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OLD MUTUAL PLC - Form 8.3

Release Date: 09/10/2012 16:25
Code(s): OML     PDF:  
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Form 8.3

                                      OLD MUTUAL PLC
                                  ISIN CODE: GB0007389926
                                    ISSUER CODE: OLOML
                                    JSE SHARE CODE: OML
                                   NSX SHARE CODE: OLM


                                   *Amended*        FORM 8.3

          PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
      A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
                                         MORE
                      Rule 8.3 of the Takeover Code (the “Code”)

1.       KEY INFORMATION

(a) Identity of the person whose positions/dealings                       Old Mutual plc
    are being disclosed:                                                (and subsidiaries)
(b) Owner or controller of interests and short
    positions disclosed, if different from 1(a):
    The naming of nominee or vehicle companies is
    insufficient
(c) Name of offeror/offeree in relation to whose                            EADS N.V.
    relevant securities this form relates:                             ISIN – NL0000235190
    Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an
    offeror/offeree, state this and specify identity of
    offeror/offeree:
(e) Date position held/dealing undertaken:                               4 October 2012

(f) Has the discloser previously disclosed, or are                               No
    they today disclosing, under the Code in respect
    of any other party to this offer?

2.       POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)      Interests and short positions in the relevant securities of the offeror or offeree
         to which the disclosure relates following the dealing (if any)

Class of relevant security:                                  (Ordinary 50p)

                                                 Interests                    Short positions
                                             Number              %            Number          %
(1) Relevant securities owned               9,449,289*         1.15%
    and/or controlled:
(2) Derivatives (other than
    options):
(3) Options and agreements to
    purchase/sell:
                                            9,449,289 *        1.15%
      TOTAL:                            *(See 4C for
                                        explanation)

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant
securities, should be given on a Supplemental Form 8 (Open Positions).
                                                                                                         2

(b)       Rights to subscribe for new securities (including directors’ and other executive
          options)

Class of relevant security in relation to
which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant
securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.

3.        DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a)       Purchases and sales

  Class of relevant          Purchase/sale                  Number of               Price per unit
      security                                              securities
        Ord                          Sale                    - 48,574                   25.86 EUR


(b)       Derivatives transactions (other than options)

       Class of         Product               Nature of dealing           Number of          Price per
       relevant        description          e.g. opening/closing a        reference             unit
       security         e.g. CFD              long/short position,        securities
                                            increasing/reducing a
                                               long/short position



(c)       Options transactions in respect of existing securities

(i)       Writing, selling, purchasing or varying

 Class        Product       Writing,           Number      Exercis        Type      Expir       Option
   of        descriptio    purchasing              of      e price         e.g.     y date      money
relevan      n e.g. call    , selling,         securitie   per unit      American                paid/
    t          option        varying              s to                       ,                  receive
securit                        etc.             which                    Europea                 d per
   y                                            option                    n etc.                  unit
                                                relates



(ii)      Exercising

  Class of relevant        Product description              Number of            Exercise price per
      security                e.g. call option              securities                  unit



(d)       Other dealings (including subscribing for new securities)

Class of relevant             Nature of dealing                      Details           Price per unit (if
    security            e.g. subscription, conversion                                    applicable)



The currency of all prices and other monetary amounts should be stated.
                                                                                                3


Where there have been dealings in more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class
of relevant security dealt in.

4.      OTHER INFORMATION

(a)     Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the person making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state “none”




(b)     Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
     any derivative is referenced:
If there are no such agreements, arrangements or understandings, state “none”



(c)     Attachments

Is a Supplemental Form 8 (Open Positions) attached?                                     No

Our overall holdings decreased by 254,688 shares as a result of an in-
specie transfer on 25 September 2012.

Please also note that our total shareholdings increased by 34,642 due to a
minor shareholding in one of our South African subsidiaries that was
omitted from our opening position disclosure. This holding does not impact
the overall % shareholding position.

Date of disclosure:                               9 October 2012

Contact name:                                     Philip Thomas

Telephone number:                                 0207 002 7364



Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s
dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Sponsor:
Merrill Lynch South Africa (Pty) Ltd

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