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OLD MUTUAL PLC - Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons

Release Date: 02/06/2014 12:20
Code(s): OML     PDF:  
Wrap Text
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons

OLD MUTUAL PLC
ISIN CODE: GB00B77J0862
JSE SHARE CODE: OML
NSX SHARE CODE: OLM
ISSURE CODE: OLOML


Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected
Persons
All relevant boxes should be completed in block capital letters.

 1    Name of the issuer                                                           2    State whether the notification relates to (i) a transaction
                                                                                        notified in accordance with DTR 3.1.2 R, (ii) a disclosure
                                                                                        made in accordance with section 793 of the Companies Act
      OLD MUTUAL PLC                                                                    2006, or (iii) in accordance with paragraph 26 of the Model
                                                                                        Code

                                                                                        DTR 3.1.2R
 3.   Name of person discharging managerial responsibilities/director              4    State whether notification relates to a person connected
                                                                                        with       a       person     discharging     managerial
                                                                                        responsibilities/director named in 3 and identify the
      JULIAN ROBERTS, GROUP CHIEF EXECUTIVE                                             connected person
      SUE KEAN, CHIEF RISK OFFICER
                                                                                        N/A
 5    Indicate whether the notification is in respect of a holding of the person   6    Description of shares (including class), debentures or
      referred to in 3 or 4 above or in respect of a non-beneficial interest1           derivatives or financial instruments relating to shares

      IN RESPECT OF THE PERSONS NAMED IN 3                                              ORDINARY SHARES OF 11 3/7p
      ABOVE
 7    Name of registered shareholder(s) and, if more than one, the number of       8    State the nature of the transaction
      shares held by each of them
                                                                                        EXERCISE OF HMRC                           APPROVED
      JULIAN ROBERTS – 1,965,397                                                        SHARESAVE OPTIONS
      SUE KEAN – 46,640 SHARES                                                          JULIAN ROBERTS – 48,906 SHARES
                                                                                        EXERCISED AT £0.32 PER SHARE – ALL
      EXCLUDES UNVESTED SHARE INCENTIVE
      AWARDS AND VESTED BUT UNEXERCISED                                                 SHARES RETAINED
      SHARE OPTIONS
                                                                                        SUE KEAN – 8,848 SHARES EXERCISED
                                                                                        AT £1.02 PER SHARE – ALL SHARES
                                                                                        RETAINED 

 9    Number of shares, debentures or financial instruments relating to shares     10   Percentage of issued class acquired (treasury shares of that
      acquired                                                                          class should not be taken into account when calculating
                                                                                        percentage)
      JULIAN ROBERTS – 48,906 SHARES
      SUE KEAN – 8,848 SHARES                                                           JULIAN ROBERTS – 0.0010%
                                                                                        SUE KEAN – 0.0002%

 11   Number of shares, debentures or financial instruments relating to shares     12   Percentage of issued class disposed (treasury shares of that
      disposed                                                                          class should not be taken into account when calculating
                                                                                        percentage)


 13   Price per share or value of transaction                                      14   Date and place of transaction

      AS SHOWN IN 8 ABOVE                                                               2 JUNE 2014

 15   Total holding following notification and total percentage holding            16   Date issuer informed of transaction
      following notification (any treasury shares should not be taken into
      account when calculating percentage)
                                                                                        2 JUNE 2014
      JULIAN ROBERTS – 2,014,303 – 0.0411%
      SUE KEAN – 55,488 SHARES – 0.0011%
    If a person discharging managerial responsibilities has been granted options by the issuer complete the
    following boxes

    17   Date of grant                                                                  18   Period during which or date on which exercisable

    19   Total amount paid (if any) for grant of the option                             20   Description of shares or debentures involved (class and
                                                                                             number)

    21   Exercise price (if fixed at time of grant) or indication that price is to be   22   Total number of shares or debentures over which options
         fixed at the time of exercise                                                       held following notification



    23   Any additional information                                 24      Name of contact and telephone number for queries

                                                                            WILLIAM BALDWIN-CHARLES
                                                                            HEAD OF CORPORATE AFFAIRS
                                                                            +44 20 7002 7133




    Name of authorised official of issuer responsible for making notification:

    MARTIN MURRAY, GROUP COMPANY SECRETARY


    Date of notification: 2   JUNE 2014



Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes
1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13,
14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should
complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture)
should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.



    Lead sponsor:

    Merrill Lynch South Africa (Pty) Ltd



    Joint sponsor:

    Nedbank Capital

 

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