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TAW - Tawana Resources NL - Appendix 3B
(Incorporated in Australia)
(Registration number ACN 085 166 721)
Share code on the JSE Limited: TAW
ISIN: AU000000TAW7
Share code on the Australian Stock Exchange Limited: TAW
ISIN: AU000000TAW7
("Tawana" or "the Company")
Appendix 3B
New issue announcement,
application for quotation of additional securities
and agreement
Information or documents not available now must be given to ASX as soon
as available. Information and documents given to ASX become ASX`s
property and may be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000,
30/9/2001, 11/3/2002, 1/1/2003.
Name of entity
TAWANA RESOURCES NL
ABN
69 085 166 721
We (the entity) give ASX the following information.
Part 1 All issues
You must complete the relevant sections (attach sheets if there is not enough
space).
1 +Class of +securities issued or to be Unlisted options
issued
2 Number of +securities issued or to be 1,500,000 Options
issued (if known) or maximum number
which may be issued
3 Principal terms of the +securities (eg, Options (3.6c, 30 April
if options, exercise price and expiry 2015)
date; if partly paid +securities, the
amount outstanding and due dates for
payment; if +convertible securities,
the conversion price and dates for
conversion)
4 Do the +securities rank equally in all Options - shares issued
respects from the date of allotment on exercise of options
with an existing +class of quoted will rank equally with
+securities' existing fully paid
ordinary shares.
If the additional securities do not
rank equally, please state:
* the date from
which they do
* the extent to
which they participate for the next
dividend, (in the case of a trust,
distribution) or interest payment
* the extent to
which they do not rank equally,
other than in relation to the next
dividend, distribution or interest
payment
5 Issue price or consideration Options - nil cash
consideration
6 Purpose of the issue Options - issued under
(If issued as consideration for the an incentive program for
acquisition of assets, clearly identify employees and
those assets) consultants.
7 Dates of entering +securities 27 June 2012
into uncertificated holdings
or despatch of certificates
Number +Class
8 Number and +class of all 856,629,043 Ordinary Fully Paid
+securities quoted on ASX Shares
(including the securities in
clause 2 if applicable)
Number +Class
9 Number and +class 6,750,000 Options (10c, 17 Jan 2014)
of all +securities
not quoted on ASX
(including the
securities in
clause 2 if
applicable)
4,000,000 Options (7c, 18 June 2012)
6,000,000 Options (10c, 17 Jan 2013)
6,750,000 Options (7c, 17 Jan 2013)
50,000,000 Options (1c, 23 Feb 2013)
20,000,000 Options (1c, 31 July 2012)
50,000,000 Options (1c, 30 July 2013)
5,000,000 Options (3c, 9 Sept 2012)
25,000,000 Options (1c, 8 Mar 2014)
5,000,000 Options (5c, 9 Sept 2014)
1,250,000 Options (3c, 10 Nov 2013)
1,250,000 Options (5c, 10 Nov 2015)
28,500,000 Options (3.6c, 30 April
2015)
10 Dividend policy (in Unchanged
the case of a
trust, distribution
policy) on the
increased capital
(interests)
Part 2 Bonus issue or pro rata issue
11 Is security holder approval required'
12 Is the issue renounceable or non-renounceable'
13 Ratio in which the +securities will be offered
14 +Class of +securities to which the offer relates
15 +Record date to determine entitlements
16 Will holdings on different registers (or subregisters)
be aggregated for calculating entitlements'
17 Policy for deciding entitlements in relation to
fractions
18 Names of countries in which the entity has +security
holders who will not be sent new issue documents
Note: Security holders must be told how their
entitlements are to be dealt with.
Cross reference: rule 7.7.
