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Notification of Transactions of Directors/Persons Discharging Managerial Responsibility
OLD MUTUAL PLC
ISIN CODE: GB00B77J0862
JSE SHARE CODE: OML
NSX SHARE CODE: OLM
ISSUER CODE: OLOML
Old Mutual plc
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected
Persons
All relevant boxes should be completed in block capital letters.
1 Name of the issuer 2 State whether the notification relates to (i) a transaction
notified in accordance with DTR 3.1.2 R, (ii) a disclosure
made in accordance with section 793 of the Companies Act
OLD MUTUAL PLC 2006, or (iii) in accordance with paragraph 26 of the Model
Code
DTR 3.1.2R
3. Name of person discharging managerial responsibilities/director 4 State whether notification relates to a person connected
with a person discharging managerial
responsibilities/director named in 3 and identify the
PHILIP BROADLEY, GROUP FINANCE DIRECTOR connected person
PAUL HANRATTY, CHIEF OPERATING OFFICER
JULIAN ROBERTS, GROUP CHIEF EXECUTIVE
N/A
DON SCHNEIDER, GROUP HR DIRECTOR
5 Indicate whether the notification is in respect of a holding of the person 6 Description of shares (including class), debentures or
referred to in 3 or 4 above or in respect of a non-beneficial interest1 derivatives or financial instruments relating to shares
IN RESPECT OF THE PERSONS NAMED IN 3 ORDINARY SHARES OF 11 3/7p
ABOVE
7 Name of registered shareholder(s) and, if more than one, the number of 8 State the nature of the transaction
shares held by each of them
VESTING, EXERCISE AND SALE OF NIL-
PHILIP BROADLEY – 513,434 COST OPTION SHARES ORIGINALLY
PAUL HANRATTY – 612,180
GRANTED ON 13 MAY 2010
JULIAN ROBERTS – 1,965,397
DON SCHNEIDER – 128,012 PHILIP BROADLEY – 929,569 SHARES
EXCLUDES UNVESTED SHARE INCENTIVE VESTED. SOLD ALL SHARES AT £2.00758
AWARDS AND VESTED BUT UNEXERCISED PER SHARE
SHARE OPTIONS
PAUL HANRATTY – 401,405 SHARES
VESTED. SOLD 189,038 SHARES AT
£2.00758 PER SHARE
JULIAN ROBERTS – 1,402,805 SHARES
VESTED. SOLD ALL SHARES AT £2.00758
PER SHARE
DON SCHNEIDER – 334,644 SHARES
VESTED. SOLD 252,118 SHARES AT
£2.00758 PER SHARE
9 Number of shares, debentures or financial instruments relating to shares 10 Percentage of issued class acquired (treasury shares of that
acquired class should not be taken into account when calculating
percentage)
PHILIP BROADLEY – 929,569 SHARES
PAUL HANRATTY – 401,405 SHARES PHILIP BROADLEY – 0.019%
PAUL HANRATTY – 0.008%
JULIAN ROBERTS – 1,402,805 SHARES JULIAN ROBERTS – 0.029%
DON SCHNEIDER – 334,644 SHARES DON SCHNEIDER – 0.007%
11 Number of shares, debentures or financial instruments relating to shares 12 Percentage of issued class disposed (treasury shares of that
disposed class should not be taken into account when calculating
percentage)
PHILIP BROADLEY – 929,569 SHARES PHILIP BROADLEY – 0.019%
PAUL HANRATTY – 189,038 SHARES PAUL HANRATTY – 0.004%
JULIAN ROBERTS – 1,402,805 SHARES JULIAN ROBERTS – 0.029%
DON SCHNEIDER – 252,118 SHARES DON SCHNEIDER – 0.005%
13 Price per share or value of transaction 14 Date and place of transaction
AS DESCRIBED IN 8 ABOVE 13 MAY 2014 VESTING AND 15 MAY 2014
EXERCISE AND SALE
15 Total holding following notification and total percentage holding 16 Date issuer informed of transaction
following notification (any treasury shares should not be taken into
account when calculating percentage)
13 MAY 2014 AND 15 MAY 2014
PHILIP BROADLEY – 513,434 - 0.010%
PAUL HANRATTY – 824,547 – 0.017%
JULIAN ROBERTS – 1,965,397 - 0.040%
DON SCHNEIDER – 210,538 – 0.004%
If a person discharging managerial responsibilities has been granted options by the issuer complete the
following boxes
17 Date of grant 18 Period during which or date on which exercisable
19 Total amount paid (if any) for grant of the option 20 Description of shares or debentures involved (class and
number)
21 Exercise price (if fixed at time of grant) or indication that price is to be 22 Total number of shares or debentures over which options
fixed at the time of exercise held following notification
23 Any additional information 24 Name of contact and telephone number for queries
WILLIAM BALDWIN-CHARLES
HEAD OF CORPORATE AFFAIRS
+44 20 7002 7133
Name of authorised official of issuer responsible for making notification:
MARTIN MURRAY, GROUP COMPANY SECRETARY
Date of notification: 16 MAY 2014
Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes
1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13,
14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should
complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture)
should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Lead Sponsor:
Merrill Lynch South Africa (Pty) Ltd
Joint Sponsor:
Nedbank Capital
Date: 16/05/2014 02:00:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
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