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Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
OLD MUTUAL PLC
ISIN CODE GB00B77J0862
JSE SHARE CODE OML
NSX SHARE CODE OLM
ISSUER CODE OLOML
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected
Persons
All relevant boxes should be completed in block capital letters.
1. Name of the issuer 2. State whether the notification relates to (i) a transaction notified in
accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance
with LR 9.8.6R(1) or (iii) a disclosure made in accordance with section
OLD MUTUAL PLC 793 of the Companies Act (2006).
DTR 3.1.2R
3. Name of person discharging managerial 4. State whether notification relates to a person connected with a person
responsibilities/director discharging managerial responsibilities/director named in 3 and
identify the connected person
• PHILIP BROADLEY, GROUP
FINANCE DIRECTOR N/A
• IAN GLADMAN, GROUP
STRATEGY DIRECTOR
• PAUL HANRATTY, GROUP
OPERATING OFFICER
• CARLTON HOOD, GROUP
CUSTOMER DIRECTOR
• SUE KEAN, CHIEF RISK
OFFICER
• JULIAN ROBERTS, GROUP
CHIEF EXECUTIVE
• DON SCHNEIDER, GROUP HR
DIRECTOR
5. Indicate whether the notification is in respect of 6. Description of shares (including class), debentures or derivatives or
a holding of the person referred to in 3 or 4 financial instruments relating to shares
above or in respect of a non-beneficial interest1
7. Name of registered shareholders(s) and, if more 8 State the nature of the transaction
than one, the number of shares held by each of
them
9. Number of shares, debentures or financial 10. Percentage of issued class acquired (treasury shares of that class should
instruments relating to shares acquired not be taken into account when calculating percentage)
11. Number of shares, debentures or financial 12. Percentage of issued class disposed (treasury shares of that class should
instruments relating to shares disposed not be taken into account when calculating percentage)
13. Price per share or value of transaction 14. Date and place of transaction
15. Total holding following notification and total 16. Date issuer informed of transaction
percentage holding following notification (any
treasury shares should not be taken into account
when calculating percentage)
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17 Date of grant 18. Period during which or date on which exercisable
8 APRIL 2013 SUBJECT TO SUCCESSFUL ACHIEVEMENT OF
PERFORMANCE TARGETS:
50% BETWEEN 8 APRIL 2016 AND 7 APRIL 2023
50% BETWEEN 8 APRIL 2017 AND 7 APRIL 2023
19. Total amount paid (if any) for grant of the option 20. Description of shares or debentures involved (class and number)
NIL ORDINARY 11 3/7p SHARES
• PHILIP BROADLEY – 758,746 SHARES UNDER
OPTION
• IAN GLADMAN – 273,920 SHARES UNDER
OPTION
• PAUL HANRATTY – 565,844 SHARES UNDER
OPTION
• CARLTON HOOD – 106,996 SHARES UNDER
OPTION
• SUE KEAN – 144,034 SHARES UNDER OPTION
• JULIAN ROBERTS – 1,138,118 SHARES UNDER
OPTION
• DON SCHNEIDER – 281,636 SHARES UNDER
OPTION
21. Exercise price (if fixed at time of grant) or 22. Total number of shares or debentures over which options held
indication that price is to be fixed at the time of following notification *
exercise
• PHILIP BROADLEY – 4,517,024 SHARES UNDER
NIL OPTION
• IAN GLADMAN – 870,180 SHARES UNDER
OPTION
• PAUL HANRATTY – 3,776,127 SHARES UNDER
OPTION
• CARLTON HOOD – 202,478 SHARES UNDER
OPTION
• SUE KEAN – 433,926 SHARES UNDER OPTION
• JULIAN ROBERTS – 6,845,660 SHARES UNDER
OPTION
• DON SCHNEIDER – 1,656,044 SHARES UNDER
OPTION
*THESE TOTALS INCLUDE NIL COST OPTIONS,
MARKET VALUE SHARE OPTIONS AND
SHARESAVE OPTIONS.
23. Any additional information 24. Name of contact and telephone number for queries
WILLIAM BALDWIN-CHARLES
HEAD OF CORPORATE AFFAIRS
+44 20 7002 7133
Name of authorised official of issuer responsible for making notification:
MARTIN MURRAY, GROUP COMPANY SECRETARY
Date of notification: 9 APRIL 2013
Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete
boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8,
13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities
should complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a
debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Lead sponsor:
Merrill Lynch South Africa (Pty) Ltd
Joint sponsor:
Nedbank Capital
Date: 09/04/2013 03:00:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
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