19 Closing date for receipt of acceptances or
renunciations
20 Names of any underwriters
21 Amount of any underwriting fee or commission
22 Names of any brokers to the issue
23 Fee or commission payable to the broker to the issue
24 Amount of any handling fee payable to brokers who
lodge acceptances or renunciations on behalf of
+security holders
25 If the issue is contingent on +security holders`
approval, the date of the meeting
26 Date entitlement and acceptance form and prospectus or
Product Disclosure Statement will be sent to persons
entitled
27 If the entity has issued options, and the terms
entitle option holders to participate on exercise, the
date on which notices will be sent to option holders
28 Date rights trading will begin (if applicable)
29 Date rights trading will end (if applicable)
30 How do +security holders sell their entitlements in
full through a broker'
31 How do +security holders sell part of their
entitlements through a broker and accept for the
balance'
32 How do +security holders dispose of their entitlements
(except by sale through a broker)'
33 +Despatch date
Part 3 Quotation of securities
You need only complete this section if you are applying for quotation of
securities
34 Type of securities
(tick one)
(a) Securities described in Part 1
(b) All other securities
Example: restricted securities at the end of the escrowed
period, partly paid securities that become fully paid,
employee incentive share securities when restriction ends,
securities issued on expiry or conversion of convertible
securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
Tick to indicate you are
providing the information or
documents
35 If the +securities are +equity securities, the names of the 20
largest holders of the additional +securities, and the number
and percentage of additional +securities held by those holders
36 If the +securities are +equity securities, a distribution
schedule of the additional +securities setting out the number of
holders in the categories
1 - 1,000
1,001 - 5,000
5,001 - 10,000
10,001 - 100,000
100,001 and over
37 A copy of any trust deed for the additional +securities
Entities that have ticked box 34(b)
38 Number of securities for which +quotation is
sought
39 Class of +securities for which quotation is
sought
40 Do the +securities rank equally in all respects
from the date of allotment with an existing
+class of quoted +securities'
- If the additional
securities do not
rank equally,
please state:
- the date from
which
they do
- the extent to
which
they participate
for the next
dividend, (in the
case of a trust,
distribution) or
interest payment
- the extent to
which
they do not rank
equally, other than
in relation to the next dividend, distribution
or interest payment
41 Reason for request for quotation now
Example: In the case of restricted securities,
end of restriction period
(if issued upon conversion of another security,
clearly identify that other security)
Number +Class
42 Number and +class of all +securities quoted on
ASX (including the securities in clause 38)
Quotation agreement
1 +Quotation of our additional +securities is in ASX`s absolute
discretion. ASX may quote the +securities on any conditions it decides.
2 We warrant the following to ASX.
- The issue of the +securities to be quoted complies with the law and
is not for an illegal purpose.
- There is no reason why those +securities should not be granted
+quotation.
- An offer of the +securities for sale within 12 months after their
issue will not require disclosure under section 707(3) or section
1012C(6) of the Corporations Act.
- Note: An entity may need to obtain appropriate warranties from
subscribers for the securities in order to be able to give this
warranty
- Section 724 or section 1016E of the Corporations Act does not apply
to any applications received by us in relation to any +securities
to be quoted and that no-one has any right to return any
+securities to be quoted under sections 737, 738 or 1016F of the
Corporations Act at the time that we request that the +securities
be quoted.
- We warrant that if confirmation is required under section 1017F of
the Corporations Act in relation to the +securities to be quoted,
it has been provided at the time that we request that the
+securities be quoted.
If we are a trust, we warrant that no person has the right to return the
+securities to be quoted under section 1019B of the Corporations Act at
the time that we request that the +securities be quoted.
3 We will indemnify ASX to the fullest extent permitted by law in respect
of any claim, action or expense arising from or connected with any
breach of the warranties in this agreement.
4 We give ASX the information and documents required by this form. If any
information or document not available now, will give it to ASX before
+quotation of the +securities begins. We acknowledge that ASX is relying
on the information and documents. We warrant that they are (will be)
true and complete.
Winton Willesee
Joint Company Secretary
27 June 2012
Sponsor
PricewaterhouseCoopers Corporate Finance (Pty) Ltd
Date: 27/06/2012 09:02:02 Supplied by www.sharenet.co.za
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