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OLD MUTUAL PLC - Public Opening Position Disclosure - Form 8.3

Release Date: 07/01/2013 17:25
Code(s): OML     PDF:  
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Public Opening Position Disclosure - Form 8.3

OLD MUTUAL PLC
ISIN CODE: GB0007389926
ISSUER CODE: OLOML
JSE SHARE CODE: OML
NSX SHARE CODE: OLM

           FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
       A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
                         Rule 8.3 of the Takeover Code (the “Code”)

1.       KEY INFORMATION

(a) Identity of the person whose positions/dealings are                       Old Mutual plc
    being disclosed:
                                                                            (and subsidiaries)
(b) Owner or controller of interests and short positions
    disclosed, if different from 1(a):
    The naming of nominee or vehicle companies is insufficient
(c) Name of offeror/offeree in relation to whose relevant                 Valiant Petroleum Plc
    securities this form relates:
    Use a separate form for each offeror/offeree
                                                                          ISIN – GB00B2NJD643

(d) If an exempt fund manager connected with an
    offeror/offeree, state this and specify identity of
    offeror/offeree:
(e) Date position held/dealing undertaken:                                  04 January 2013

(f) Has the discloser previously disclosed, or are they                             No
    today disclosing, under the Code in respect of any
    other party to this offer?

2.       POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)      Interests and short positions in the relevant securities of the offeror or offeree to which
         the disclosure relates following the dealing (if any)

Class of relevant security:                                       (Ordinary 50p)
                                                      Interests                     Short positions
                                                   Number             %             Number          %
(1) Relevant securities owned and/or              1,577,851         3.85%
    controlled:
(2) Derivatives (other than options):
(3) Options and agreements to
    purchase/sell:
                                                  1,577,851         3.85%
      TOTAL:

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities,
should be given on a Supplemental Form 8 (Open Positions).
                                                                                                                        2

(b)        Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which
subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the
offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of
relevant security.

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a)        Purchases and sales

       Class of relevant               Purchase/sale              Number of securities            Price per unit
           security
             Ord                             Sale                       - 1,617                      4.03 GBP


(b)        Derivatives transactions (other than options)

Class of relevant           Product                    Nature of dealing            Number of         Price per unit
    security               description              e.g. opening/closing a          reference
                            e.g. CFD                  long/short position,          securities
                                                    increasing/reducing a
                                                       long/short position



(c)        Options transactions in respect of existing securities

(i)        Writing, selling, purchasing or varying

 Class of         Product              Writing,       Number of      Exercise       Type         Expiry       Option
 relevant       description          purchasing,      securities     price per       e.g.         date        money
 security      e.g. call option        selling,        to which         unit      American,                    paid/
                                     varying etc.       option                    European                   received
                                                        relates                      etc.                     per unit




(ii)       Exercising

       Class of relevant            Product description           Number of securities        Exercise price per unit
           security                    e.g. call option



(d)        Other dealings (including subscribing for new securities)

  Class of relevant                     Nature of dealing                    Details               Price per unit (if
      security                    e.g. subscription, conversion                                      applicable)



The currency of all prices and other monetary amounts should be stated.
                                                                                                             3

Where there have been dealings in more than one class of relevant securities of the offeror or offeree
named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security
dealt in.

4.      OTHER INFORMATION

(a)     Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or
informal, relating to relevant securities which may be an inducement to deal or refrain from
dealing entered into by the person making the disclosure and any party to the offer or any person
acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state “none”




(b)     Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person
making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any
     derivative is referenced:
If there are no such agreements, arrangements or understandings, state “none”



(c)     Attachments

Is a Supplemental Form 8 (Open Positions) attached?                                                No




Date of disclosure:                                     07 January 2013

Contact name:                                           Latoya Henderson

Telephone number:                                       0207 002 7394



Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must
also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.                  The Panel’s Market
Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on
+44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Sponsor:
Merrill Lynch South Africa (Pty) Ltd

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