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AQUARIUS PLATINUM LIMITED - New issue announcement, application for quotation of additional securities and agreement

Release Date: 12/12/2013 10:19
Code(s): AQP     PDF:  
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New issue announcement, application for quotation of additional securities and agreement

Aquarius Platinum Limited
(Incorporated in Bermuda)
Registration Number: EC26290
Share Code JSE: AQP
ISIN Code: BMG0440M1284

Rule 2.7, 3.10.3, 3.10.4, 3.10.5
Appendix 3B

New issue announcement, application for quotation of additional securities and
agreement

Information or documents not available now must be given to ASX as soon as available.
Information and documents given to ASX become ASX’s property and may be made public.

Introduced 1/7/96. Origin: Appendix 5.        Amended 1/7/98, 1/9/99, 1/7/2000, 30/9/2001,
11/3/2002, 1/1/2003, 24/10/2005.


Name of entity
Aquarius Platinum Limited


ABN
ARBN 087 577 893


We (the entity) give ASX the following information.

Part 1 - All issues
You must complete the relevant sections (attach sheets if there is not enough space).

1         +Class of +securities issued or         Fully paid shares in Aquarius Platinum Limited
           to be issued


2          Number of +securities issued           754,200 shares
           or to be issued (if known) or
           maximum number which may
           be issued


3          Principal     terms   of    the        Shares issued will rank equally with current fully
           +securities (eg, if options,           paid shares in the Company
           exercise price and expiry date;
           if partly paid +securities, the
           amount outstanding and due
           dates     for     payment;    if
           +convertible securities, the
           conversion price and dates for
           conversion)
4          Do the +securities rank equally        Yes
           in all respects from the date of
           allotment with an existing             Shares issued rank equally with the existing
           +class of quoted +securities?          fully paid shares in the Company in all respects
                                                  from the allotment date.
           If the additional securities do
           not rank equally, please state:
           the date from which they do
           the extent to which they
           participate     for    the    next
           dividend, (in the case of a trust,
           distribution) or interest payment
           the extent to which they do not
           rank equally, other than in
           relation to the next dividend,
           distribution or interest payment

5          Issue price or consideration           US$0.62 per share

  
6          Purpose of the issue                   The shares were issued in lieu of cash salary
           (If issued as consideration for        and bonuses awarded in accordance with the
           the acquisition of assets, clearly     Company’s Directors and Employee’s Share
           identify those assets)                 Plan as approved by shareholders on 29
                                                  November 2013.


7         Dates of entering +securities into      12 December 2013
          uncertificated     holdings     or
          despatch of certificates

                                              Number                   +Class
8         Number and +class of all            487,605,536              Fully paid     common
          +securities quoted on ASX                                    shares.
          (including the securities in clause
           2 if applicable)

                                              Number                   +Class
9        Number and +class of all              -                        -
         +securities not quoted on ASX
         (including the securities in clause
         2 if applicable)


10   Dividend policy (in the case of a     Whilst the Company does not have a Dividend
     trust, distribution policy) on the    Policy, this matter is reviewed constantly by the
     increased capital (interests)         Board of Directors.

Part 2 - Bonus issue or pro rata issue

Not applicable

Part 3 - Quotation of securities
You need only complete this section if you are applying for quotation of securities

 34    Type of securities
       (tick one)

 (a)    Securities described in Part 1



 (b)     All other securities
         Example: restricted securities at the end of the escrowed period, partly paid
         securities that become fully paid, employee incentive share securities when
         restriction ends, securities issued on expiry or conversion of convertible
         securities


Entities that have ticked box 34(a)

Additional securities forming a new class of securities

Not applicable


Entities that have ticked box 34(b)

Not applicable


Quotation agreement

1        +Quotation of our additional +securities is in ASX’s absolute discretion. ASX may
         quote the +securities on any conditions it decides.

2        We warrant the following to ASX.

         -         The issue of the +securities to be quoted complies with the law and is not
                   for an illegal purpose.
         -         There is no reason why those +securities should not be granted +quotation.
         -         An offer of the +securities for sale within 12 months after their issue will not
                   require disclosure under section 707(3) or section 1012C(6) of the
                   Corporations Act.
         -         Note: An entity may need to obtain appropriate warranties from subscribers
                   for the securities in order to be able to give this warranty
         -         Section 724 or section 1016E of the Corporations Act does not apply to any
                   applications received by us in relation to any +securities to be quoted and
                   that no-one has any right to return any +securities to be quoted under
                   sections 737, 738 or 1016F of the Corporations Act at the time that we
                   request that the +securities be quoted.
         -         If we are a trust, we warrant that no person has the right to return the
                   +securities to be quoted under section 1019B of the Corporations Act at the
                   time that we request that the +securities be quoted.
3        We will indemnify ASX to the fullest extent permitted by law in respect of any claim,
         action or expense arising from or connected with any breach of the warranties in this
         agreement.
4        We give ASX the information and documents required by this form. If any
         information or document not available now, will give it to ASX before
         +quotation of the +securities begins. We acknowledge that ASX is relying on
         the information and documents. We warrant that they are (will be) true and
         complete.

Company Secretary
Willi Boehm

12 December 2013

Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)

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