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Appendix 3 B - Issue Of Share Options To A Director
FIRESTONE ENERGY LIMITED
(Incorporated in Australia)
(Registration number ABN 058 436 794)
Share code on the JSE Limited: FSE
Share code on the ASX: FSE
ISIN: AU000000FSE6
(SA company registration number 2008/023973/10)
("FSE" or "the Company")
ISSUE OF SHARE OPTIONS TO A DIRECTOR
Appendix 3B
New issue announcement, application for quotation of additional securities and agreement
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000, 30/9/2001, 11/3/2002, 1/1/2003, 24/10/2005.
Name of entity
Firestone Energy Limited
ABN
71 058 436 794
We (the entity) give ASX the following information.
Part 1 - All issues
You must complete the relevant sections (attach sheets if there is not enough space).
1 +Class of +securities issued or to be Unlisted Share Options
issued
2 Number of +securities issued or to 40,000,000 ordinary shares may be issued if all
be issued (if known) or maximum options are converted.
number which may be issued
3 Principal terms of the +securities (eg, Unlisted options with a 2.5cent strike price,
if options, exercise price and expiry 19 September 2014 expiry.
date; if partly paid +securities, the
amount outstanding and due dates
for payment; if +convertible
securities, the conversion price and
dates for conversion)
Do the +securities rank equally in all No – will only rank equally when options are
respects from the date of allotment exercised and converted into ordinary fully paid
with an existing +class of quoted shares.
+securities?
If the additional securities do not
rank equally, please state:
• the date from which they do
• the extent to which they
participate for the next dividend,
(in the case of a trust,
distribution) or interest payment
• the extent to which they do not
rank equally, other than in
relation to the next dividend,
distribution or interest payment
5 Issue price or consideration Nil consideration on issue of options.
6 Purpose of the issue Issued to the CEO of Firestone Energy Limited in
(If issued as consideration for the accordance with his contract of Employment and
acquisition of assets, clearly identify issued under the Company’ s existing 15% capacity.
those assets)
7 Dates of entering +securities into 19 September 2012
uncertificated holdings or despatch
of certificates
Number +Class
8 Number and +class of all 3,113,878,641 Ordinary fully paid
+securities quoted on ASX shares (FSE)
(including the securities in clause 2
if applicable)
48,395,000 FSEO: Options
exercisable at $0.04 per
share and expiring on 31
May 2014.
+ See chapter 19 for defined terms.
Appendix 3B Page 2 1/1/2003
Number +Class
9 Number and +class of all Unlisted Options Unlisted Options
+securities not quoted on ASX Exercise Expiry
(including the securities in clause 2 30,000,000 FSEAK 5 cents 30 Nov 12
if applicable) 110,000,000 FSEAM 6 cents 31 May 13
96,904,767 FSEAO 6 cents 30 Jun 13
25,875,000 FSEAI 6 cents 30 Jun 14
40,000,000 2.5 cents 19 Sept 14
Unlisted Convertible Conversion number-
Notes Variable per Note
Repayment dates –
Con Note 1 – 12 FSEAQ 2 October 2012
Con Note 2 – 3 FSEAS 16 November 2012
Con Note 3 – 3 FSEAU 18 December 2012
Con Note 4 – 3 FSEAY 21 January 2013
Con Note 5- 3 FSEAW 23 February 2013
Con Note 6 – 3 FSEAZ 23 March 2013
Con Note 7 – 3 FSEAA 30 April 2010
Con Note 8 - 1 x ($500k) 04 June 2013
4 x ($100k) 04 June 2013
Con Note 9 - 9 x ($100k) 13 July 2013
Con Note 13 - 6 x ($100k) 8 November 2013
Con Note 14 – 6 x ($100k) 23 November 2013
Con Note 15 – 6 x ($100k) 22 December 2013
Con Note 16 – 6 x ($100k) 24 January 2014
Con Note 17 – 9 x ($100k) 22 February 2014
Con Note 20 – 6 x ($100k) 24 May 2014
Con Note 21 – 3 x ($100k) 22 June 2014
Con Note 22 – 3 x ($100k) 19 October 2014
10 Dividend policy (in the case of a The Company may pay dividends to ordinary
trust, distribution policy) on the shareholders as the directors resolve.
increased capital (interests)
Part 2 - Bonus issue or pro rata issue
11 Is security holder approval N/A
required?
12 Is the issue renounceable or non- N/A
renounceable?
13 Ratio in which the +securities will N/A
be offered
14 +Class of +securities to which the N/A
offer relates
15 +Record date to determine N/A
entitlements
16 Will holdings on different registers N/A
(or subregisters) be aggregated for
calculating entitlements?
