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OLD MUTUAL PLC - Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons

Release Date: 27/08/2013 17:25
Code(s): OML     PDF:  
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Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons

OLD MUTUAL PLC
ISIN CODE: GB0007389926
JSE SHARE CODE: OML
NSX SHARE CODE: OLM
ISSUER CODE: OLOML

Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected
Persons
All relevant boxes should be completed in block capital letters.

  1.    Name of the issuer                                                     2    State whether the notification relates to (i) a transaction
                                                                                    notified in accordance with DTR 3.1.2 R, (ii) a disclosure
                                                                                    made in accordance with LR 9.8.6R(1) or (iii) a disclosure
        OLD MUTUAL PLC                                                              made in accordance with section 793 of the Companies Act
                                                                                    (2006).

                                                                                    DTR 3.1.2R
  3.    Name of person discharging managerial responsibilities/director        4    State whether notification relates to a person connected with a
                                                                                    person discharging managerial responsibilities/director named
                                                                                    in 3 and identify the connected person
        RALPH MUPITA, CEO, OLD MUTUAL
        EMERGING MARKETS
                                                                                    N/A
  5.    Indicate whether the notification is in respect of a holding of the    6    Description of shares (including class), debentures or
        person referred to in 3 or 4 above or in respect of a non-beneficial        derivatives or financial instruments relating to shares
        interest1

        IN RESPECT OF THE PERSON NAMED IN 3                                         ORDINARY 11 3/7p SHARES
        ABOVE
  7.    Name of registered shareholder(s) and, if more than one, the           8    State the nature of the transaction
        number of shares held by each of them
                                                                                    VESTING AND SALE OF RESTRICTED
        NIL                                                                         SHARES ORIGINALLY GRANTED ON 23
                                                                                    AUGUST 2007
        EXCLUDING UNVESTED SHARE INCENTIVE
        AWARDS AND VESTED BUT UNEXERCISED                                           10,923 SHARES VESTED. SOLD 4,387
        SHARE OPTIONS.
                                                                                    SHARES AT R29.98 PER SHARE

  9.    Number of shares, debentures or financial instruments relating to      10   Percentage of issued class acquired (treasury shares of that
        shares acquired                                                             class should not be taken into account when calculating
                                                                                    percentage)
        10,923 SHARES
                                                                                    0.000%

  11.   Number of shares, debentures or financial instruments relating to      12   Percentage of issued class disposed (treasury shares of that
        shares disposed                                                             class should not be taken into account when calculating
                                                                                    percentage)
        4,387 SHARES
                                                                                    0.000%

  13.   Price per share or value of transaction                                14   Date and place of transaction
                                                                                
        AS DESCRIBED IN 8 ABOVE                                                     VESTING 23 AUGUST 2013
                                                                                    SALE 27 AUGUST 2013
                                                                                    SOUTH AFRICA
  15.   Total holding following notification and total percentage holding      16   Date issuer informed of transaction
        following notification (any treasury shares should not be taken into    
        account when calculating percentage)
                                                                                    23 AUGUST 2013 – VESTING
                                                                                    27 AUGUST 2013 – SALE
        6,536 –0.000%

        EXCLUDING UNVESTED SHARE INCENTIVE
        AWARDS AND VESTED BUT UNEXERCISED
        SHARE OPTIONS.

  If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes


  17    Date of grant                                                   18.    Period during which or date on which exercisable




  19.   Total amount paid (if any) for grant of the option              20.    Description of shares or debentures involved (class and number)



  21.   Exercise price (if fixed at time of grant) or indication that   22.    Total number of shares or debentures over which options held
        price is to be fixed at the time of exercise                           following notification




  23.   Any additional information                                      24.    Name of contact and telephone number for queries

                                                                               WILLIAM BALDWIN-CHARLES
                                                                               HEAD OF CORPORATE AFFAIRS
                                                                               +44 20 7002 7133




  Name of authorised official of issuer responsible for making notification:

  MARTIN MURRAY, GROUP COMPANY SECRETARY


  Date of notification: 27   AUGUST 2013



Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete
boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8,
13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities
should complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a
debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.


Sponsor:
Merrill Lynch South Africa (Pty) Ltd

Date: 27/08/2013 05:25:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). 
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