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OLD MUTUAL PLC - Public Opening Position Disclosure/Dealing Disclosure by a Person with Interests in Relevant Securities Representing

Release Date: 26/09/2013 12:00
Code(s): OML     PDF:  
Wrap Text
Public Opening Position Disclosure/Dealing Disclosure by a Person with Interests in Relevant Securities Representing

OLD MUTUAL PLC
ISIN CODE: GB0007389926
JSE SHARE CODE: OML
NSX SHARE CODE: OLM
ISSUER CODE: OLOML
                                                                                       FORM 8.3

          PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
      A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
                                         MORE
                      Rule 8.3 of the Takeover Code (the “Code”)

1.       KEY INFORMATION

(a) Identity of the person whose positions/dealings                         Old Mutual plc 
    are being disclosed:
                                                                          (and subsidiaries) 
(b) Owner or controller of interests and short                
    positions disclosed, if different from 1(a):
    The naming of nominee or vehicle companies is
    insufficient
(c) Name of offeror/offeree in relation to whose                             Invensys Plc 
    relevant securities this form relates:
                                                                         ISIN – GB00B979H674 
    Use a separate form for each offeror/offeree
                                                              
(d) If an exempt fund manager connected with an               
    offeror/offeree, state this and specify identity of
    offeror/offeree:
(e) Date position held/dealing undertaken:                                   25/09/2013 
                                                                                   
(f) Has the discloser previously disclosed, or are                               No 
    they today disclosing, under the Code in respect
                                                                                   
    of any other party to this offer?

2.       POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)      Interests and short positions in the relevant securities of the offeror or offeree
         to which the disclosure relates following the dealing (if any)

Class of relevant security:                                  (Ordinary 50p)
                                                 Interests                    Short positions
                                             Number                %          Number          %
(1) Relevant securities owned                7810881             1.19%
    and/or controlled:
(2) Derivatives (other than               (CFD) 140394           0.02%
    options):
(3) Options and agreements to
    purchase/sell:
                                             7951275             1.21%
      TOTAL:

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant
securities, should be given on a Supplemental Form 8 (Open Positions).
                                                                                                          2

(b)        Rights to subscribe for new securities (including directors’ and other executive
           options)

Class of relevant security in relation to
which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant
securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a)        Purchases and sales

  Class of relevant           Purchase/sale                 Number of                Price per unit
      security                                              securities
           Ord                        Sale                   -151,263                     5.04 
                                                                                             

(b)        Derivatives transactions (other than options)

       Class of          Product            Nature of dealing            Number of            Price per
       relevant         description      e.g. opening/closing a          reference               unit
       security          e.g. CFD          long/short position,          securities
                                         increasing/reducing a
                                            long/short position
                     CFD                Reducing a long position       -24,495           5.04

(c)        Options transactions in respect of existing securities

(i)        Writing, selling, purchasing or varying

Class of      Product         Writing,         Number      Exercise      Type        Expiry       Option
relevant     description    purchasing,            of      price per      e.g.        date        money
security       e.g. call      selling,        securities      unit     American,                   paid/
                option      varying etc.       to which                European                  received
                                                option                    etc.                   per unit
                                                relates




(ii)       Exercising

  Class of relevant         Product description             Number of              Exercise price per
      security                 e.g. call option             securities                    unit



(d)        Other dealings (including subscribing for new securities)

Class of relevant              Nature of dealing                  Details             Price per unit (if
    security             e.g. subscription, conversion                                   applicable)



The currency of all prices and other monetary amounts should be stated.
                                                                                                3

Where there have been dealings in more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class
of relevant security dealt in.

4.      OTHER INFORMATION

(a)     Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the person making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state “none”




(b)     Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
     any derivative is referenced:
If there are no such agreements, arrangements or understandings, state “none”



(c)     Attachments

Is a Supplemental Form 8 (Open Positions) attached?                                     No




Date of disclosure:                               26 September 2013

Contact name:                                     Latoya Henderson

Telephone number:                                 0207 002 7394



Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s
dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

26 September 2013

Lead Sponsor:
Merrill Lynch South Africa (Pty) Ltd

Joint Sponsor:
Nedbank Capital

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