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OLD MUTUAL PLC - Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons

Release Date: 09/04/2013 15:00
Code(s): OML     PDF:  
Wrap Text
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons

OLD MUTUAL PLC
ISIN CODE GB00B77J0862
JSE SHARE CODE OML
NSX SHARE CODE OLM
ISSUER CODE OLOML

Annex DTR3

Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected
Persons

All relevant boxes should be completed in block capital letters.

  1.     Name of the issuer                                     2.    State whether the notification relates to (i) a transaction notified in
                                                                      accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance
                                                                      with LR 9.8.6R(1) or (iii) a disclosure made in accordance with section
         OLD MUTUAL PLC                                               793 of the Companies Act (2006).

                                                                      DTR 3.1.2R

  3.     Name of person discharging managerial                  4.    State whether notification relates to a person connected with a person
         responsibilities/director                                    discharging managerial responsibilities/director named in 3 and
                                                                      identify the connected person
         •    PHILIP BROADLEY, GROUP
              FINANCE DIRECTOR                                        N/A
         •    IAN GLADMAN, GROUP
              STRATEGY DIRECTOR
         •    PAUL HANRATTY, GROUP
              OPERATING OFFICER
         •    CARLTON HOOD, GROUP
              CUSTOMER DIRECTOR
         •    SUE KEAN, CHIEF RISK
              OFFICER
         •    JULIAN ROBERTS, GROUP
              CHIEF EXECUTIVE
         •    DON SCHNEIDER, GROUP HR
              DIRECTOR

  5.     Indicate whether the notification is in respect of     6.    Description of shares (including class), debentures or derivatives or
         a holding of the person referred to in 3 or 4                financial instruments relating to shares
         above or in respect of a non-beneficial interest1

  7.     Name of registered shareholders(s) and, if more        8     State the nature of the transaction
         than one, the number of shares held by each of
         them

  9.     Number of shares, debentures or financial              10.   Percentage of issued class acquired (treasury shares of that class should
         instruments relating to shares acquired                      not be taken into account when calculating percentage)

  11.    Number of shares, debentures or financial              12.   Percentage of issued class disposed (treasury shares of that class should
         instruments relating to shares disposed                      not be taken into account when calculating percentage)

  13.    Price per share or value of transaction                14.   Date and place of transaction

  15.    Total holding following notification and total         16.   Date issuer informed of transaction
         percentage holding following notification (any
         treasury shares should not be taken into account
         when calculating percentage)


If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes


  17    Date of grant                                           18.   Period during which or date on which exercisable
      8 APRIL 2013                                                SUBJECT TO SUCCESSFUL ACHIEVEMENT OF
                                                                  PERFORMANCE TARGETS:

                                                                  50% BETWEEN 8 APRIL 2016 AND 7 APRIL 2023
                                                                  50% BETWEEN 8 APRIL 2017 AND 7 APRIL 2023


19.   Total amount paid (if any) for grant of the option    20.   Description of shares or debentures involved (class and number)

      NIL                                                         ORDINARY 11 3/7p SHARES

                                                                  • PHILIP BROADLEY – 758,746 SHARES UNDER
                                                                    OPTION
                                                                  • IAN GLADMAN – 273,920 SHARES UNDER
                                                                    OPTION
                                                                  • PAUL HANRATTY – 565,844 SHARES UNDER
                                                                    OPTION
                                                                  • CARLTON HOOD – 106,996 SHARES UNDER
                                                                    OPTION
                                                                  • SUE KEAN – 144,034 SHARES UNDER OPTION
                                                                  • JULIAN ROBERTS – 1,138,118 SHARES UNDER
                                                                    OPTION
                                                                  • DON SCHNEIDER – 281,636 SHARES UNDER
                                                                    OPTION

21.   Exercise price (if fixed at time of grant) or         22.   Total number of shares or debentures over which options held
      indication that price is to be fixed at the time of         following notification *
      exercise
                                                                  • PHILIP BROADLEY – 4,517,024 SHARES UNDER
      NIL                                                           OPTION
                                                                  • IAN GLADMAN – 870,180 SHARES UNDER
                                                                    OPTION
                                                                  • PAUL HANRATTY – 3,776,127 SHARES UNDER
                                                                    OPTION
                                                                  • CARLTON HOOD – 202,478 SHARES UNDER
                                                                    OPTION
                                                                  • SUE KEAN – 433,926 SHARES UNDER OPTION
                                                                  • JULIAN ROBERTS – 6,845,660 SHARES UNDER
                                                                    OPTION
                                                                  • DON SCHNEIDER – 1,656,044 SHARES UNDER
                                                                    OPTION

                                                                  *THESE TOTALS INCLUDE NIL COST OPTIONS,
                                                                  MARKET VALUE SHARE OPTIONS AND
                                                                  SHARESAVE OPTIONS.

23.   Any additional information                            24.   Name of contact and telephone number for queries

                                                                  WILLIAM BALDWIN-CHARLES
                                                                  HEAD OF CORPORATE AFFAIRS
                                                                  +44 20 7002 7133




Name of authorised official of issuer responsible for making notification:

MARTIN MURRAY, GROUP COMPANY SECRETARY
  Date of notification: 9   APRIL 2013



Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete
boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8,
13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities
should complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a
debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.

Lead sponsor:
Merrill Lynch South Africa (Pty) Ltd

Joint sponsor:
Nedbank Capital

Date: 09/04/2013 03:00:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). 
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