To view the PDF file, sign up for a MySharenet subscription.

BHP BILLITON PLC - Change of Director's Interest Notice - K Rumble

Release Date: 04/03/2014 07:05
Code(s): BIL     PDF:  
Wrap Text
Change of Director's Interest Notice - K Rumble

BHP Billiton Limited 
Company Secretariat

                                                                                                   BHP Billiton Limited                         BHP Billiton Plc
                                                                                                   171 Collins Street                           Neathouse Place
                                                                                                   Melbourne Victoria 3000 Australia            London SW1V 1LH UK
                                                                                                   GPO BOX 86
                                                                                                   Melbourne Victoria 3001 Australia            Tel +44 20 7802 4000
                                                                                                   Tel +61 1300 55 47 57 Fax +61 3 9609 3015    Fax + 44 20 7802 4111
 4 March 2014                                                                                      bhpbilliton.com                              bhpbilliton.com




 To:         Australian Securities Exchange                                                     cc:       New York Stock Exchange
             London Stock Exchange                                                                        JSE Limited



               Notification of Change of Interests of Directors and Connected Persons
                     (Australian Securities Exchange Listing Rules Appendix 3Y)
          (Listing Rules & Disclosure and Transparency Rules of the UK Listing Authority)

   Name of entities                         BHP Billiton Limited                                BHP Billiton Plc
                                            ABN 49 004 028 077                                  REG NO 3196209

 As part of a dual listed company structure, the Group voluntarily notifies all stock exchanges
 on which either BHP Billiton Limited or BHP Billiton Plc have primary or secondary listings, all
 those interests of directors and persons discharging managerial responsibilities of both entities
 in the securities of both entities (and changes to those interests) which are required to be
 disclosed under the Australian Securities Exchange (ASX) Listing Rules, the Listing Rules and
 Disclosure and Transparency Rules of the United Kingdom Listing Authority, the Australian
 Corporations Act, the United Kingdom Companies Acts and the Group’s Securities Dealing
 document.

 We (the entities) advise the following information under ASX Listing Rule 3.19A.2, the UK
 Listing Authority Disclosure and Transparency Rule 3.1.4 and as agent for the director for the
 purposes of section 205G of the Australian Corporations Act and in accordance with the
 Group’s Securities Dealing document.

   Name of Director                                Mr K C Rumble

   Date of last notice                             31 August 2011
   
   Date issuer informed of                         3 March 2014
   transaction
   
   Date and place of                               28 February 2014 (London Stock Exchange)
   transaction
   
   Nature of transaction                           On-market purchase of 6,180 BHP Billiton Plc shares



BHP Billiton Limited ABN 49 004 028 077                                                               BHP Billiton Plc Registration number 3196209
Registered in Australia                                                                               Registered in England and Wales
Registered Office: 171 Collins Street, Melbourne Victoria 3000 Australia                              Registered Office: Neathouse Place, London SW1V 1LH UK

                                                             Members of the BHP Billiton Group which is headquartered in Australia

Part 1 – Change of relevant interests in securities

Included in this Part are:
• in the case of a trust, interests in the trust made available by the responsible entity of the
  trust;
• details of the circumstance giving rise to the relevant interest;
• details and estimated valuation if the consideration is non-cash; and
• changes in the relevant interest of Connected Persons of the director.

Direct or indirect interest           Indirect

Nature of indirect interest           Mr Rumble has an indirect interest in 20,680* ordinary shares
(including registered holder)         in BHP Billiton Plc as follows:
                                          1) 12,200 registered in the name of Standard Bank
                                             Nominees (Transvaal) (Proprietary) Limited of which
                                             Mr Rumble is the beneficial holder,
                                          2) 2,300 registered in the name of Standard Bank Trust
                                             Company (Mauritius) Limited held as trustees of the
                                             Saint Lambert Trust of which Mr Rumble is a
                                             beneficiary and
                                          3) 6,180 registered in the name of Pershing Nominees
                                             Limited on behalf of an Old Mutual Life Policy of which
                                             Mr Rumble is the policy holder.

                                      * Note – total above reflects shares purchased in this
                                      transaction.

Date of change                        28 February 2014

No. of securities held prior to       14,500
change

Class                                 Ordinary Shares of US$0.50 each

Number acquired                       6,180

Number disposed                       -
                                      
Value/Consideration                  £19.19

No. of securities held after         20,680
change

Nature of change                     On-market purchase of BHP Billiton Plc shares
Example: on-market trade, off-
market trade, exercise of options,
issue of securities under dividend
reinvestment plan, participation in
buy-back

Any additional information            -
                                     




                                                 2

Part 2 – Change of interests in contracts other than as described in Part 4

Included in this Part are:

• only details of a contract in relation to which the interest has changed; and
• details and estimated valuation if the consideration is non-cash.

Detail of contract                                                     —

Nature of interest                                                     —

Name of registered holder                                              —
(if issued securities)

No. and class of securities to which                                   —
interest related prior to change
Interest acquired                                                      —

Interest disposed                                                      —

Value/Consideration                                                    —

Interest after change                                                  —


Part 3 – Closed period

Were the interests in the securities or        No.
contracts detailed above traded during a
closed period where prior written
clearance was required?

If so, was prior written clearance             Under our Securities Dealing Policy a Person
provided to allow the trade to proceed         Discharging Managerial Responsibilities cannot
during this period?                            deal in BHP Billiton Securities without prior
                                               clearance. This requirement applies to all
                                               dealings, including those that occur outside of a
                                               Close Period.

If prior written clearance was provided,                               —
on what date was this provided?




                                               3
Part 4 – Change of interests in options or other rights granted by the entities

Included in this Part are only details of options or other rights granted which have changed,
save for the total number of securities over which options or other rights are held following
this notification.

Date of grant                                                               —

Period during which or date on which                                        —
exercisable
Total amount paid (if any) for the grant                                    —

Description of securities involved:                                         —
class; number

Exercise price (if fixed at time of grant) or                               —
indication that price is to be fixed at time
of exercise

Total number of securities over which                                       —
options or other rights held at the date of
this notice

Any additional information                                                  —


Part 5 – Contact details

Name of authorised officers responsible             Nicole Duncan – BHP Billiton Limited
for making this notification on behalf of
the entities                                        Elizabeth Hobley – BHP Billiton Plc
Contact details                                     Nicole Duncan    Tel:   +61 3 9609 2917
                                                                     Fax:   +61 3 9611 1044

                                                    Elizabeth Hobley Tel:       +44 20 7802 4054
                                                                     Fax:       +44 20 7802 3054

Sponsor: Absa Bank Limited (acting through its Corporate and Investment Banking Division)




                                                4

Date: 04/03/2014 07:05:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). 
The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of
 the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct, 
indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on,
 information disseminated through SENS.

Share This Story