17 Policy for deciding entitlements in N/A
relation to fractions
18 Names of countries in which the N/A
entity has +security holders who will
not be sent new issue documents
Note: Security holders must be told how their
entitlements are to be dealt with.
Cross reference: rule 7.7.
19 Closing date for receipt of
acceptances or renunciations N/A
20 Names of any underwriters N/A
21 Amount of any underwriting fee or N/A
commission
22 Names of any brokers to the issue N/A
23 Fee or commission payable to the N/A
broker to the issue
24 Amount of any handling fee payable N/A
to brokers who lodge acceptances
or renunciations on behalf of
+security holders
25 If the issue is contingent on N/A
+security holders’ approval, the date
of the meeting
26 Date entitlement and acceptance N/A
form and prospectus or Product
Disclosure Statement will be sent to
persons entitled
27 If the entity has issued options, and N/A
the terms entitle option holders to
participate on exercise, the date on
which notices will be sent to option
holders
28 Date rights trading will begin (if N/A
applicable)
29 Date rights trading will end (if N/A
+ See chapter 19 for defined terms.
Appendix 3B Page 4 1/1/2003
applicable)
30 How do +security holders sell their N/A
entitlements in full through a
broker?
31 How do +security holders sell part N/A
of their entitlements through a
broker and accept for the balance?
32 How do +security holders dispose of N/A
their entitlements (except by sale
through a broker)?
33 +Despatch date N/A
Part 3 - Quotation of securities
You need only complete this section if you are applying for quotation of securities
34 Type of securities
(tick one)
(a) X Securities described in Part 1.
(b) All other securities
Example: restricted securities at the end of the escrowed period, partly paid securities that become fully paid, employee
incentive share securities when restriction ends, securities issued on expiry or conversion of convertible securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
Tick to indicate you are providing the information or
documents
35 If the +securities are +equity securities, the names of the 20 largest holders of the
additional +securities, and the number and percentage of additional +securities held by
those holders
36 If the +securities are +equity securities, a distribution schedule of the additional
+securities setting out the number of holders in the categories
1 - 1,000
1,001 - 5,000
5,001 - 10,000
10,001 - 100,000
100,001 and over
37 A copy of any trust deed for the additional +securities
Entities that have ticked box 34(b)
38 Number of securities for which N/A
+quotation is sought
39 Class of +securities for which N/A
quotation is sought
40 Do the +securities rank equally in all N/A
respects from the date of allotment
with an existing +class of quoted
+securities?
If the additional securities do not
rank equally, please state:
• the date from which they do
• the extent to which they
participate for the next dividend,
(in the case of a trust,
distribution) or interest payment
• the extent to which they do not
rank equally, other than in
relation to the next dividend,
distribution or interest payment
41 Reason for request for quotation N/A
now
Example: In the case of restricted securities, end of
restriction period
(if issued upon conversion of
another security, clearly identify that
other security)
Number +Class
42 Number and +class
of all +securities N/A N/A
quoted on ASX (including the
securities in clause 38)
+ See chapter 19 for defined terms.
Appendix 3B Page 6 1/1/2003
Quotation agreement
1 +Quotationof our additional +securities is in ASX’s absolute discretion. ASX may
quote the +securities
on any conditions it decides.
2 We warrant the following to ASX.
• The issue of the +securities to be quoted complies with the law and is not
for an illegal purpose.
• There is no reason why those +securities should not be granted +quotation.
• An offer of the +securities for sale within 12 months after their issue will
not require disclosure under section 707(3) or section 1012C(6) of the
Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers for the securities in order to be able to give
this warranty
• Section 724 or section 1016E of the Corporations Act does not apply to any
applications received by us in relation to any +securities to be quoted and
that no-one has any right to return any +securities to be quoted under
sections 737, 738 or 1016F of the Corporations Act at the time that we
request that the +securities be quoted.
• If we are a trust, we warrant that no person has the right to return the
+securities to be quoted under section 1019B of the Corporations Act at the
time that we request that the +securities be quoted.
3 We will indemnify ASX to the fullest extent permitted by law in respect of any
claim, action or expense arising from or connected with any breach of the
warranties in this agreement.
4 We give ASX the information and documents required by this form. If any
information or document not available now, will give it to ASX before +quotation
of the +securities begins. We acknowledge that ASX is relying on the information
and documents. We warrant that they are (will be) true and complete.
Sign here: ............................................................Date: 20 September 2012
Company Secretary
Print name: Jerry Monzu
== == == == ==
+ See chapter 19 for defined terms.
24/10/2005 Appendix 3B Page 7
SPONSOR
RIVER GROUP
JOHANNESBURG
20 SEPTEMBER 2012
Date: 20/09/2012 08:17:00 Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE').
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