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CAPITEC BANK HOLDINGS LIMITED - Dealing In Securities By Directors And The Company Secretary

Release Date: 11/04/2014 16:27
Code(s): CPIP CPI     PDF:  
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Dealing In Securities By Directors And The Company Secretary

CAPITEC BANK HOLDINGS LIMITED
Incorporated in the Republic of South Africa
Registration number: 1999/025903/06
Share Code:    CPI
ISIN Number: ZAE000035861

DEALING IN SECURITIES BY DIRECTORS AND THE COMPANY SECRETARY

In compliance with rules 3.63 to 3.74 of the JSE Limited Listings
Requirements, the following information relating to the dealing in
securities by directors and the company secretary is disclosed:

 1.   NAME                               AP du Plessis
      COMPANY                            Capitec Bank Holdings Limited
      STATUS:EXECUTIVE/NON-EXECUTIVE     Executive Director
      TYPE OF SECURITIES                 Options
      CLASS OF SECURITIES                Ordinary
      DATE OF TRANSACTION                9 April 2014    (1a, b, c & d)
      OPTION STRIKE PRICE (CENTS)        16 009.00        (1a)
                                         9 730.00         (1b)
                                         3 123.00         (1c)
                                         3 554.00         (1d)

      NUMBER OF OPTIONS EXERCISED        3 750         (1a)
                                         3 125         (1b)
                                         18 750        (1c)
                                         31 250        (1d)
      TOTAL RAND VALUE OF SECURITIES     R600 337.50   (1a)
                                         R304 062.50   (1b)
                                         R585 562.50   (1c)
                                         R1 110 625.00 (1d)
      STRIKE DATE OF OPTIONS             9 April 2014    (1a, b, c & d)
      PERIOD OF EXERCISE                 Participants have a six month
                                         period from the strike date
                                         during which options can be
                                         exercised.
      NATURE OF TRANSACTION              Acquisition of shares through
                                         exercise of options
                                         (off-market transaction)
      NATURE AND EXTENT OF THE
      DIRECTOR’S INTEREST IN THE         Direct beneficial
      TRANSACTION

 2.  NAME                                GM Fourie
     COMPANY                             Capitec Bank Holdings Limited
     STATUS:EXECUTIVE/NON-EXECUTIVE      Executive Director
 2.1 TYPE OF SECURITIES                  Options
     CLASS OF SECURITIES                 Ordinary
     DATE OF TRANSACTION                 9 April 2014
     OPTION STRIKE PRICE (CENTS)         16 009.00                  (1)
                                         9 730.00                   (2)
                                         3 123.00                   (3)
                                         3 554.00                   (4)

      NUMBER OF OPTIONS EXERCISED        2 500                      (1)
                                         3 125                      (2)
                                         18 750                     (3)
                                        28 125                      (4)
    TOTAL RAND VALUE OF SECURITIES    R400 225.00                 (1)
                                      R304 062.50                 (2)
                                      R585 562.50                 (3)
                                      R999 562.50                 (4)
    STRIKE DATE OF OPTIONS            9 April 2014      (1, 2, 3 & 4)
    PERIOD OF EXERCISE                Participants have a six month
                                      period from the strike date
                                      during which options can be
                                      exercised.
    NATURE OF TRANSACTION             Acquisition of shares through
                                      exercise of options
                                      (off-market transaction)
    NATURE AND EXTENT OF THE          Direct beneficial
    DIRECTOR’S INTEREST IN THE
    TRANSACTION

2.2 TYPE OF SECURITIES                Shares
    CLASS OF SECURITIES               Ordinary
    DATE OF TRANSACTION               11 April 2014
    CENTS PER SHARE                   20 507.81                 Ave
                                      20 500.00                 Min
                                      20 550.00                 Max
    NUMBER OF SECURITIES TRANSACTED   52 500
    TOTAL RAND VALUE OF SECURITIES    R10 766 600.00
    NATURE OF TRANSACTION             Disposal
                                      (on-market transaction)
    NATURE AND EXTENT OF THE
    DIRECTOR’S INTEREST IN THE        Direct beneficial
    TRANSACTION

