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AQUARIUS PLATINUM LIMITED - Change of Directors Interest Notice

Release Date: 08/04/2014 10:40
Code(s): AQP     PDF:  
Wrap Text
Change of Director’s Interest Notice

                                                                                                                                              
Aquarius Platinum Limited
(Incorporated in Bermuda)
Registration Number: EC26290
Share Code JSE: AQP
ISIN Code: BMG0440M1284
 
Rule 3.19A.2 

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available.  Information and 
documents given to ASX become ASX’s property and may be made public. 
Introduced 30/09/01 Amended 01/01/11

Name of entity                          Aquarius Platinum Limited
ABN                                     087 577 893

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for 
the director for the purposes of section 205G of the Corporations Act.   
 
Name of Director                        Mr Jean Nel 
Date of last notice                     16 January 2014 

Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust 

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should 
be disclosed in this part. 

Direct or indirect interest                                                  Direct 
Nature of indirect interest                                                  - 
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant 
interest. 
Date of change                                                               8 April 2014 
No. of securities held prior to change                                       1,634,637 
Class                                                                        Common shares 
Number acquired                                                              177,000 
Number disposed                                                              -
Value/Consideration
Note: If consideration is non-cash, provide details and estimated            US$0.62 
valuation                                                                    
No. of securities held after change                                          1,811,637 

Nature of change                                                           177,000 shares issued in lieu of cash salary 
Example: on-market trade, off-market trade, exercise of options,           awarded in accordance with the Company’s
issue of securities under dividend reinvestment plan, participation in     Directors and Employee’s Share Plan as 
buy-back                                                                   approved by shareholders on 29 November 2013.
                                                  
Part 2 – Change of director’s interests in contracts
 
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should 
be disclosed in this part.

Detail of contract                                           N/A 
Nature of interest                                           N/A 
Name of registered holder                                    N/A 
(if issued securities)
Date of change                                               N/A 
No. and class of securities to which                         N/A 
interest related prior to change
Note: Details are only required for a contract in 
relation to which the interest has changed 
Interest acquired                                            N/A 
Interest disposed                                            N/A 
Value/Consideration                                          N/A 
Note: If consideration is non-cash, provide details 
and an estimated valuation  
Interest after change                                        N/A 

Part 3 – +Closed period

Were the interests in the securities or contracts detailed          In accordance with the Aquarius 
above traded during a +closed period where prior written            Platinum Limited Securities 
clearance was required?                                             Trading Policy, restrictions do 
                                                                    not apply to participation in an 
                                                                    employee share plan. 
If so, was prior written clearance provided to allow the trade      N/A
to proceed during this period?
If prior written clearance was provided, on what date was this      N/A
provided?
                                                                                                                                         
Name of entity                                                 Aquarius Platinum Limited
ABN                                                            087 577 893

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for 
the director for the purposes of section 205G of the Corporations Act.   
 
Name of Director                                            Mr David Dix 
Date of last notice                                         26 August 2010  

Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust 

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should 
be disclosed in this part. 

Direct or indirect interest                                                  Direct 
Nature of indirect interest                                                  - 
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant 
interest. 
Date of change                                                                8 April 2014  
No. of securities held prior to change                                        100,000 
Class                                                                         Common shares 
Number acquired                                                               8,789 
Number disposed                                                                - 
Value/Consideration
Note: If consideration is non-cash, provide details and estimated   US$0.64 
valuation                                                                    
No. of securities held after change                                          108,789 
Nature of change                                                             Shares issued in lieu of Directors Fees 
Example: on-market trade, off-market trade, exercise of options,             awarded in accordance with the Company’s
issue of securities under dividend reinvestment plan, participation in       Directors and Employee’s Share Plan as 
buy-back.                                                                    approved by shareholders on 29 November 2013.
    
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should 
be disclosed in this part.

Detail of contract                                           N/A 
Nature of interest                                           N/A 
Name of registered holder                                    N/A 
(if issued securities)
Date of change                                               N/A 
No. and class of securities to which                         N/A 
interest related prior to change
Note: Details are only required for a contract in 
relation to which the interest has changed 
Interest acquired                                            N/A 
Interest disposed                                            N/A 
Value/Consideration                                          N/A 
Note: If consideration is non-cash, provide details 
and an estimated valuation  
Interest after change                                        N/A 

Part 3 – +Closed period

Were the interests in the securities or contracts detailed       In accordance with the Aquarius 
above traded during a +closed period where prior written         Platinum Limited Securities 
clearance was required?                                          Trading Policy, restrictions do 
                                                                 not apply to participation in an 
                                                                 employee share plan. 
If so, was prior written clearance provided to allow the trade   N/A
to proceed during this period?
If prior written clearance was provided, on what date was this   N/A
provided?

