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TAW - Tawana Resources NL - Appendix 3B
Tawana Resources NL
(Incorporated in Australia)
(Registration number ACN 085 166 721)
Share code on the JSE Limited: TAW
ISIN: AU000000TAW7
Share code on the Australian Stock Exchange Limited: TAW
ISIN: AU000000TAW7
("Tawana" or "the Company")
Appendix 3B
New issue announcement,
application for quotation of additional securities
and agreement
Information or documents not available now must be given to ASX as soon as
available. Information and documents given to ASX become ASX`s property and
may be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000,
30/9/2001, 11/3/2002, 1/1/2003.
Name of entity
TAWANA RESOURCES NL
ABN
69 085 166 721
We (the entity) give ASX the following information.
Part 1 All issues
You must complete the relevant sections (attach sheets if there is not enough
space).
1 +Class of +securities Unlisted options
issued or to be issued
2 Number of +securities 27,000,000 Options
issued or to be issued
(if known) or maximum
number which may be
issued
3 Principal terms of the Options (3.6c, 30 April 2015)
+securities (eg, if
options, exercise price
and expiry date; if
partly paid +securities,
the amount outstanding
and due dates for
payment; if +convertible
securities, the
conversion price and
dates for conversion)
4 Do the +securities rank Options - shares issued on
equally in all respects exercise of options will rank
from the date of equally with existing fully paid
allotment with an ordinary shares.
existing +class of quoted
+securities'
If the additional
securities do not rank
equally, please state:
* the date from which
they do
* the extent to which
they participate for
the next dividend, (in
the case of a trust,
distribution) or
interest payment
* the extent to which
they do not rank
equally, other than in
relation to the next
dividend, distribution
or interest payment
5 Issue price or Nil
consideration
6 Purpose of the issue Issued pursuant to resolutions
(If issued as passed at the Company`s AGM on 28
consideration for the May 2012
acquisition of assets,
clearly identify those
assets)
7 Dates of entering 28 May 2012
+securities into
uncertificated holdings
or despatch of
certificates
Number +Class
8 Number and +class of all 856,62 Ordinary Fully Paid Shares
+securities quoted on ASX 9,043
(including the securities
in clause 2 if
applicable)
Number +Class
9 Number and +class of 6,750,000 Options (10c, 17 Jan
all +securities not 2014)
quoted on ASX
(including the
securities in clause
2 if applicable)
4,000,000 Options (7c, 18 June
2012)
6,000,000 Options (10c, 17 Jan
2013)
6,750,000 Options (7c, 17 Jan
2013)
50,000,000 Options (1c, 23 Feb
2013)
20,000,000 Options (1c, 31 July
2012)
50,000,000 Options (1c, 30 July
2013)
5,000,000 Options (3c, 9 Sept
2012)
25,000,000 Options (1c, 8 Mar
2014)
5,000,000 Options (5c, 9 Sept
2014)
1,250,000
Options (3c, 10 Nov
1,250,000 2013)
27,000,000 Options (5c, 10 Nov
2015)
Options (3.6c, 30
April 2015)
10 Dividend policy (in Unchanged
the case of a trust,
distribution policy)
on the increased
capital (interests)
Part 2 Bonus issue or pro rata issue
11 Is security holder
approval required'
12 Is the issue renounceable
or non-renounceable'
13 Ratio in which the
+securities will be
offered
14 +Class of +securities to
which the offer relates
15 +Record date to determine
entitlements
16 Will holdings on
different registers (or
subregisters) be
aggregated for
calculating entitlements'
17 Policy for deciding
entitlements in relation
to fractions
18 Names of countries in
which the entity has
+security holders who
will not be sent new
issue documents
Note: Security holders
must be told how their
entitlements are to be
dealt with.
Cross reference: rule
7.7.
