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Notice of Change of Interest - M Henry
BHP Billiton
Company Secretariat
BHP Billiton Limited BHP Billiton Plc
180 Lonsdale Street Neathouse Place
Melbourne Victoria 3000 Australia London SW1V 1BH UK
GPO BOX 86
Melbourne Victoria 3001 Australia Tel +44 20 7802 4000
23 August 2013 Tel +61 1300 55 47 57 Fax +61 3 9609 4372 Fax + 44 20 7802 4111
bhpbilliton.com bhpbilliton.com
To: Australian Securities Exchange cc: New York Stock Exchange
London Stock Exchange JSE Limited
Notification of Change of Interests of
Persons Discharging Managerial Responsibility
(Listing Rules & Disclosure and Transparency Rules of the UK Listing Authority)
Name of entities BHP Billiton Limited BHP Billiton Plc
ABN 49 004 028 077 REG NO 3196209
As part of a dual listed company structure, the Group voluntarily notifies all stock exchanges on
which either BHP Billiton Limited or BHP Billiton Plc have primary or secondary listings, all those
interests of directors and persons discharging managerial responsibilities of both entities in the
securities of both entities (and changes to those interests) which are required to be disclosed
under the Listing Rules and Disclosure and Transparency Rules of the United Kingdom Listing
Authority and the Group’s Securities Dealing document.
We (the entities) advise the following information under the UK Listing Authority Disclosure and
Transparency Rule 3.1.4 and as agent for the person discharging managerial responsibilities in
accordance with the Group’s Securities Dealing document.
Name of person
discharging managerial Mr M Henry
responsibilities
Date of last notice 10 May 2013
Date issuer informed of 22 August 2013
transaction
Date and place of 21 August 2013 (London Stock Exchange)
transaction 22 August 2013 (place of transaction not applicable)
BHP Billiton Limited ABN 49 004 028 077 BHP Billiton Plc Registration number 3196209
Registered in Australia Registered in England and Wales
Registered Office:180 Lonsdale Street, Melbourne Victoria 3000 Australia Registered Office: Neathouse Place, London SW1V 1BH UK
Members of the BHP Billiton Group which is headquartered in Australia
Nature of transaction The acquisition of 19,500 ordinary shares in BHP Billiton
Plc following the exercise of Restricted Shares under the
2010 Management Award Plan (MAP) and 16,566 ordinary
shares in BHP Billiton Plc following the exercise of
Conditional Deferred Shares under the 2011 Group Short
Term Incentive Plan (GSTIP).
Mr Henry also received an award of 5,715 Conditional
Deferred Shares under the BHP Billiton Limited 2012
GSTIP.
Part 1 – Change of relevant interests in securities
Included in this Part are:
• in the case of a trust, interests in the trust made available by the responsible entity of the
trust;
• details of the circumstance giving rise to the relevant interest;
• details and estimated valuation if the consideration is non-cash; and
• changes in the relevant interest of Connected Persons of the director.
Direct or indirect interest Direct
Nature of indirect interest
BHP Billiton Plc
(including registered holder)
Mr Henry has an indirect interest in 39 ordinary shares in
BHP Billiton Plc held by Computershare Nominees on
behalf of Shareplus participants as Acquired Shares under
the scheme. Shareplus is an all employee share purchase
plan of the BHP Billiton Group.
BHP Billiton Limited
Mr Henry has an indirect interest in 179 ordinary shares in
BHP Billiton Limited held by Computershare Nominees on
behalf of Shareplus participants as Acquired Shares under
the scheme. Shareplus is an all employee share purchase
plan of the BHP Billiton Group.
No change to the Indirect interests
Date of change 22 August 2013
No. of securities held prior to 39 (BHP Billiton Plc) - Indirect
change 75,525 (BHP Billiton Plc) – Direct
179 (BHP Billiton Limited) - Indirect
18,517 (BHP Billiton Limited) – Direct
Class Ordinary Shares in BHP Billiton Plc
Number acquired 36,066
Number disposed —
Value/Consideration Exercise of 36,066 at nil cost
No. of securities held after 39 (BHP Billiton Plc) - Indirect
change 111,591 (BHP Billiton Plc) – Direct
179 (BHP Billiton Limited) - Indirect
18,517 (BHP Billiton Limited) – Direct
Nature of change Please see “Nature of transaction” above.
Example: on-market trade, off-market
trade, exercise of options, issue of
securities under dividend reinvestment
plan, participation in buy-back
Any additional information —
Part 2 – Change of interests in contracts other than as described in Part 3
Included in this Part are:
• only details of a contract in relation to which the interest has changed; and
• details and estimated valuation if the consideration is non-cash.
Detail of contract —
Nature of interest —
Name of registered holder —
(if issued securities)
No. and class of securities to which —
interest related prior to change
Interest acquired —
Interest disposed —
Value/Consideration —
Interest after change —
Part 3 – Change of interests in options or other rights granted by the entities
Included in this Part are only details of options or other rights granted which have changed,
save for the total number of securities over which options or other rights are held following this
notification.
Date of grant 22 August 2013
Period during which or date on which August 2014 to August 2017
exercisable
Total amount paid (if any) for the grant —
Description of securities involved: 5,715 Conditional Deferred Shares
class; number (BHP Billiton Limited) under the 2012 GSTIP
Exercise price (if fixed at time of grant) or Nil
indication that price is to be fixed at time
of exercise
Part 3 – Change of interests in options or other rights granted by the entities (cont’d)
Total number of securities over which BHP Billiton Plc:
options or other rights held at the date of
this notice 121,179 – maximum number of Performance
Shares (ordinary shares of BHP
Billiton Plc) under the LTIP
15,058 – maximum number of Deferred
Shares (ordinary shares of BHP
Billiton Plc) under the GIS
39,860 – Maximum number of Transitional
GMC Awards (over ordinary shares
of BHP Billiton Limited)
35,400 – maximum number of MAP Awards
(over ordinary shares of BHP Billiton
Plc) under the MAP
39 – maximum number of matched
shares (ordinary shares of BHP
Billiton Plc) under Shareplus
________
211,536 – Total
BHP Billiton Limited:
179 – maximum number of matched
shares (ordinary shares of BHP
Billiton Limited) under Shareplus
5,715 – maximum number of Deferred
Shares (over ordinary shares of
BHP Billiton Ltd) under the GSTIP
________
5,894 – Total
Any additional information This notification is in respect of an exercise of
vested 2010 Restricted Shares (19,500) under
the BHP Billiton Plc MAP, vested 2011
Conditional Deferred Shares (16,566) under the
BHP Billiton Plc GSTIP and the award of 5,715
Conditional Deferred Shares under the BHP
Billiton Limited 2012 GSTIP.
Part 4 – Contact details
Name of authorised officers responsible Nicola Kleynhans – BHP Billiton Limited
for making this notification on behalf of
the entities Geof Stapledon – BHP Billiton Plc
Contact details Nicola Kleynhans Tel: +61 3 9609 4326
Fax: +61 3 9609 4372
Geof Stapledon Tel: +44 20 7802 4176
Fax: +44 20 7802 3054
Sponsor: Absa Capital (the investment banking division of Absa Bank Limited, affiliated with
Barclays)
Date: 23/08/2013 07:12:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
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