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OLD MUTUAL PLC - Transaction by Directors

Release Date: 22/05/2013 14:50
Code(s): OML     PDF:  
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Transaction by Directors

OLD MUTUAL PLC
ISIN CODE: GB0007389926
JSE SHARE CODE: OML
NSX SHARE CODE: OLM
ISSUER CODE: OLOML

Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected
Persons
All relevant boxes should be completed in block capital letters.

 1.    Name of the issuer                                          2.    State whether the notification relates to (i) a
                                                                         transaction notified in accordance with DTR 3.1.2
       OLD MUTUAL PLC                                                    R, (ii) a disclosure made in accordance with LR
                                                                         9.8.6R(1) or (iii) a disclosure made in accordance
                                                                         with section 793 of the Companies Act (2006).

                                                                         DTR 3.1.2R
 3.    Name       of      person    discharging     managerial     4.    State whether notification relates to a person
       responsibilities/director                                         connected with a person discharging managerial
                                                                         responsibilities/director named in 3 and identify
       PAUL HANRATTY, GROUP OPERATING OFFICER                            the connected person

                                                                         N/A
 5.    Indicate whether the notification is in respect of a        6.    Description     of shares      (including    class),
       holding of the person referred to in 3 or 4 above or in           debentures or derivatives or financial instruments
                                           1
       respect of a non-beneficial interest                              relating to shares

       IN RESPECT OF THE PERSON NAMED IN 3 ABOVE
                                                                         ORDINARY 11 3/7p SHARES

 7.    Name of registered shareholder(s) and, if more than         8     State the nature of the transaction
       one, the number of shares held by each of them
                                                                         PARTIAL EXERCISE AND SALE OF MARKET
       313,169 EXCLUDING UNVESTED SHARE                                  VALUE    SHARE    OPTION     ORIGINALLY
       INCENTIVE AWARDS AND VESTED BUT                                   GRANTED ON 8 APRIL 2009 WITH AN
       UNEXERCISED SHARE OPTIONS.
                                                                         EXERCISE PRICE OF £0.541 PER SHARE

                                                                         277,182 SHARES EXERCISED. SOLD ALL
                                                                         SHARES AT £2.158 PER SHARE

 9.    Number of shares, debentures or financial instruments       10.   Percentage of issued class acquired (treasury
       relating to shares acquired                                       shares of that class should not be taken into
                                                                         account when calculating percentage)
       277,182 SHARES
                                                                         0.006%

 11.   Number of shares, debentures or financial instruments       12.   Percentage of issued class disposed (treasury
       relating to shares disposed                                       shares of that class should not be taken into
                                                                         account when calculating percentage)
       277,182 SHARES
                                                                         0.006%

 13.   Price per share or value of transaction                     14.   Date and place of transaction

       AS DESCRIBED IN 8 ABOVE                                           21 MAY 2013 - LONDON

 15.   Total holding following notification and total percentage   16.   Date issuer informed of transaction
       holding following notification (any treasury shares
       should not be taken into account when calculating                 21 MAY 2013
       percentage)

       313,169 SHARES (0.006%) EXCLUDING UNVESTED
       SHARE INCENTIVE AWARDS AND VESTED BUT
       UNEXERCISED SHARE OPTIONS.
If a person discharging managerial responsibilities has been granted options by the issuer complete the

following boxes


  17    Date of grant                                         18.   Period during which or date on which exercisable



  19.   Total amount paid (if any) for grant of the option    20.   Description of shares or debentures involved (class
                                                                    and number)


  21.   Exercise price (if fixed at time of grant) or         22.   Total number of shares or debentures over which
        indication that price is to be fixed at the time of         options held following notification
        exercise




  23.   Any additional information                            24.   Name of contact and telephone number for queries

                                                                    WILLIAM BALDWIN-CHARLES
                                                                    HEAD OF CORPORATE AFFAIRS
                                                                    +44 20 7002 7133




  Name of authorised official of issuer responsible for making notification:

  MARTIN MURRAY, GROUP COMPANY SECRETARY


  Date of notification: 22 MAY 2013



Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer
should complete boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes
1 to 4, 6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging managerial
responsibilities should complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than
a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.



Sponsor

Merrill Lynch South Africa (Pty) Limited

Date: 22/05/2013 02:50:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). 
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