Wrap Text
Expiry of 96,904,767 Unquoted Options
FIRESTONE ENERGY LIMITED
(Incorporated in Australia)
(Registration number ABN 058 436 794)
Share code on the JSE Limited: FSE
Share code on the ASX: FSE
ISIN: AU000000FSE6
(SA company registration number 2008/023973/10)
("FSE" or "the Company")
1 July 2013
Company Announcements Office
Australian Securities Exchange Limited
Expiry of 96,904,767 Unquoted Options
Firestone Energy Limited (ASX/JSE: FSE) (the “Company” or “FSE”) wishes to advise that
96,904,767 (6 cent) unquoted options (FSEAO) expired on 30 June 2013.
These options will now be cancelled and an appendix 3b indicating the current share
structure of the Company is attached.
Yours sincerely,
Mr Jerry Monzu
Company Secretary
Appendix 3B
New issue announcement
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
Appendix 3B
New issue announcement,
application for quotation of additional securities
and agreement
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 01/07/96 Origin: Appendix 5 Amended 01/07/98, 01/09/99, 01/07/00, 30/09/01, 11/03/02, 01/01/03, 24/10/05, 01/08/12
Name of entity
Firestone Energy Limited (FSE)
ABN
71 058 436 794
We (the entity) give ASX the following information.
Part 1 - All issues
You must complete the relevant sections (attach sheets if there is not enough space).
1 +Class of +securities issued or to
be issued
2 Number of +securities issued or to
be issued (if known) or maximum
number which may be issued
3 Principal terms of the +securities Cancellation of 96,904,767 (6 cent) 30 June
(eg, if options, exercise price and 2013 unlisted options (FSEAO)- expired
expiry date; if partly paid unexercised.
+securities, the amount outstanding
and due dates for payment; if
+convertible securities, the
conversion price and dates for
conversion)
+ See chapter 19 for defined terms.
01/08/2012 Appendix 3B Page 1
282291MPOLE/3533331.4
Appendix 3B
New issue announcement
4 Do the +securities rank equally in
all respects from the date of
allotment with an existing +class of
quoted +securities?
If the additional securities do not
rank equally, please state:
• the date from which they do
• the extent to which they
participate for the next
dividend, (in the case of a trust,
distribution) or interest
payment
• the extent to which they do not
rank equally, other than in
relation to the next dividend,
distribution or interest payment
5 Issue price or consideration
6 Purpose of the issue
(If issued as consideration for the
acquisition of assets, clearly
identify those assets)
6a Is the entity an +eligible entity that Yes
has obtained security holder
approval under rule 7.1A?
If Yes, complete sections 6b – 6h
in relation to the +securities the
subject of this Appendix 3B, and
comply with section 6i
6b The date the security holder 28 November 2012
resolution under rule 7.1A was
passed
6c Number of +securities issued
without security holder approval
under rule 7.1
6d Number of +securities issued with N/A
security holder approval under rule
7.1A
+ See chapter 19 for defined terms.
Appendix 3B Page 2 01/08/2012
Appendix 3B
New issue announcement
6e Number of +securities issued with N/A
security holder approval under rule
7.3, or another specific security
holder approval (specify date of
meeting)
6f Number of securities issued under N/A
an exception in rule 7.2
6g If securities issued under rule N/A
7.1A, was issue price at least 75%
of 15 day VWAP as calculated
under rule 7.1A.3 Include the
issue date and both values. Include
the source of the VWAP
calculation.
6h If securities were issued under rule N/A
7.1A for non-cash consideration,
state date on which valuation of
consideration was released to ASX
Market Announcements
6i Calculate the entity’s remaining 342,649,578
issue capacity under rule 7.1 and
rule 7.1A – complete Annexure 1
and release to ASX Market
Announcements
7 Dates of entering +securities into
uncertificated holdings or despatch
of certificates
Number +Class
8 Number and +class of all 3,549,698,723 Ordinary fully paid
+securities quoted on ASX shares
(including the securities in section
2 if applicable)
48,395,000 FSEO: Options
exercisable at $0.04 per
share and expiring on 31
May 2014.
+ See chapter 19 for defined terms.
01/08/2012 Appendix 3B Page 3
282291MPOLE/3533331.4
Appendix 3B
New issue announcement
Number +Class
9 Number and +classof all Unlisted Options
+securities not quoted on ASX
(including the securities in section
2 if applicable)
25,875,000 FSEAI Exercise price 6 cents
Expires 30 Jun 2014
40,000,000 Exercise price 2.5 cents
Expires 19 Sept 2014
2015 Options
300,000,000 Exercise price 2.5 cents
Expires 31 Jan 2015
Unlisted Secured
Convertible Notes
Conversion price
27,145,000 $0.025 per share
Maturity date
31 January 2017
10 Dividend policy (in the case of a N/A
trust, distribution policy) on the
increased capital (interests)
Part 2 - Bonus issue or pro rata issue
11 Is security holder approval N/A
required?
