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OLD MUTUAL PLC - Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons

Release Date: 03/09/2013 12:30
Code(s): OML     PDF:  
Wrap Text
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons

OLD MUTUAL PLC
ISIN CODE: GB00B77J0862
ISSUER CODE: OLOML
JSE SHARE CODE: OML
NSX SHARE CODE: OLM

Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected
Persons
All relevant boxes should be completed in block capital letters.

  1.    Name of the issuer                                                2.    State whether the notification relates to (i) a transaction
                                                                                notified in accordance with DTR 3.1.2 R, (ii) a disclosure
                                                                                made in accordance with LR 9.8.6R(1) or (iii) a disclosure
        OLD MUTUAL PLC                                                          made in accordance with section 793 of the Companies Act
                                                                                (2006).

                                                                                DTR 3.1.2R
  3.    Name of person discharging managerial                             4.    State whether notification relates to a person connected
        responsibilities/director                                               with a person discharging managerial responsibilities/director 
                                                                                named in 3 and identify the connected person
        RALPH MUPITA, CEO, OLD MUTUAL
        EMERGING MARKETS                                                        N/A

  5.    Indicate whether the notification is in respect of a holding of   6.    Description of shares (including class), debentures or
        the person referred to in 3 or 4 above or in respect of a non-          derivatives or financial instruments relating to shares
        beneficial interest1

        IN RESPECT OF THE PERSON NAMED IN                                       ORDINARY 11 3/7p SHARES
        3 ABOVE

  7.    Name of registered shareholder(s) and, if more than one, the      8     State the nature of the transaction
        number of shares held by each of them
                                                                                VESTING EXERCISE AND SALE OF
        61,666                                                                  OPTION SHARES ORIGINALLY
                                                                                GRANTED ON 28 AUGUST 2008
        EXCLUDING UNVESTED SHARE
        INCENTIVE AWARDS AND VESTED BUT                                         105,714 SHARES VESTED AND
        UNEXERCISED SHARE OPTIONS.                                              EXERCISED AT R13.80 PER SHARE.
                                                                                SOLD 72,251 SHARES AT R29.28 PER
                                                                                SHARE

  9.    Number of shares, debentures or financial instruments             10.   Percentage of issued class acquired (treasury shares of that
        relating to shares acquired                                             class should not be taken into account when calculating
                                                                                percentage)
        105,714 SHARES
                                                                                0.002%

  11.   Number of shares, debentures or financial instruments             12.   Percentage of issued class disposed (treasury shares of that
        relating to shares disposed                                             class should not be taken into account when calculating
                                                                                percentage)
        72,251 SHARES
                                                                                0.001%

  13.   Price per share or value of transaction                           14.   Date and place of transaction

        AS DESCRIBED IN 8 ABOVE                                                 VESTING 28 AUGUST 2013
                                                                                SALE 2 SEPTEMBER 2013
                                                                                SOUTH AFRICA

  15.   Total holding following notification and total percentage         16.   Date issuer informed of transaction
        holding following notification (any treasury shares should not
        be taken into account when calculating percentage)
                                                                                28 AUGUST 2013 – VESTING
                                                                                2 SEPTEMBER 2013 – SALE
        95,129 – 0.002%

        EXCLUDING UNVESTED SHARE
        INCENTIVE AWARDS AND VESTED BUT
        UNEXERCISED SHARE OPTIONS.



If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes


  17.   Date of grant                                                   18.    Period during which or date on which exercisable




  19.   Total amount paid (if any) for grant of the option              20.    Description of shares or debentures involved (class and number)



  21.   Exercise price (if fixed at time of grant) or indication that   22.    Total number of shares or debentures over which options held
        price is to be fixed at the time of exercise                           following notification




  23.   Any additional information                                      24.    Name of contact and telephone number for queries

                                                                               WILLIAM BALDWIN-CHARLES
                                                                               HEAD OF CORPORATE AFFAIRS
                                                                               +44 20 7002 7133




  Name of authorised official of issuer responsible for making notification:

  MARTIN MURRAY, GROUP COMPANY SECRETARY

  Date of notification: 3   September 2013



Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete
boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8,
13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities
should complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a
debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.

Lead Sponsor:
Merrill Lynch South Africa (Pty) Limited

Joint Sponsor:
Nedbank Capital

Date: 03/09/2013 12:30:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). 
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