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AQUARIUS PLATINUM LIMITED - Newissueannouncement,applicationforquotation ofadditionalsecuritiesandagreement

Release Date: 08/04/2014 10:41
Code(s): AQP     PDF:  
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New issue announcement, application for quotation of additional securities and agreement

Aquarius Platinum Limited   
(Incorporated in Bermuda) 
Registration Number: EC26290 
Share Code JSE: AQP 
ISIN Code: BMG0440M1284 
 
Rule 2.7, 3.10.3, 3.10.4, 3.10.5 
 
Appendix 3B 
 
New issue announcement, application for quotation of additional securities and agreement 
 
Information or documents not available now must be given to ASX as soon as available.  Information and 
documents given to ASX become ASX’s property and may be made public. 
Introduced 1/7/96.  Origin: Appendix 5.  Amended 1/7/98, 1/9/99, 1/7/2000, 30/9/2001, 11/3/2002, 1/1/2003, 24/10/2005. 
 
 
Name of entity 
Aquarius Platinum Limited 
 
ABN 
ARBN 087 577 893 
 
We (the entity) give ASX the following information. 
 
Part 1 - All issues 
You must complete the relevant sections (attach sheets if there is not enough space). 
 
    1     +Class of +securities issued or to                Fully paid shares in Aquarius Platinum Limited 
           be issued 
            
                                                             
    2     Number  of +securities issued or to               320,917 shares 
          be issued (if known) or maximum 
          number which may be issued 
            
                                                             
    3     Principal terms of the +securities                Shares issued will rank equally with current 
          (eg, if options, exercise price and               fully paid shares in the Company 
          expiry date; if partly paid 
          +securities, the amount 
          outstanding and due dates for 
          payment; if +convertible 
          securities, the conversion price 
          and dates for conversion) 
                                                             

    4    Do the +securities rank equally in                 Yes  
         all respects from the date of                 
         allotment with an existing +class of               Shares issued rank equally with the existing 
         quoted +securities?                                fully paid shares in the Company in all respects 
                                                            from the allotment date. 
         If the additional securities do not 
         rank equally, please state: 
         -  the date from which they do 
         -  the extent to which they 
            participate for the next dividend, 
           (in the case of a trust, distribution) 
           or interest payment 
         -  the extent to which they do not 
            rank equally, other than in 
            relation to the next dividend, 
            distribution or interest payment 
                                                          
    5    Issue price or consideration                     (a)  248,847 - US$0.62 per share 
                                                          (b)  72,070 – US$0.64 per share 
                                                          
    6    Purpose of the issue                             (a)  The shares were issued in lieu of cash 
         (If issued as consideration for the              salary as approved by shareholders on 29 
         acquisition of assets, clearly                   November 2013; 
         identify those assets)                           (b)  The shares were issued in lieu of 
                                                               directors fees as approved by shareholders 
                                                               on 29 November 2013. 
                                                            
                                                      
    7   Dates of entering +securities into                8 April 2014  
        uncertificated holdings or despatch 
        of certificates 
                                                          
                                                         Number                   +Class 

    8   Number and +class of all +securities             488,103,453              Fully paid common 
        quoted on ASX (including the                                              shares.  
        securities in clause 2 if applicable) 
                                                                                    
                                                            
                                                         Number                   +Class 
    9 Number and +class of all +securities               -                        - 
      not quoted on ASX (including the 
      securities in clause 2 if applicable) 
         
 
         
   10 Dividend policy (in the case of a                  Whilst the Company does not have a Dividend 
      trust, distribution policy) on the                 Policy, this matter is reviewed constantly by 
      increased capital (interests)                      the Board of Directors. 
 
+ See chapter 19 for defined terms. 
 
Part 2 -  Bonus issue or pro rata issue 
 
Not applicable  
  
Part 3 - Quotation of securities 
You need only complete this section if you are applying for quotation of securities 
 
    34    Type of securities  
           (tick one) 
            
    (a)    Securities described in Part 1 
                  
 
    (b)    All other securities 
           Example: restricted securities at the end of the escrowed period, partly paid securities that become fully paid, employee 
           incentive share securities when restriction ends, securities issued on expiry or conversion of convertible securities 

Entities that have ticked box 34(a) 
 
Additional securities forming a new class of securities 
 
Not applicable 
 
Entities that have ticked box 34(b) 
 
Not applicable 
 
Quotation agreement 
 
1  +Quotation of our additional +securities is in ASX’s absolute discretion.  ASX may quote the 
   +securities on any conditions it decides.   

 
2  We warrant the following to ASX. 
 
        -   The issue of the +securities to be quoted complies with the law and is not for an 
            illegal purpose. 
 
        -   There is no reason why those +securities should not be granted +quotation. 
 
        -   An offer of the +securities for sale within 12 months after their issue will not 
            require disclosure under section 707(3) or section 1012C(6) of the 
            Corporations Act.   
            Note: An entity may need to obtain appropriate warranties from subscribers for the securities in order to be able to give 
            this warranty 
 
         -  Section 724 or section 1016E of the Corporations Act does not apply to any 
            applications received by us in relation to any +securities to be quoted and 
            that no-one has any right to return any +securities to be quoted under 
            sections 737, 738 or 1016F of the Corporations Act at the time that we 
            request that the +securities be quoted. 
   
         -  If we are a trust, we warrant that no person has the right to return the +securities to 
            be quoted under section 1019B of the Corporations Act at the time that we 
            request that the +securities be quoted. 
 
3  We will indemnify ASX to the fullest extent permitted by law in respect of any claim, action 
   or expense arising from or connected with any breach of the warranties in this 
   agreement. 
 
4  We give ASX the information and documents required by this form.  If any information or 
   document not available now, will give it to ASX before +quotation of the +securities 
   begins.  We acknowledge that ASX is relying on the information and documents.  We 
   warrant that they are (will be) true and complete. 
 
Company Secretary 
Willi Boehm 
 
Sponsor                                                                          
RAND MERCHANT BANK (A division of FirstRand Bank Limited)                        


8 April 2014 
 

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