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Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
OLD MUTUAL PLC
ISIN CODE: GB0007389926
JSE SHARE CODE: OML
NSX SHARE CODE: OLM
ISSUER CODE: OLOML
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected
Persons
All relevant boxes should be completed in block capital letters.
1. Name of the issuer 2. State whether the notification relates to (i) a transaction
notified in accordance with DTR 3.1.2 R, (ii) a disclosure
made in accordance with LR 9.8.6R(1) or (iii) a disclosure
OLD MUTUAL PLC made in accordance with section 793 of the Companies Act
(2006).
DTR 3.1.2R
3. Name of person discharging managerial responsibilities/director 4. State whether notification relates to a person connected with a
person discharging managerial responsibilities/director named
in 3 and identify the connected person
• PHILIP BROADLEY, GROUP FINANCE
DIRECTOR
• PAUL HANRATTY, GROUP OPERATING N/A
OFFICER
• JULIAN ROBERTS, GROUP CHIEF
EXECUTIVE
• DONALD SCHNEIDER, GROUP HR
DIRECTOR
5. Indicate whether the notification is in respect of a holding of the 6. Description of shares (including class), debentures or
person referred to in 3 or 4 above or in respect of a non-beneficial derivatives or financial instruments relating to shares
interest1
IN RESPECT OF THOSE NAMED IN 3 ABOVE ORDINARY 11 3/7p SHARES
7. Name of registered shareholder(s) and, if more than one, the 8 State the nature of the transaction
number of shares held by each of them
VESTING, EXERCISE AND SALE OF NIL-
• PHILIP BROADLEY – 513,434* COST OPTION SHARES ORIGINALLY
• PAUL HANRATTY – 313,169* GRANTED ON 13 MAY 2010
• JULIAN ROBERTS – 1,544,556*
• DONALD SCHNEIDER – 78,012* PHILIP BROADLEY – 929,571 SHARES
VESTED. SOLD ALL SHARES AT £2.16283
*THESE TOTALS EXCLUDE UNVESTED PER SHARE
SHARE INCENTIVE AWARDS AND VESTED
BUT UNEXERCISED SHARE OPTIONS. PAUL HANRATTY – 401,405 SHARES
VESTED. SOLD ALL SHARES AT £2.16283
PER SHARE
JULIAN ROBERTS – 1,402,805 SHARES
VESTED. SOLD 981,964 SHARES AT £2.16283
PER SHARE
DONALD SCHNEIDER – 334,646 SHARES
VESTED. SOLD 284,646 SHARES AT £2.16283
PER SHARE
9. Number of shares, debentures or financial instruments relating to 10 Percentage of issued class acquired (treasury shares of that
shares acquired class should not be taken into account when calculating
percentage)
• PHILIP BROADLEY – 929,571 SHARES
• PAUL HANRATTY – 401,405 SHARES • PHILIP BROADLEY – 0.02%
• JULIAN ROBERTS – 1,402,805 SHARES • PAUL HANRATTY – 0.01%
• DONALD SCHNEIDER – 334,646 SHARES • JULIAN ROBERTS – 0.03%
• DONALD SCHNEIDER – 0.01%
11. Number of shares, debentures or financial instruments relating to 12 Percentage of issued class disposed (treasury shares of that
shares disposed class should not be taken into account when calculating
percentage)
• PHILIP BROADLEY – 929,571 SHARES
• PAUL HANRATTY – 401,405 SHARES • PHILIP BROADLEY – 0.02%
• JULIAN ROBERTS – 981,964 SHARES • PAUL HANRATTY – 0.01%
• DONALD SCHNEIDER – 284,646 SHARES • JULIAN ROBERTS – 0.02%
• DONALD SCHNEIDER – 0.01%
13. Price per share or value of transaction 14 Date and place of transaction
AS DESCRIBED IN 8 ABOVE 13 AND 14 MAY 2013 - LONDON
15. Total holding following notification and total percentage holding 16 Date issuer informed of transaction
following notification (any treasury shares should not be taken into
account when calculating percentage)
14 MAY 2013
• PHILIP BROADLEY – 513,434* - 0.01%
• PAUL HANRATTY – 313,169* - 0.01%
• JULIAN ROBERTS – 1,965,397* – 0.04%
• DONALD SCHNEIDER – 128,012* – 0.00%
*THESE TOTALS EXCLUDE UNVESTED
SHARE INCENTIVE AWARDS AND VESTED
BUT UNEXERCISED SHARE OPTIONS.
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17 Date of grant 18. Period during which or date on which exercisable
19. Total amount paid (if any) for grant of the option 20. Description of shares or debentures involved (class and number)
21. Exercise price (if fixed at time of grant) or indication that 22. Total number of shares or debentures over which options held
price is to be fixed at the time of exercise following notification
23. Any additional information 24. Name of contact and telephone number for queries
WILLIAM BALDWIN-CHARLES
HEAD OF CORPORATE AFFAIRS
+44 20 7002 7133
Name of authorised official of issuer responsible for making notification:
MARTIN MURRAY, GROUP COMPANY SECRETARY
Date of notification: 14 MAY 2013
Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete
boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8,
13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities
should complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a
debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Lead Sponsor:
Merrill Lynch South Africa (Pty) Ltd
Joint Sponsor:
Nedbank Capital
Date: 14/05/2013 05:15:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
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