public.
Introduced 01/07/96 Origin: Appendix 5 Amended 01/07/98, 01/09/99, 01/07/00, 30/09/01, 11/03/02, 01/01/03, 24/10/05, 01/08/12,
04/03/13


Name of entity
Coal of Africa Limited

ABN
98 008 905 388


We (the entity) give ASX the following information.



Part 1 - All issues
You must complete the relevant sections (attach sheets if there is not enough space).

 1        +Class of +securities issued or to                Expiry of Unlisted Options
          be issued


 2        Number of +securities issued or                   Expiry of 818,500 unlisted A$1.90 options
          to be issued (if known) or                        expiring 30 June 2014
          maximum number which may
          be issued


 3        Principal     terms      of  the                  Expiry of 818,500 unlisted options
          +securities   (e.g. if options,                   exercisable on or before 30 June 2014 at an
          exercise price and expiry date; if                exercise price of A$1.90.
          partly paid +securities, the
          amount outstanding and due
          dates     for      payment;     if
          +convertible     securities, the
          conversion price and dates for
          conversion)




+ See chapter 19 for defined terms.



 4      Do the +securities rank equally                     No
        in all respects from the +issue
        date with an existing +class of
        quoted +securities?

        If the additional +securities do
        not rank equally, please state:
        - the date from which they do
        - the extent to which they
          participate for the next
          dividend, (in the case of a
          trust,    distribution) or
          interest payment

        - the extent to which they do
          not rank equally, other than
          in relation to the next
          dividend, distribution or
          interest payment

 5      Issue price or consideration                       N/A


 6      Purpose of the issue                               N/A
        (If issued as consideration for
        the acquisition of assets, clearly
        identify those assets)


 6a     Is the entity an +eligible entity                  No
        that has obtained security
        holder approval under rule
        7.1A?

        If Yes, complete sections 6b –
        6h in relation to the +securities
        the subject of this Appendix 3B,
        and comply with section 6i

 6b     The date the security holder                       N/A
        resolution under rule 7.1A was
        passed

 6c     Number of +securities issued                       N/A
        without     security    holder
        approval under rule 7.1



 6d     Number of +securities issued                       N/A
        with security holder approval 
        under rule 7.1A

 6e     Number of +securities issued                       N/A
        with security holder approval
        under rule 7.3, or another
        specific security holder approval
        (specify date of meeting)


 6f     Number of +securities issued                       N/A
        under an exception in rule 7.2

 6g     If +securities issued under rule                   N/A
        7.1A, was issue price at least
        75% of 15 day VWAP as
        calculated under rule 7.1A.3?
        Include the +issue date and both
        values. Include the source of
        the VWAP calculation.

 6h     If +securities were issued under                   N/A
        rule    7.1A      for    non-cash
        consideration, state date on
        which          valuation       of
        consideration was released to
        ASX Market Announcements

 6i     Calculate the entity’s remaining                   N/A
        issue capacity under rule 7.1 and
        rule 7.1A – complete Annexure 1
        and release to ASX Market
        Announcements

 7      +Issue   dates                                     N/A
        Note: The issue date may be prescribed by ASX
        (refer to the definition of issue date in rule
        19.12). For example, the issue date for a pro
        rata entitlement issue must comply with the
        applicable timetable in Appendix 7A.

        Cross reference: item 33 of Appendix 3B.

                                                       Number             +Class

 8      Number and +class of all                       1,048,368,613      Fully paid ordinary
        +securities   quoted on ASX                                       shares
        (including the +securities in
        section 2 if applicable)



                                                            Number                 +Class

 9      Number and +class of all                                     1             Option to subscribe for 50
        +securities not quoted on ASX                                              million ordinary shares for
        (including the +securities in                                              60 pence each between 1
        section 2 if applicable)                                                   November 2010 and 1
                                                                                   November 2014, as
                                                                                   approved by shareholders
                                                                                   on 22 April 2010

                                                              3,000,000            Class J Options exercisable
                                                                                   at A$2.74 on or before 30
                                                                                   November 2014

                                                               1,441,061           ESOP Options exercisable
                                                                                   at A$1.40 on or before 30
                                                                                   September 2015

