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BHP BILLITON PLC - Notice of Change of Interest - L Maxsted

Release Date: 23/08/2013 07:09
Code(s): BIL     PDF:  
Wrap Text
Notice of Change of Interest - L Maxsted

BHP Billiton 
Company Secretariat
BHP Billiton Limited                         BHP Billiton Plc
180 Lonsdale Street                          Neathouse Place
Melbourne Victoria 3000 Australia            London SW1V 1BH UK
GPO BOX 86
Melbourne Victoria 3001 Australia            Tel +44 20 7802 4000
                                                                                                 Tel +61 1300 55 47 57 Fax +61 3 9609 4372    Fax + 44 20 7802 4111
 23 August 2013                                                                                  bhpbilliton.com                              bhpbilliton.com




 To:         Australian Securities Exchange                                                   cc:       New York Stock Exchange
             London Stock Exchange                                                                      JSE Limited



               Notification of Change of Interests of Directors and Connected Persons
                     (Australian Securities Exchange Listing Rules Appendix 3Y)
          (Listing Rules & Disclosure and Transparency Rules of the UK Listing Authority)

   Name of entities                        BHP Billiton Limited                               BHP Billiton Plc
                                           ABN 49 004 028 077                                 REG NO 3196209

 As part of a dual listed company structure, the Group voluntarily notifies all stock exchanges
 on which either BHP Billiton Limited or BHP Billiton Plc have primary or secondary listings, all
 those interests of directors and persons discharging managerial responsibilities of both entities
 in the securities of both entities (and changes to those interests) which are required to be
 disclosed under the Australian Securities Exchange (ASX) Listing Rules, the Listing Rules and
 Disclosure and Transparency Rules of the United Kingdom Listing Authority, the Australian
 Corporations Act, the United Kingdom Companies Acts and the Group’s Securities Dealing
 document.

 We (the entities) advise the following information under ASX Listing Rule 3.19A.2, the UK
 Listing Authority Disclosure and Transparency Rule 3.1.4 and as agent for the director for the
 purposes of section 205G of the Australian Corporations Act and in accordance with the
 Group’s Securities Dealing document.

   Name of Director                               Mr L Maxsted

   Date of last notice                            30 August 2011

   Date issuer informed of                        22 August 2013
   transaction

   Date and place of                              21 August 2013 (Australian Securities Exchange)
   transaction
   Nature of transaction                          On-market purchase of 3,500 BHP Billiton Limited shares




BHP Billiton Limited ABN 49 004 028 077                                                             BHP Billiton Plc Registration number 3196209
Registered in Australia                                                                             Registered in England and Wales
Registered Office:180 Lonsdale Street, Melbourne Victoria 3000 Australia                            Registered Office: Neathouse Place, London SW1V 1BH UK

                                                           Members of the BHP Billiton Group which is headquartered in Australia

Part 1 – Change of relevant interests in securities

Included in this Part are:
• in the case of a trust, interests in the trust made available by the responsible entity of the
  trust;
• details of the circumstance giving rise to the relevant interest;
• details and estimated valuation if the consideration is non-cash; and
• changes in the relevant interest of Connected Persons of the director.

Direct or indirect interest           Indirect

Nature of indirect interest
                                      Mr Maxsted has an indirect interest in 6,500* ordinary shares
(including registered holder)
                                      in BHP Billiton Limited as follows:

                                      (i) 3,000 ordinary shares in BHP Billiton Limited registered in
                                      the name of Jacobite Investments Pty Ltd which holds the
                                      shares on behalf of Mr Maxsted, as beneficial owner.
                                      (ii) 3,500* ordinary shares in BHP Billiton Limited registered
                                      in the name of Align Investments Pty Ltd which holds the
                                      shares on behalf of Mr Maxsted, as beneficial owner.

                                      * Note – total above reflects shares acquired from this
                                      transaction.


Date of change                        21 August 2013

No. of securities held prior to       3,000
change
Class                                 Ordinary shares in BHP Billiton Limited

Number acquired                       3,500

Number disposed                       —

Value/Consideration                   $35.95

No. of securities held after          6,500
change
Nature of change
Example: on-market trade, off-
                                      On-market purchase of BHP Billiton Limited shares
market trade, exercise of options,
issue of securities under dividend
reinvestment plan, participation in
buy-back

Any additional information            —




                                                 
Part 2 – Change of interests in contracts other than as described in Part 4

Included in this Part are:

• only details of a contract in relation to which the interest has changed; and
• details and estimated valuation if the consideration is non-cash.

Detail of contract                                                     —

Nature of interest                                                     —

Name of registered holder                                              —
(if issued securities)

No. and class of securities to which                                   —
interest related prior to change

Interest acquired                                                      —

Interest disposed                                                      —

Value/Consideration                                                    —

Interest after change                                                  —


Part 3 – Closed period


Were the interests in the securities or        No.
contracts detailed above traded during a
closed period where prior written
clearance was required?

If so, was prior written clearance             Under our Securities Dealing Policy a Person
provided to allow the trade to proceed         Discharging Managerial Responsibilities cannot
during this period?                            deal in BHP Billiton Securities without prior
                                               clearance. This requirement applies to all
                                               dealings, including those that occur outside of a
                                               Close Period.

If prior written clearance was provided,       —
on what date was this provided?




                                               
Part 4 – Change of interests in options or other rights granted by the entities

Included in this Part are only details of options or other rights granted which have changed,
save for the total number of securities over which options or other rights are held following
this notification.

Date of grant                                                               —

Period during which or date on which                                        —
exercisable

Total amount paid (if any) for the grant                                    —

Description of securities involved:                                         —
class; number

Exercise price (if fixed at time of grant) or                               —
indication that price is to be fixed at time
of exercise

Total number of securities over which                                       —
options or other rights held at the date of
this notice

Any additional information                                                  —


Part 5 – Contact details

Name of authorised officers responsible             Nicola Kleynhans – BHP Billiton Limited
for making this notification on behalf of
the entities                                        Geof Stapledon – BHP Billiton Plc


Contact details                                     Nicola Kleynhans Tel:   +61 3 9609 4326
                                                                     Fax:   +61 3 9609 4372

                                                    Geof Stapledon Tel:     +44 20 7802 4176
                                                                   Fax:     +44 20 7802 3054


Sponsor: Absa Capital (the investment banking division of Absa Bank Limited, affiliated with
Barclays)




                                                

Date: 23/08/2013 07:09:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). 
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