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Form 604- Notice of change of interests of substantial holder
Tawana Resources NL
(Incorporated in Australia)
(Registration number ACN 085 166 721)
Share code on the JSE Limited: TAW
ISIN: AU000000TAW7
Share code on the Australian Stock Exchange Limited: TAW
ISIN: AU000000TAW7
(“Tawana” or “the Company”)
FORM 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme Tawana Resources NL
ACN/ARSN ACN 085 166 721
1. Details of substantial holder (1)
Name Gryphon Minerals Limited (“Gryphon)
ACN/ARSN (if applicable ACN 107 690 657
There was a change in the interests of
the substantial holder on 13 August 2013
The previous notice was given to the
company on 30 July 2012
The previous notice was dated 30 July 2012
2. Previous and presenting voting power
The total number of votes attached to all the voting shares in the company or voting
interests in the scheme that the substantial holder or an associate (2)had a relevant
interest(3)in when last required, and when now required, to give a substantial holding
notice to the company or scheme, are as follows:
Class of Previous notice Present notice
securities (4)
Person’s votes Voting power(5) Person’s votes Voting power (5)
Fully paid 114,250,000 13,03% 114,250,000 11,70%
ordinary shares
3. Change of relevant interest
Particulars of each change in, or change in the nature of, a relevant interest of the
substantial holder or an associate in voting securities of the company or scheme, since the
substantial holder was last required to give a substantial holding notice to the company are
as follows:
Date of Person Nature of Consideration Class and Person’s
change whose change (6) given in number of votes
relevant relation to securities affected
interest change (7) effected
changed
25 Feb 13 Gryphon Dilution due - - (0.70%)
to the issue
of shares
13 Aug 13 Gryphon Dilution due - - (0.63%)
to the issue
of shares
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the
change are as follows:
Holder of Registered Person Nature of Class and Person’s
relevant holder of entitled to be relevant number of votes
interest securities registered as interest (6) securities
holder (8)
Gryphon Gryphon Gryphon Beneficial 114 250 000 11.70%
holder
5. Change in association
The persons who have become associated (2) of, ceased to be associated of, or have
changed the nature of their association (9) with, the substantial holder in relation to voting
interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association
Nil
6. Addresses
The addresses of persons named in this form are:
Name Address
Gryphon Minerals Limited 181 Roberts Road, Subiaco, WA 6008
Signature
Print name Paul Hegarty capacity Company Secretary of Gryphon Minerals Limited
Sign here date 11October 2013
(1) If there are a number of substantial holders with similar or related relevant interests
(eg. A corporation and its related corporations, or the manager and trustee of an
equity trust), the names could be included in an annexure to the form. If the relevant
interests of a group of persons are essentially similar, they may be referred to
throughout the form as specifically named group in the membership of each group,
with the names and addresses of members is clearly set out in paragraph 6 on the
form.
(2) See the definition of “associate” in section 9 of the Corporations Act 2001.
(3) See the definition of “relevant interest” in sections 608 and 671B(7)of the
Corporations Act 2001.
(4) The voting shares of a company constitute once class unless divided into separate
classes,
(5) The person’s votes divided by the total votes in the body corporate or scheme
multiplied by 100.
(6) Includes details of:
(a) Any relevant agreement or other circumstances because of which the change in
relevant interest incurred. If subsection 671B(4) applies, a copy of any document
setting out the terms of any relevant agreement, and a statement by the person
giving full and accurate details of any contract, scheme of arrangement, must
accompany this form, together with a written statement certifying this contract,
scheme or arrangement; and
(b) Any qualification of the power of a person to exercise, control the exercise of, or
influence the exercise of, the voting powers or disposal of the securities to which
the relevant interest relates (indicating clearly the particular securities to which
the qualification applies).
See the definition of “relevant agreement” in section of the Corporations Act 2001.
(7) Details of the consideration must include any and all benefits, money and other, that
any person from whom a relevant interest was acquired has, or may, become
entitled to receive in relation to that question. Details must be included even if the
benefit is conditional on the happening or not of a contingency. Details must be
included of any benefit paid on behalf of the substantial holder or its associated in
relation to the acquisitions, even if they are not paid directly to the person from
whom the relevant interest was acquired.
(8) If the substantial holder is unable to determine the identity of the person (eg. If the
relevant interest arises because of an option) write “unknown”.
(9) Give details, if appropriate, of the present association and any change in that
association since the last substantial holding notice.
11 October 2013
Sponsor
PricewaterhouseCoopers Corporate Finance (Pty) Ltd
Date: 11/10/2013 10:15:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
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