                                                               2,500,000           Class C Options exercisable
                                                                                   at A$1.20 on or before 9
                                                                                   November 2015

                                                               3,500,000           Class L Options exercisable
                                                                                   at 25 pence on or before 30
                                                                                   November 2015

                                                               2,670,000           ESOP Options exercisable
                                                                                   at ZAR7.60 on or before 14
                                                                                   February 2017

 10     Dividend policy (in the case of a               Not applicable
        trust, distribution policy) on
        the increased capital (interests)



Part 2 – Deleted Not Applicable

Part 3 - Quotation of securities
You need only complete this section if you are applying for quotation of securities

 34     Type of +securities
        (tick one)

 (a)            +Securities     described in Part 1


 (b)            All other +securities
                 Example: restricted securities at the end of the escrowed period, partly paid securities that become fully paid,
                employee incentive share securities when restriction ends, securities issued on expiry or conversion of convertible
                securities



Entities that have ticked box 34(a)



Additional securities forming a new class of securities

Tick to indicate you are providing the information or
documents


 35          If the securities securities, the names the 20 largest holders of the additional securities 
             and the number and of percentage of additional secuirites held by those holders


 36          If the securities are equity securities, a distribution schedule of the additional
             securities setting out the number of holders in the categories
                 1 - 1,000
                 1,001 - 5,000
                 5,001 - 10,000
                 10,001 - 100,000
                 100,001 and over

                                                          
 37          A copy of any trust deed for the additional securities
             


Entities that have ticked box 34(b)

 38     Number of +securities for which          N/A
        +quotation is sought




 39     +Class of +securities for which          N/A
        quotation is sought


 40     Do the +securities rank equally in       N/A
        all respects from the +issue date
        with an existing +class of quoted
        +securities?


        If the additional +securities do
        not rank equally, please state:
        - the date from which they do
        - the extent to which they
           participate for the next
           dividend, (in the case of a
           trust, distribution) or interest
           payment
        - the extent to which they do
           not rank equally, other than in
           relation to the next dividend,
           distribution      or    interest
           payment



    41   Reason for request for quotation                     N/A
         now
         Example: In the case of restricted securities, end
         of restriction period

         (if issued upon conversion of
         another +security, clearly identify
         that other +security)



                                                           Number                                  +Class

    42   Number and +class of all                        N/A                                     N/A
         +securities   quoted on ASX
         (including the +securities in clause
         38)




Quotation agreement

1        +Quotation of our additional +securities is in ASX’s absolute discretion. ASX
         may quote the +securities on any conditions it decides.

2        We warrant the following to ASX.

         -           The issue of the +securities to be quoted complies with the law and is
                     not for an illegal purpose.

         -           There is no reason why those +securities should not be granted
                     +quotation.



         -           An offer of the securities for sale within 12 months after their issue
                     will not require disclosure under section 707(3) or section 1012C(6) of
                     the Corporations Act.
                     Note: An entity may need to obtain appropriate warranties from subscribers for the securities in order to be able
                     to give this warranty


         -           Section 724 or section 1016E of the Corporations Act does not apply to
                     any applications received by us in relation to any +securities to be
                     quoted and that no-one has any right to return any +securities to be
                     quoted under sections 737, 738 or 1016F of the Corporations Act at the
                     time that we request that the +securities be quoted.

         -           If we are a trust, we warrant that no person has the right to return
                     the +securities to be quoted under section 1019B of the Corporations
                     Act at the time that we request that the +securities be quoted.


3        We will indemnify ASX to the fullest extent permitted by law in respect of
         any claim, action or expense arising from or connected with any breach of
         the warranties in this agreement.



4        We give ASX the information and documents required by this form. If any
         information or document is not available now, we will give it to ASX before
         +quotation of the +securities begins. We acknowledge that ASX is relying on
         the information and documents. We warrant that they are (will be) true and
         complete.




Sign here:           ............................................................      Date: 1 July 2014
                     Company secretary


Print name:          Tony Bevan

                                                 == == == == ==




                    Appendix 3B – Annexure 1
DELETED – NOT APPLICABLE


Date: 01/07/2014 09:00:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). 
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