Name of entity                                                  Aquarius Platinum Limited
ABN                                                             087 577 893
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for 
the director for the purposes of section 205G of the Corporations Act.   
 
Name of Director                                             Mr Zwelakhe Mankazana  
Date of last notice                                          29 June 2012  

Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust 

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should 
be disclosed in this part. 

Direct or indirect interest                                                Direct 
Nature of indirect interest                                                  - 
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant 
interest. 

Date of change                                                             8 April 2014 
No. of securities held prior to change                                     19,004,767 
Class                                                                      Common shares 
Number acquired                                                            8,789 
Number disposed                                                            - 
Value/Consideration
Note: If consideration is non-cash, provide details and estimated          US$0.64 
valuation                                                                    
No. of securities held after change                                        19,013,556 

Nature of change                                                           Shares issued in lieu of Directors fees 
Example: on-market trade, off-market trade, exercise of options,           awarded in accordance with the Company’s 
issue of securities under dividend reinvestment plan, participation in     Directors and Employee’s Share Plan as 
buy-back.                                                                  approved by shareholders on 29 November 2013.      
                                                                               
Part 2 – Change of director’s interests in contracts
 
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should 
be disclosed in this part.

Detail of contract                                           N/A 
Nature of interest                                           N/A 
Name of registered holder                                    N/A 
(if issued securities)
Date of change                                               N/A 
No. and class of securities to which                         N/A 
interest related prior to change
Note: Details are only required for a contract in 
relation to which the interest has changed 
Interest acquired                                            N/A 
Interest disposed                                            N/A 
Value/Consideration                                          N/A 
Note: If consideration is non-cash, provide details 
and an estimated valuation  
 
Interest after change                                        N/A 

Part 3 – +Closed period

Were the interests in the securities or contracts detailed       In accordance with the Aquarius 
above traded during a +closed period where prior written         Platinum Limited Securities 
clearance was required?                                          Trading Policy, restrictions do 
                                                                 not apply to participation in an 
                                                                 employee share plan. 
If so, was prior written clearance provided to allow the trade   N/A
to proceed during this period?
If prior written clearance was provided, on what date was this   N/A
provided?


Name of entity                                                 Aquarius Platinum Limited
ABN                                                             087 577 893

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for 
the director for the purposes of section 205G of the Corporations Act.   
 
Name of Director                                            Mr G E Haslam  
Date of last notice                                         23 March 2006  

Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust 

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should 
be disclosed in this part. 


 Direct or indirect interest                                                  Direct 

 Nature of indirect interest                                                  - 
 (including registered holder)
 Note: Provide details of the circumstances giving rise to the relevant 
 interest. 

 Date of change                                                              8 April 2014 
 No. of securities held prior to change                                      16,666 
 Class                                                                       Common shares 
 Number acquired                                                             8,789 
 Number disposed                                                             - 
 Value/Consideration
 Note: If consideration is non-cash, provide details and estimated   US$0.64 
 valuation                                                                    
 No. of securities held after change                                        25,455 
 Nature of change                                                           Shares issued in lieu of Directors fees 
 Example: on-market trade, off-market trade, exercise of options,           awarded in accordance with the Company’s 
 issue of securities under dividend reinvestment plan, participation in     Directors and Employee’s Share Plan as 
 buy-back                                                                   approved by shareholders on 29 November 2013.     
                                                                     
                                                                               
Part 2 – Change of director’s interests in contracts
 
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should 
be disclosed in this part.


    Detail of contract                                           N/A 
    Nature of interest                                           N/A 
    Name of registered holder                                    N/A 
    (if issued securities)
    Date of change                                               N/A 
    No. and class of securities to which                         N/A 
    interest related prior to change
    Note: Details are only required for a contract in 
    relation to which the interest has changed 
    Interest acquired                                            N/A 
    Interest disposed                                            N/A 
    Value/Consideration                                          N/A 
    Note: If consideration is non-cash, provide details 
    and an estimated valuation  
    Interest after change                                        N/A 



Part 3 – +Closed period

Were the interests in the securities or contracts detailed       In accordance with the Aquarius 
above traded during a +closed period where prior written         Platinum Limited Securities 
clearance was required?                                          Trading Policy, restrictions do 
                                                                 not apply to participation in an 
                                                                 employee share plan. 
If so, was prior written clearance provided to allow the trade   N/A
to proceed during this period?
If prior written clearance was provided, on what date was this   N/A
provided?

