Wrap Text
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
OLD MUTUAL PLC
ISIN CODE: GB00B77J0862
ISSUER CODE: OLOML
JSE SHARE CODE: OML
NSX SHARE CODE: OLM
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected
Persons
All relevant boxes should be completed in block capital letters.
1. Name of the issuer 2. State whether the notification relates to (i) a transaction
notified in accordance with DTR 3.1.2 R, (ii) a disclosure
made in accordance with LR 9.8.6R(1) or (iii) a disclosure
OLD MUTUAL PLC made in accordance with section 793 of the Companies Act
(2006).
DTR 3.1.2R
3. Name of person discharging managerial 4. State whether notification relates to a person connected
responsibilities/director with a person discharging managerial responsibilities/director
named in 3 and identify the connected person
RALPH MUPITA, CEO, OLD MUTUAL
EMERGING MARKETS N/A
5. Indicate whether the notification is in respect of a holding of 6. Description of shares (including class), debentures or
the person referred to in 3 or 4 above or in respect of a non- derivatives or financial instruments relating to shares
beneficial interest1
IN RESPECT OF THE PERSON NAMED IN ORDINARY 11 3/7p SHARES
3 ABOVE
7. Name of registered shareholder(s) and, if more than one, the 8 State the nature of the transaction
number of shares held by each of them
VESTING EXERCISE AND SALE OF
61,666 OPTION SHARES ORIGINALLY
GRANTED ON 28 AUGUST 2008
EXCLUDING UNVESTED SHARE
INCENTIVE AWARDS AND VESTED BUT 105,714 SHARES VESTED AND
UNEXERCISED SHARE OPTIONS. EXERCISED AT R13.80 PER SHARE.
SOLD 72,251 SHARES AT R29.28 PER
SHARE
9. Number of shares, debentures or financial instruments 10. Percentage of issued class acquired (treasury shares of that
relating to shares acquired class should not be taken into account when calculating
percentage)
105,714 SHARES
0.002%
11. Number of shares, debentures or financial instruments 12. Percentage of issued class disposed (treasury shares of that
relating to shares disposed class should not be taken into account when calculating
percentage)
72,251 SHARES
0.001%
13. Price per share or value of transaction 14. Date and place of transaction
AS DESCRIBED IN 8 ABOVE VESTING 28 AUGUST 2013
SALE 2 SEPTEMBER 2013
SOUTH AFRICA
15. Total holding following notification and total percentage 16. Date issuer informed of transaction
holding following notification (any treasury shares should not
be taken into account when calculating percentage)
28 AUGUST 2013 – VESTING
2 SEPTEMBER 2013 – SALE
95,129 – 0.002%
EXCLUDING UNVESTED SHARE
INCENTIVE AWARDS AND VESTED BUT
UNEXERCISED SHARE OPTIONS.
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17. Date of grant 18. Period during which or date on which exercisable
19. Total amount paid (if any) for grant of the option 20. Description of shares or debentures involved (class and number)
21. Exercise price (if fixed at time of grant) or indication that 22. Total number of shares or debentures over which options held
price is to be fixed at the time of exercise following notification
23. Any additional information 24. Name of contact and telephone number for queries
WILLIAM BALDWIN-CHARLES
HEAD OF CORPORATE AFFAIRS
+44 20 7002 7133
Name of authorised official of issuer responsible for making notification:
MARTIN MURRAY, GROUP COMPANY SECRETARY
Date of notification: 3 September 2013
Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete
boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8,
13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities
should complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a
debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Lead Sponsor:
Merrill Lynch South Africa (Pty) Limited
Joint Sponsor:
Nedbank Capital
Date: 03/09/2013 12:30:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of
the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct,
indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on,
information disseminated through SENS.