12 Is the issue renounceable or non- N/A
renounceable?
13 Ratio in which the +securities will N/A
be offered
14 +Class of +securities to which the N/A
offer relates
15 +Record date to determine
entitlements N/A
16 Will holdings on different registers N/A
(or subregisters) be aggregated for
calculating entitlements?
+ See chapter 19 for defined terms.
Appendix 3B Page 4 01/08/2012
Appendix 3B
New issue announcement
17 Policy for deciding entitlements in N/A
relation to fractions
18 Names of countries in which the N/A
entity has +security holders who
will not be sent new issue
documents
Note: Security holders must be told how their
entitlements are to be dealt with.
Cross reference: rule 7.7.
19 Closing date for receipt of N/A
acceptances or renunciations
+ See chapter 19 for defined terms.
01/08/2012 Appendix 3B Page 5
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Appendix 3B
New issue announcement
20 Names of any underwriters N/A
21 Amount of any underwriting fee or N/A
commission
22 Names of any brokers to the issue N/A
23 Fee or commission payable to the N/A
broker to the issue
24 Amount of any handling fee payable N/A
to brokers who lodge acceptances
or renunciations on behalf of
+security holders
25 If the issue is contingent on N/A
+security holders’ approval, the date
of the meeting
26 Date entitlement and acceptance N/A
form and prospectus or Product
Disclosure Statement will be sent to
persons entitled
27 If the entity has issued options, and N/A
the terms entitle option holders to
participate on exercise, the date on
which notices will be sent to option
holders
28 Date rights trading will begin (if N/A
applicable)
29 Date rights trading will end (if N/A
applicable)
30 How do +security holders sell their N/A
entitlements in full through a
broker?
31 How do +security holders sell part N/A
of their entitlements through a
broker and accept for the balance?
32 How do +security holders dispose of N/A
their entitlements (except by sale
through a broker)?
+ See chapter 19 for defined terms.
Appendix 3B Page 6 01/08/2012
Appendix 3B
New issue announcement
33 +Despatch date N/A
Part 3 - Quotation of securities
You need only complete this section if you are applying for quotation of securities
34 Type of securities
(tick one)
(a) Securities described in Part 1
(b) All other securities
Example: restricted securities at the end of the escrowed period, partly paid securities that become fully paid, employee
incentive share securities when restriction ends, securities issued on expiry or conversion of convertible securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
Tick to indicate you are providing the information or
documents
35 If the +securities are +equity securities, the names of the 20 largest holders of the
additional +securities, and the number and percentage of additional +securities held by
those holders
36 If the +securities are +equity securities, a distribution schedule of the additional
+securities setting out the number of holders in the categories
1 - 1,000
1,001 - 5,000
5,001 - 10,000
10,001 - 100,000
100,001 and over
37 A copy of any trust deed for the additional +securities
+ See chapter 19 for defined terms.
01/08/2012 Appendix 3B Page 7
282291MPOLE/3533331.4
Appendix 3B
New issue announcement
Entities that have ticked box 34(b)
38 Number of securities for which N/A
+quotation is sought
39 Class of +securities for which N/A
quotation is sought
40 Do the +securities rank equally in all N/A
respects from the date of allotment
with an existing +class of quoted
+securities?
If the additional securities do not
rank equally, please state:
• the date from which they do
• the extent to which they
participate for the next dividend,
(in the case of a trust,
distribution) or interest payment
• the extent to which they do not
rank equally, other than in
relation to the next dividend,
distribution or interest payment
41 Reason for request for quotation N/A
now
Example: In the case of restricted securities, end of
restriction period
(if issued upon conversion of
another security, clearly identify that
other security)
Number +Class
42 Number and +class of all +securities N/A
quoted on ASX (including the
securities in clause 38)
+ See chapter 19 for defined terms.
Appendix 3B Page 8 01/08/2012
Appendix 3B
New issue announcement
Quotation agreement
1 +Quotationof our additional +securities is in ASX’s absolute discretion. ASX may
quote the +securities
on any conditions it decides.
2 We warrant the following to ASX.
• The issue of the +securities to be quoted complies with the law and is not
for an illegal purpose.
• There is no reason why those +securities should not be granted +quotation.
• An offer of the +securities for sale within 12 months after their issue will
not require disclosure under section 707(3) or section 1012C(6) of the
Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers for the securities in order to be able to give
this warranty
• Section 724 or section 1016E of the Corporations Act does not apply to any
applications received by us in relation to any +securities to be quoted and
that no-one has any right to return any +securities to be quoted under
sections 737, 738 or 1016F of the Corporations Act at the time that we
request that the +securities be quoted.
• If we are a trust, we warrant that no person has the right to return the
+securities to be quoted under section 1019B of the Corporations Act at the
time that we request that the +securities be quoted.
3 We will indemnify ASX to the fullest extent permitted by law in respect of any
claim, action or expense arising from or connected with any breach of the
warranties in this agreement.