 
Name of entity                                                 Aquarius Platinum Limited
ABN                                                            087 577 893

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for 
the director for the purposes of section 205G of the Corporations Act.   
 
Name of Director                                               Mr Kofi Morna  
Date of last notice                                            29 June 2012  
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust 

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should 
be disclosed in this part. 

Direct or indirect interest                                                  Direct 
Nature of indirect interest                                                  - 
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant 
interest. 
Date of change                                                               8 April 2014 
No. of securities held prior to change                                       19,004,767 
Class                                                                        Common shares 
Number acquired                                                              8,789 
Number disposed                                                              - 
Value/Consideration
Note: If consideration is non-cash, provide details and estimated   US$0.64 
valuation                                                                    
No. of securities held after change                                          19,013,556 

Nature of change                                                             Shares issued in lieu of Directors fees 
Example: on-market trade, off-market trade, exercise of options,             awarded in accordance with the Company’s
issue of securities under dividend reinvestment plan, participation in       Directors and Employee’s Share Plan as 
buy-back                                                                     approved by shareholders on 29 November 2013.
                                                                    
                                                                               
Part 2 – Change of director’s interests in contracts
 
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should 
be disclosed in this part.


Detail of contract                                          N/A 
Nature of interest                                          N/A 
Name of registered holder                                   N/A 
(if issued securities)
Date of change                                              N/A 
No. and class of securities to which                        N/A 
interest related prior to change
Note: Details are only required for a contract in 
relation to which the interest has changed 
    
Interest acquired                                            N/A 
Interest disposed                                            N/A 
Value/Consideration                                          N/A 
Note: If consideration is non-cash, provide details 
and an estimated valuation  
     
Interest after change                                        N/A 

Part 3 – +Closed period

Were the interests in the securities or contracts detailed         In accordance with the Aquarius 
above traded during a +closed period where prior written           Platinum Limited Securities 
clearance was required?                                            Trading Policy, restrictions do 
                                                                   not apply to participation in an 
                                                                   employee share plan. 
If so, was prior written clearance provided to allow the trade     N/A
to proceed during this period?
If prior written clearance was provided, on what date was this     N/A
provided?

Name of entity                                                    Aquarius Platinum Limited
ABN                                                               087 577 893
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for 
the director for the purposes of section 205G of the Corporations Act.   
 
Name of Director                                                  Mr Nicholas Sibley   
Date of last notice                                               13 August 2012  

Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust 

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should 
be disclosed in this part. 

Direct or indirect interest                                       Direct 

Nature of indirect interest                                                  - 
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant 
interest. 

Date of change                                                                8 April 2014 
No. of securities held prior to change                                        1,877,777 
Class                                                                         Common shares 
Number acquired                                                               19,336 
Number disposed                                                               - 
Value/Consideration
Note: If consideration is non-cash, provide details and estimated   US$0.64 
valuation                                                                    
No. of securities held after change                                           1,897,113 
Nature of change                                                              Shares issued in lieu of Chairman’s fees 
Example: on-market trade, off-market trade, exercise of options,              awarded in accordance with the Company’s
issue of securities under dividend reinvestment plan, participation in        Directors and Employee’s Share Plan as 
buy-back                                                                      approved by shareholders on 29 November 2013.         
                                                                     
                                                                              
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should 
be disclosed in this part.

Detail of contract                                           N/A 
Nature of interest                                           N/A 
Name of registered holder                                    N/A 
(if issued securities)
Date of change                                               N/A 
No. and class of securities to which                         N/A 
interest related prior to change
Note: Details are only required for a contract in 
relation to which the interest has changed 
Interest acquired                                            N/A 
Interest disposed                                            N/A 
Value/Consideration                                          N/A 
Note: If consideration is non-cash, provide details 
and an estimated valuation  
Interest after change                                        N/A 

Part 3 – +Closed period

Were the interests in the securities or contracts detailed         In accordance with the Aquarius 
above traded during a +closed period where prior written           Platinum Limited Securities 
clearance was required?                                            Trading Policy, restrictions do 
                                                                   not apply to participation in an 
                                                                   employee share plan. 
If so, was prior written clearance provided to allow the trade     N/A
to proceed during this period?
If prior written clearance was provided, on what date was this     N/A
provided?