19 Closing date for receipt
of acceptances or
renunciations
20 Names of any underwriters
21 Amount of any
underwriting fee or
commission
22 Names of any brokers to
the issue
23 Fee or commission payable
to the broker to the
issue
24 Amount of any handling
fee payable to brokers
who lodge acceptances or
renunciations on behalf
of +security holders
25 If the issue is
contingent on +security
holders` approval, the
date of the meeting
26 Date entitlement and
acceptance form and
prospectus or Product
Disclosure Statement will
be sent to persons
entitled
27 If the entity has issued
options, and the terms
entitle option holders to
participate on exercise,
the date on which notices
will be sent to option
holders
28 Date rights trading will
begin (if applicable)
29 Date rights trading will
end (if applicable)
30 How do +security holders
sell their entitlements
in full through a broker'
31 How do +security holders
sell part of their
entitlements through a
broker and accept for the
balance'
32 How do +security holders
dispose of their
entitlements (except by
sale through a broker)'
33 +Despatch date
Part 3 Quotation of securities
You need only complete this section if you are applying for quotation of
securities
34 Type of securities
(tick one)
(a) Securities described in Part 1
(b) All other securities
Example: restricted securities at the end of the
escrowed period, partly paid securities that
become fully paid, employee incentive share
securities when restriction ends, securities
issued on expiry or conversion of convertible
securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
Tick to indicate you are
providing the information or
documents
35 If the +securities are +equity securities, the names of
the 20 largest holders of the additional +securities,
and the number and percentage of additional +securities
held by those holders
36 If the +securities are +equity securities, a
distribution schedule of the additional +securities
setting out the number of holders in the categories
1 - 1,000
1,001 - 5,000
5,001 - 10,000
10,001 - 100,000
100,001 and over
37 A copy of any trust deed for the additional +securities
Entities that have ticked box 34(b)
38 Number of securities for
which +quotation is sought
39 Class of +securities for
which quotation is sought
40 Do the +securities rank
equally in all respects from
the date of allotment with
an existing +class of quoted
+securities'
If the additional securities
do not rank equally, please
state:
* the date from which they
do
* the extent to which they
participate for the next
dividend, (in the case of
a trust, distribution) or
interest payment
* the extent to which they
do not rank equally,
other than in relation to
the next dividend,
distribution or interest
payment
41 Reason for request for
quotation now
Example: In the case of
restricted securities, end
of restriction period
(if issued upon conversion
of another security, clearly
identify that other
security)
Number +Class
42 Number and +class of all
+securities quoted on ASX
(including the securities in
clause 38)
Quotation agreement
1 +Quotation of our additional +securities is in ASX`s absolute
discretion. ASX may quote the +securities on any conditions it decides.
2 We warrant the following to ASX.
The issue of the +securities to be quoted complies with the law and
is not for an illegal purpose.
There is no reason why those +securities should not be granted
+quotation.
An offer of the +securities for sale within 12 months after their
issue will not require disclosure under section 707(3) or section
1012C(6) of the Corporations Act.
Note: An entity may need to obtain appropriate warranties from
subscribers for the securities in order to be able to give this
warranty
Section 724 or section 1016E of the Corporations Act does not apply
to any applications received by us in relation to any +securities
to be quoted and that no-one has any right to return any
+securities to be quoted under sections 737, 738 or 1016F of the
Corporations Act at the time that we request that the +securities
be quoted.
We warrant that if confirmation is required under section 1017F of
the Corporations Act in relation to the +securities to be quoted,
it has been provided at the time that we request that the
+securities be quoted.
If we are a trust, we warrant that no person has the right to
return the +securities to be quoted under section 1019B of the
Corporations Act at the time that we request that the +securities
be quoted.
3 We will indemnify ASX to the fullest extent permitted by law in respect
of any claim, action or expense arising from or connected with any
breach of the warranties in this agreement.
4 We give ASX the information and documents required by this form. If any
information or document not available now, will give it to ASX before
+quotation of the +securities begins. We acknowledge that ASX is
relying on the information and documents. We warrant that they are
(will be) true and complete.
Sign here: ....................................
Date: 28 May 2012
(Joint Company Secretary)
Print name: Winton Willesee
28 May 2012
Sponsor
PricewaterhouseCoopers Corporate Finance (Pty) Ltd
Date: 28/05/2012 09:20:00 Supplied by www.sharenet.co.za
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