4 We give ASX the information and documents required by this form. If any
information or document not available now, will give it to ASX before +quotation
of the +securities begins. We acknowledge that ASX is relying on the information
and documents. We warrant that they are (will be) true and complete.
Date: 01/July/2013
Signhere: ............................................................
(Company secretary)
Print name: Jerry Monzu
== == == == ==
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
== == == == ==
+ See chapter 19 for defined terms.
01/08/2012 Appendix 3B Page 9
Appendix 3B
New issue announcement
Appendix 3B – Annexure 1
Calculation of placement capacity under rule 7.1 and rule 7.1A for
+eligible entities
Introduced 01/08/12
Part 1
Rule 7.1 – Issues exceeding 15% of capital
Step 1: Calculate “A”, the base figure from which the placement capacity is calculated
Insert number of fully paid ordinary 2,793,339,361
securities on issue 12 months before date
of issue or agreement to issue
Add the following: Issues under an exception to rule 7.2
• Number of fully paid ordinary securities Nil
issued in that 12 month period under an
exception in rule 7.2
Issues with Shareholder Approval
• Number of fully paid ordinary securities
issued in that 12 month period with 3 Aug 2011 Issue to S708(A) investor 15,000,000
shareholder approval
• Number of partly paid ordinary securities 8 Sept 2011 Issue to S708(A) investor 150,336,423
that became fully paid in that 12 month
period 22 Feb 2012 Issue to S708(A) in lieu of interest payable 155,202,857
Note:
• Include only ordinary securities here –
other classes of equity securities cannot
be added
• Include here (if applicable) the securities
the subject of the Appendix 3B to which
this form is annexed
• It may be useful to set out issues of
securities on different dates as separate
line items
Subtract the number of fully paid ordinary Nil
securities cancelled during that 12 month
period
“A” 3,113,878,641
Step 2: Calculate 15% of “A”
“B” 0.15
+ See chapter 19 for defined terms.
Appendix 3B Page 10 01/08/2012
Appendix 3B
New issue announcement
[Note: this value cannot be changed]
Multiply “A” by 0.15 467,081,796
Step 3: Calculate “C”, the amount of placement capacity under rule 7.1 that has
already been used
Insert number of equity securities Issues with No Shareholder Approval
issued or agreed to be issued in that
12 month period not counting those
5 Feb 2013 Issue to (708A) investor in lieu of loan payable 194,674,462
issued:
5 Feb 2013 Issue to (708A) investor in lieu of interest payable 241,145,620
• Under an exception in rule 7.2
• Under rule 7.1A
• With security holder approval
under rule 7.1 or rule 7.4
Note:
• This applies to equity securities,
unless specifically excluded – not
just ordinary securities
• Include here (if applicable ) the
securities the subject of the
Appendix 3B to which this form is
annexed
• It may be useful to set out issues
of securities on different dates as
separate line items
“C” 435,820,082
Step 4: Subtract “C” from [“A” x “B”] to calculate remaining placement capacity
under rule 7.1
“A” x 0.15 467,081,796
Note: number must be same as shown
in Step 2
Subtract “C” 435,820,082
Note: number must be same as shown
in Step 3
Total [“A” x 0.15] – “C” [Note: this is the remaining placement capacity under rule 7.1]
31,261,714
+ See chapter 19 for defined terms.
01/08/2012 Appendix 3B Page 11
Appendix 3B
New issue announcement
Part 2
Rule 7.1A – Additional placement capacity for eligible entities
Step 1: Calculate “A”, the base figure from which the placement capacity is
calculated
“A” 3,113,878,641
Note: number must be same as
shown in Step 1 of Part 1
Step 2: Calculate 10% of “A”
“D” 0.10
Note: this value cannot be changed
Multiply “A” by 0.10 311,387,864
Step 3: Calculate “E”, the amount of placement capacity under rule 7.1A that
has already been used
Insert number of equity securities Nil
issued or agreed to be issued in
that 12 month period under rule
7.1A
Notes:
• This applies to equity
securities – not just ordinary
securities
• Include here – if applicable –
the securities the subject of the
Appendix 3B to which this form
is annexed
• Do not include equity securities
issued under rule 7.1 (they
must be dealt with in Part 1), or
for which specific security
holder approval has been
obtained
• It may be useful to set out
issues of securities on different
dates as separate line items
“E” Nil
+ See chapter 19 for defined terms.
Appendix 3B Page 12 01/08/2012
Appendix 3B
New issue announcement
Step 4: Subtract “E” from [“A” x “D”] to calculate remaining
placement capacity under rule 7.1A
“A” x 0.10 311,387,864
Note: number must be same as shown in
Step 2
Subtract “E” Nil
Note: number must be same as shown in
Step 3
Total [“A” x 0.10] – “E” Note: this is the remaining placement
capacity under rule 7.1A
311,387,864
+ See chapter 19 for defined terms.
01/08/2012 Appendix 3B Page 13
Johannesburg
1 July 2013
Sponsor
River Group
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