Name of entity                                                 Aquarius Platinum Limited
ABN                                                            087 577 893
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for 
the director for the purposes of section 205G of the Corporations Act.   
 
Name of Director                        Ms Sonja De Bruyn Sebotsa  
Date of last notice                     6 February 2013  

Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust 

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should 
be disclosed in this part. 

Direct or indirect interest                                                  Direct 
Nature of indirect interest                                                  - 
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant 
interest. 
Date of change                                                               8 April 2014  
No. of securities held prior to change                                       Nil 
Class                                                                        Common shares 
Number acquired                                                              8,789 
Number disposed                                                              - 
Value/Consideration
Note: If consideration is non-cash, provide details and estimated           US$0.64 
valuation                                                                    
No. of securities held after change                                          8,789 

Nature of change                                                           Shares issued in lieu of Directors Fees 
Example: on-market trade, off-market trade, exercise of options,           awarded in accordance with the Company’s 
issue of securities under dividend reinvestment plan, participation in     Directors and Employee’s Share Plan as
buy-back                                                                   approved by shareholders on 29 November 2013.       
                                                                     
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should 
be disclosed in this part.

Detail of contract                                           N/A 
Nature of interest                                           N/A 
Name of registered holder                                    N/A 
(if issued securities)
Date of change                                               N/A 
No. and class of securities to which                         N/A 
interest related prior to change
Note: Details are only required for a contract in 
relation to which the interest has changed 
Interest acquired                                            N/A 
Interest disposed                                            N/A 
Value/Consideration                                          N/A 
Note: If consideration is non-cash, provide details 
and an estimated valuation  
Interest after change                                        N/A 

Part 3 – +Closed period

Were the interests in the securities or contracts detailed       In accordance with the Aquarius 
above traded during a +closed period where prior written         Platinum Limited Securities 
clearance was required?                                          Trading Policy, restrictions do 
                                                                 not apply to participation in an 
                                                                 employee share plan. 

If so, was prior written clearance provided to allow the trade   N/A
to proceed during this period?
If prior written clearance was provided, on what date was this   N/A
provided?


Name of entity                                                  Aquarius Platinum Limited
ABN                                                             087 577 893
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for 
the director for the purposes of section 205G of the Corporations Act.   
Name of Director                        Mr Timothy Freshwater 
Date of last notice                     9 August 2006  

Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust 

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should 
be disclosed in this part. 

Direct or indirect interest                                                  Direct 
Nature of indirect interest                                                  - 
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant 
interest. 
Date of change                                                               8 April 2014  
No. of securities held prior to change                                       Nil 
Class                                                                        Common shares 
Number acquired                                                              8,789 
Number disposed                                                              - 
Value/Consideration
Note: If consideration is non-cash, provide details and estimated   US$0.64 
valuation                                                                    
No. of securities held after change                                          8,789 
Nature of change                                                             Shares issued in lieu of Directors Fees 
Example: on-market trade, off-market trade, exercise of options,             awarded in accordance with the Company’s 
issue of securities under dividend reinvestment plan, participation in       Directors and Employee’s Share Plan as 
buy-back                                                                     approved by shareholders on 29 November 2013.
                                                                                                                                                          
Part 2 – Change of director’s interests in contracts
 
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should 
be disclosed in this part.


Detail of contract                                           N/A 
Nature of interest                                           N/A 
Name of registered holder                                    N/A 
(if issued securities)
Date of change                                               N/A 
No. and class of securities to which                         N/A 
interest related prior to change
Note: Details are only required for a contract in 
relation to which the interest has changed 
Interest acquired                                            N/A 
Interest disposed                                            N/A 
Value/Consideration                                          N/A 
Note: If consideration is non-cash, provide details 
and an estimated valuation  
Interest after change                                        N/A 

Part 3 – +Closed period

 Were the interests in the securities or contracts detailed           In accordance with the Aquarius 
 above traded during a +closed period where prior written             Platinum Limited Securities 
 clearance was required?                                              Trading Policy, restrictions do 
                                                                      not apply to participation in an 
                                                                      employee share plan. 
 If so, was prior written clearance provided to allow the trade       N/A
 to proceed during this period?
 If prior written clearance was provided, on what date was this       N/A
 provided?

+ See chapter 19 for defined terms. 

8 April 2014

Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)

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