To view the PDF file, sign up for a MySharenet subscription.

LONRHO PLC - Public opening position disclosure - dealing disclosure by a person with interests in relevant securities

Release Date: 29/05/2013 08:01
Code(s): LAF     PDF:  
Wrap Text
Public opening position disclosure - dealing disclosure by a person with interests in relevant securities

         Lonrho Plc
         (Incorporated and registered in England and Wales)
         (Registration number 2805337)
         JSE share code: LAF; ISIN number: GB0002568813
         (“the company”)
         Primary listing on the LSE and secondary listing on the AltX of the JSE
         Date



         PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A
         PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
         OR MORE


                                                                                                  FORM 8.3

         Rule 8.3 of the Takeover Code (the “Code”)

         1.      KEY INFORMATION

      (a) Identity of the person whose positions/dealings are          ZESIGER CAPITAL GROUP LLC, as
          being disclosed:                                             discretionary investment manager
      (b) Owner or controller of interests and short positions
          disclosed, if different from 1(a):
          The naming of nominee or vehicle companies is insufficient
      (c) Name of offeror/offeree in relation to whose relevant        Lonrho PLC
          securities this form relates:
          Use a separate form for each offeror/offeree
      (d) If an exempt fund manager connected with an
          offeror/offeree, state this and specify identity of
          offeror/offeree:
                                                                          th
      (e) Date position held/dealing undertaken:                       24 May 2013

      (f) Has the discloser previously disclosed, or are they          NO
          today disclosing, under the Code in respect of any other
          party to this offer?

         2.      POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)      Interests and short positions in the relevant securities of the offeror or offeree to which the
         disclosure relates following the dealing (if any)

         Class of relevant security:                                1 pence Ordinary Shares

                                                           Interests                  Short positions
                                                        Number            %           Number          %
      (1) Relevant securities owned and/or            190,869,837        11.47           -            -
          controlled:
      (2) Derivatives (other than options):                 -                  -         -                 -
      (3) Options and agreements to                         -                  -         -                 -
          purchase/sell:
                                                      190,869,837        11.47           -                 -
         TOTAL:
      All interests and all short positions should be disclosed.

      Details of any open derivative or option positions, or agreements to purchase or sell relevant
      securities, should be given on a Supplemental Form 8 (Open Positions).

(b)   Rights to subscribe for new securities (including directors’ and other executive options)

      Class of relevant security in relation to
      which subscription right exists:
      Details, including nature of the rights
      concerned and relevant percentages:

      If there are positions or rights to subscribe to disclose in more than one class of relevant securities of
      the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of
      relevant security.

      3.          DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

      (a)         Purchases and sales

             Class of relevant          Purchase/sale          Number of securities           Price per unit
                 security



      (b)         Derivatives transactions (other than options)

          Class of                Product             Nature of dealing          Number of       Price per unit
      relevant security          description        e.g. opening/closing a       reference
                                  e.g. CFD            long/short position,       securities
                                                    increasing/reducing a
                                                       long/short position



      (c)         Options transactions in respect of existing securities

      (i)         Writing, selling, purchasing or varying

      Class of        Product          Writing,       Number       Exercise      Type       Expiry      Option
      relevant       description     purchasing,          of       price per      e.g.       date       money
      security         e.g. call       selling,      securities       unit     American,                 paid/
                        option       varying etc.     to which                 European                received
                                                       option                     etc.                 per unit
                                                       relates



      (ii)        Exercising

             Class of relevant       Product description       Number of securities        Exercise price per
                 security               e.g. call option                                          unit
   (d)     Other dealings (including subscribing for new securities)

    Class of relevant             Nature of dealing                  Details             Price per unit (if
        security            e.g. subscription, conversion                                   applicable)



   The currency of all prices and other monetary amounts should be stated.

   Where there have been dealings in more than one class of relevant securities of the offeror or offeree
   named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant
   security dealt in.

   4.      OTHER INFORMATION

   (a)     Indemnity and other dealing arrangements

   Details of any indemnity or option arrangement, or any agreement or understanding, formal or
   informal, relating to relevant securities which may be an inducement to deal or refrain from
   dealing entered into by the person making the disclosure and any party to the offer or any
   person acting in concert with a party to the offer:
   If there are no such agreements, arrangements or understandings, state “none”

   None


   (b)     Agreements, arrangements or understandings relating to options or derivatives

     Details of any agreement, arrangement or understanding, formal or informal, between the
     person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any
     derivative is referenced:
     If there are no such agreements, arrangements or understandings, state “none”

   None


   (c)     Attachments

   Is a Supplemental Form 8 (Open Positions) attached?                                           NO



                                                            th
   Date of disclosure:                                  28 May 2013

   Contact name:                                        Mary Estabil

   Telephone number:                                    212-508-6332


   Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and
   must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market
   Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements
   on +44 (0)20 7638 0129.

   The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
29 May 2013



Enquiries:
Lonrho Plc (London) +44 (0) 20 7016 5105
Geoffrey White
David Armstrong
FTI Consulting (London) +44 (0) 20 7831 3113
Edward Westropp
Georgina Goodhew
JSE Sponsor
Java Capital

Date: 29/05/2013 08:01:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). 
The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of
 the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct, 
indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on,
 information disseminated through SENS.

Share This Story