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OLD MUTUAL PLC - Form 8.3 Disclosure

Release Date: 08/05/2014 14:00
Code(s): OML     PDF:  
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Form 8.3 Disclosure

Old Mutual plc
ISIN CODE: GB00B77J0862
JSE SHARE CODE: OML
NSX SHARE CODE: OLM
ISSURE CODE: OLOML

                                                  FORM 8.3

              PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
       A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
                         Rule 8.3 of the Takeover Code (the “Code”)

1.       KEY INFORMATION

(a) Identity of the person whose positions/dealings are                          Old Mutual plc
    being disclosed:
                                                                               (and subsidiaries)
(b) Owner or controller of interests and short positions
    disclosed, if different from 1(a):
    The naming of nominee or vehicle companies is insufficient
(c) Name of offeror/offeree in relation to whose relevant                       DIXONS RETAIL PLC
    securities this form relates:                                                 GB0000472455
    Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an
    offeror/offeree, state this and specify identity of
    offeror/offeree:
(e) Date position held/dealing undertaken:                                         07/05/2014

(f) Has the discloser previously disclosed, or are they                                Yes
    today disclosing, under the Code in respect of any
    other party to this offer?

2.       POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)      Interests and short positions in the relevant securities of the offeror or offeree to which the
         disclosure relates following the dealing (if any)

Class of relevant security:                                          (Ordinary 50p)
                                                        Interests                     Short positions
                                                    Number            %             Number            %
(1) Relevant securities owned and/or              129,255,848       3.53%
    controlled:
(2) Derivatives (other than options):               5,830,766       0.16%
(3) Options and agreements to
    purchase/sell:
                                                   135,086,614      3.69%
      TOTAL:

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities,
should be given on a Supplemental Form 8 (Open Positions).
                                                                                                                         2

(b)        Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which
subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the
offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a)        Purchases and sales

       Class of relevant                Purchase/sale             Number of securities                  Price per unit
           security
             Ord                             Sale                        -65,780                             0.49 GBP


(b)        Derivatives transactions (other than options)

Class of relevant            Product                  Nature of dealing              Number of                Price per unit
    security                description             e.g. opening/closing a           reference
                             e.g. CFD                 long/short position,           securities
                                                    increasing/reducing a
                                                       long/short position
                                  CFD               Reducing a long position             -141,712                0.49 GBP

(c)        Options transactions in respect of existing securities

(i)        Writing, selling, purchasing or varying

 Class of         Product              Writing,       Number of      Exercise        Type           Expiry       Option money
 relevant       description          purchasing,      securities     price per        e.g.           date        paid/ received
 security      e.g. call option        selling,        to which         unit       American,                        per unit
                                     varying etc.       option                     European
                                                        relates                       etc.



(ii)       Exercising

       Class of relevant            Product description           Number of securities              Exercise price per unit
           security                    e.g. call option



(d)        Other dealings (including subscribing for new securities)

     Class of relevant                  Nature of dealing                      Details                   Price per unit (if
         security                 e.g. subscription, conversion                                             applicable)



The currency of all prices and other monetary amounts should be stated.
                                                                                                             3

Where there have been dealings in more than one class of relevant securities of the offeror or offeree
named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security
dealt in.

4.      OTHER INFORMATION

(a)     Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal,
relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by
the person making the disclosure and any party to the offer or any person acting in concert with a party to
the offer:
If there are no such agreements, arrangements or understandings, state “none”



(b)     Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making
the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is
     referenced:
If there are no such agreements, arrangements or understandings, state “none”



(c)     Attachments

Is a Supplemental Form 8 (Open Positions) attached?                                                    No




Date of disclosure:                                     08/05/2014

Contact name:                                           Mary Lans

Telephone number:                                       02070027256



Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must
also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance
Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20
7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Lead Sponsor:
Merrill Lynch South Africa (Pty) Ltd

Joint Sponsor:
Nedbank Capital

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