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INVESTEC PLC - Notification of Interest in Shares

Release Date: 13/03/2014 17:00
Code(s): INPP INPPR INP INL ILRP1 INPR     PDF:  
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Notification of Interest in Shares

Investec Limited                                          Investec plc
Incorporated in the Republic of South Africa              Incorporated in England and Wales
Registration number 1925/002833/06                        Registration number 3633621
JSE share code: INL                                       LSE share code: INVP
NSX share code: IVD                                       JSE share code: INP
BSE share code: INVESTEC                                  ISIN: GB00B17BBQ50
ISIN: ZAE000081949

(jointly “Investec”)

As part of the dual listed company structure, Investec plc and Investec Limited notify both the
London Stock Exchange and the JSE Limited of matters which are required to be disclosed under
the Disclosure, Transparency and Listing Rules of the United Kingdom Listing Authority (the
“UKLA”) and/or the JSE Listing Requirements.

Accordingly, we advise of the receipt of the following TR-1 notifications:



TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi

1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are                                                              Investec plc
attached: ii


2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights
An acquisition or disposal of qualifying financial instruments which may result in the
acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying
financial instruments
An event changing the breakdown of voting rights
Other (please        Holding moved below 4% threshold                                                       X
specify):


3. Full name of person(s) subject to the                                                Coronation Asset Management (Pty) Ltd
notification obligation: iii


4. Full name of shareholder(s)
(if different from 3.):iv


5. Date of the transaction and date on
which the threshold is crossed or                                                       28th February 2014
reached: v


6. Date on which issuer notified:                                                       13th March 2014


7. Threshold(s) that is/are crossed or                                                  4% holding limit
reached: vi, vii


8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of        Situation previous          Resulting situation after the triggering transaction
shares               to the triggering
                     transaction
                                                                                                                     x
if possible using    Number         Number       Number        Number of voting               % of voting rights
the ISIN CODE        of             of           of shares     rights
                     Shares         Voting       Direct        Direct xi      Indirect xii    Direct     Indirect
                                    Rights

ISIN:
GB00B17BBQ50         24 784 965                  24 091 606                                   3.96%



B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial          Expiration    Exercise/                Number of voting                    % of voting
Instrument                 date xiii     Conversion Period xiv    rights that may be                  rights
                                                                  acquired if the
                                                                  instrument is
                                                                  exercised/ converted.




C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi


Resulting situation after the triggering transaction
                                                                                                                           
Type of financial     Exercise     Expiration   Exercise/      Number of voting rights           % of voting rights xix
instrument            price        date xvii    Conversion     instrument refers to              xx
                                                period xviii
                                                                                                 Nominal          Delta



Total (A+B+C)

Number of voting rights                         Percentage of voting rights
24 091 606                                      3.96%



9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi



Proxy Voting:

10. Name of the proxy holder:


11. Number of voting rights proxy holder will cease 
to hold:


12. Date on which proxy holder will cease to hold
voting rights:


13. Additional information:


14. Contact name:                                                             Alison Young


15. Contact telephone number:                                                 +27 21 680 2000




TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi

1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are                                   Investec plc
attached: ii


2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

An acquisition or disposal of qualifying financial instruments which may result in the
acquisition of shares already issued to which voting rights are attached

An acquisition or disposal of instruments with similar economic effect to qualifying
financial instruments

An event changing the breakdown of voting rights

Other (please      Holding moved below 3% threshold                                 X
specify):



3. Full name of person(s) subject to the                                Coronation Asset Management (Pty) Ltd
notification obligation: iii



4. Full name of shareholder(s)
(if different from 3.):iv


5. Date of the transaction and date on                                                                                                       
which the threshold is crossed or                                       07 March 2014
reached: v
         
                                                                                             
6. Date on which issuer notified:                                       13 March 2014


7. Threshold(s) that is/are crossed or                                  3% holding limit
reached: vi, vii


8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of       Situation previous         Resulting situation after the triggering transaction
shares              to the triggering
                    transaction
                                                                                                                
if possible using   Number         Number      Number       Number of voting               % of voting rights x
the ISIN CODE       of             of          of shares    rights
                    Shares         Voting      Direct       Direct xi    Indirect xii       Direct       Indirect
                                   Rights

ISIN:
GB00B17BBQ50        19 721 019                 17 995 853                                    2.96%




B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial          Expiration    Exercise/                Number of voting             % of voting
instrument                 date xiii     Conversion Period xiv    rights that may be           rights
                                                                  acquired if the
                                                                  instrument is
                                                                  exercised/ converted.




C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction
                                                                                                                
Type of financial     Exercise     Expiration   Exercise/      Number of voting rights    % of voting rights xix
instrument            price        date xvii    Conversion     instrument refers to       xx
                                                period xviii
                                                                                          Nominal       Delta




Total (A+B+C)

Number of voting rights                                 Percentage of voting rights
17 995 853                                              2.96%



9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi



Proxy Voting:

10. Name of the proxy holder:


11. Number of voting rights proxy holder will cease to hold:


12. Date on which proxy holder will cease to hold voting rights:


13. Additional information:


14. Contact name:                                        Alison Young


15. Contact telephone number:                           +27 21 680 2000



13th March 2014
Sponsor:  Investec Bank Ltd
Date: 13/03/2014 05:00:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). 
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