3   NAME                              R Stassen
    COMPANY:                          Capitec Bank Holdings Limited
    STATUS:                           Non-executive Director
3.1 TYPE OF SECURITIES                Options                    (1)
    CLASS OF SECURITIES               Ordinary
    DATE OF TRANSACTION               9 April 2014       (1a, b,& c)

    OPTION STRIKE PRICE(CENTS)        16 009.00                 (1a)
                                      9 730.00                  (1b)
                                      3 554.00                  (1c)
    NUMBER OF OPTIONS TRANSACTED      7 500                     (1a)
                                      6 250                     (1b)
                                      125 000                   (1c)
    TOTAL RAND VALUE OF SECURITIES    R1 200 675.00             (1a)
                                      R608 125.00               (1b)
                                      R4 442 500.00             (1c)

    PERIOD OF EXERCISE                Participants have a six month
                                      period from the strike date
                                      during which options can be
                                      exercised.
    NATURE OF TRANSACTION             Acquisition of shares through
                                      exercise of options
                                      (off-market transaction)
    NATURE AND EXTENT OF THE
    DIRECTOR’S INTEREST IN THE        Direct, beneficial
     TRANSACTION

3.2 TYPE OF SECURITIES                 Shares
    CLASS OF SECURITIES                Ordinary
    DATE OF TRANSACTION                9 April 2014              (1)
                                       10 April 2014             (2)
     CENTS PER SHARE                   20 715.70           Ave   (1)
                                       20 705.00           Min
                                       20 800.00           Max

                                       20 861.97           Ave   (2)
                                       20 800.00           Min
                                       21 039.00           Max

     NUMBER OF SECURITIES TRANSACTED   31 289                    (1)
                                       68 711                    (2)
     TOTAL RAND VALUE OF SECURITIES    R6 481 734.45             (1)
                                       R14 334 468.21            (2)
     NATURE OF TRANSACTION             Disposal
                                       (on-market transaction)
     NATURE AND EXTENT OF THE
     DIRECTOR’S INTEREST IN THE        Direct beneficial
     TRANSACTION

4.   NAME                              CG van Schalkwyk
     COMPANY                           Capitec Bank Holdings Limited
     STATUS:                           Company Secretary
     TYPE OF SECURITIES                Options        (1a, b, c & d)
                                       Shares                    (2)
     CLASS OF SECURITIES               Ordinary
     DATE OF TRANSACTIONS              10 April 2014           (1&2)
     OPTION STRIKE PRICE (CENTS)       16 009.00                (1a)
                                       9 730.00                 (1b)
                                       3 123.00                 (1c)
                                       3 554.00                 (1d)
     TRANSFER PRICE (CENTS)            20 890.00                 (2)
     NUMBER OF OPTIONS EXERCISED       1 937                    (1a)
                                       1 875                    (1b)
                                       8 750                    (1c)
     SHARES TRANSFERRED TO ASSOCIATE   9 375                    (1d)
                                       21 937                    (2)
     TOTAL RAND VALUE OF SECURITIES    R310 094.33              (1a)
                                       R182 437.50              (1b)
                                       R273 262.50              (1c)
                                       R333 187.50              (1d)
                                       R4 582 639.30             (2)
     STRIKE DATE OF OPTIONS            9 April 2014   (1a, b, c & d)

     PERIOD OF EXERCISE                Participants have a six month
                                       period from the strike date
                                       during which options can be
                                       exercised.
     NATURE OF TRANSACTION             Acquisition of shares through
                                       exercise of options       (1)
                                       (off-market transaction)

                                       Transfer of shares to
                                         Vernietwater Trust, an associate
                                         of the company secretary of which
                                         he is a trustee           (2)
                                         (off-market transaction)
      NATURE AND EXTENT OF THE COMPANY
      SECRETARY’S INTEREST IN THE        Direct beneficial         (1)
      TRANSACTION                        Indirect non-beneficial   (2)

Clearance to deal in the securities by the directors and company secretary
was obtained in accordance with Rule 3.66 of the JSE Limited Listings
Requirements.

11 April 2014
Stellenbosch

Sponsor
PSG Capital (Pty) Limited

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