Wrap Text
Notification of Dealings - DTR3
OLD MUTUAL PLC
ISIN CODE: GB00B77J0862
JSE SHARE CODE: OML
NSX SHARE CODE: OLM
ISSUER CODE: OLOML
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected
Persons
All relevant boxes should be completed in block capital letters.
1 Name of the issuer 2 State whether the notification relates to (i) a transaction
notified in accordance with DTR 3.1.2 R, (ii) a disclosure
made in accordance with section 793 of the Companies Act
OLD MUTUAL PLC 2006, or (iii) in accordance with paragraph 26 of the Model
Code
DTR 3.1.2R
3. Name of person discharging managerial responsibilities/director 4 State whether notification relates to a person connected
with a person discharging managerial
responsibilities/director named in 3 and identify the
PETER BAIN, CEO OLD MUTUAL ASSET connected person
MANAGEMENT
N/A
PHILIP BROADLEY, GROUP FINANCE DIRECTOR
IAN GLADMAN, GROUP STRATEGY DIRECTOR
PAUL HANRATTY, GROUP OPERATING OFFICER
SUE KEAN, CHIEF RISK OFFICER
RALPH MUPITA, CEO, OLD MUTUAL EMERGING
MARKETS
JULIAN ROBERTS, GROUP CHIEF EXECUTIVE
DON SCHNEIDER, GROUP HR DIRECTOR
5 Indicate whether the notification is in respect of a holding of the person 6 Description of shares (including class), debentures or
referred to in 3 or 4 above or in respect of a non-beneficial interest1 derivatives or financial instruments relating to shares
IN RESPECT OF THE PERSONS NAMED IN 3 ORDINARY SHARES OF 11 3/7p
ABOVE
7 Name of registered shareholder(s) and, if more than one, the number of 8 State the nature of the transaction
shares held by each of them
GRANT OF DEFERRED INCENTIVE
PETER BAIN – 8,671 SHARE AWARDS IN THE FORM OF
PHILIP BROADLEY – 513,434 FORFEITABLE/RESTRICTED SHARES
IAN GLADMAN - NIL
PAUL HANRATTY – 313,169 PETER BAIN – 1,726,751 SHARES
SUE KEAN - NIL PHILIP BROADLEY – 189,036 SHARES
RALPH MUPITA - NIL IAN GLADMAN – 76,099 SHARES
JULIAN ROBERTS – 1,965,397 PAUL HANRATTY – 237,566 SHARES
DON SCHNEIDER – 128,012 SUE KEAN – 58,364 SHARES
RALPH MUPITA – 150,155 SHARES
EXCLUDES UNVESTED SHARE INCENTIVE JULIAN ROBERTS – 277,082 SHARES
AWARDS AND VESTED BUT UNEXERCISED DON SCHNEIDER – 77,162 SHARES
SHARE OPTIONS
9 Number of shares, debentures or financial instruments relating to shares 10 Percentage of issued class acquired (treasury shares of that
acquired class should not be taken into account when calculating
percentage)
11 Number of shares, debentures or financial instruments relating to shares 12 Percentage of issued class disposed (treasury shares of that
disposed class should not be taken into account when calculating
percentage)
13 Price per share or value of transaction 14 Date and place of transaction
AWARDS GRANTED AT £2.026 PER SHARE (R35.37 8 APRIL 2014
IN RESPECT OF RALPH MUPITA)
15 Total holding following notification and total percentage holding 16 Date issuer informed of transaction
following notification (any treasury shares should not be taken into
account when calculating percentage)
8 APRIL 2014
UNCHANGED FROM 7 ABOVE
If a person discharging managerial responsibilities has been granted options by the issuer complete the
following boxes
17 Date of grant 18 Period during which or date on which exercisable
8 APRIL 2014 SUBJECT TO SUCCESSFUL
ACHIEVEMENT OF PERFORMANCE
TARGETS:
50% BETWEEN 8 APRIL 2017 AND 7
APRIL 2024
50% BETWEEN 8 APRIL 2018 AND 7
APRIL 2024
19 Total amount paid (if any) for grant of the option 20 Description of shares or debentures involved (class and
number)
NIL
ORDINARY 11 3/7p SHARES
IAN GLADMAN – 270,238 SHARES
UNDER OPTION
PAUL HANRATTY – 557,750 SHARES
UNDER OPTION
SUE KEAN – 142,154 SHARES UNDER
OPTION
JULIAN ROBERTS – 1,122,902 SHARES
UNDER OPTION
DON SCHNEIDER – 277,642 SHARES
UNDER OPTION
21 Exercise price (if fixed at time of grant) or indication that price is to be 22 Total number of shares or debentures over which options
fixed at the time of exercise held following notification
NIL PHILIP BROADLEY – 3,432,243 SHARES
UNDER OPTION
IAN GLADMAN – 1,140,418 SHARES
UNDER OPTION
PAUL HANRATTY – 3,146,506 SHARES
UNDER OPTION
SUE KEAN – 559,226 SHARES UNDER
OPTION
RALPH MUPITA – 226,015 SHARES
UNDER OPTION
JULIAN ROBERTS – 6,332,257 SHARES
UNDER OPTION
DON SCHNEIDER – 1,541,352 SHARES
UNDER OPTION
THESE TOTALS INCLUDE NIL COST
OPTIONS, MARKET VALUE SHARE
OPTIONS AND SHARESAVE OPTIONS.
23 Any additional information 24 Name of contact and telephone number for queries
WILLIAM BALDWIN-CHARLES
HEAD OF CORPORATE AFFAIRS
+44 20 7002 7133
Name of authorised official of issuer responsible for making notification:
MARTIN MURRAY, GROUP COMPANY SECRETARY
Date of notification: 9 APRIL 2014
Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes
1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13,
14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should
complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture)
should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
9 April 2014
Sponsor
Merrill Lynch South Africa (Pty) Ltd
Date: 09/04/2014 04:45:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
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