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OML - OLD Mutual Plc - Notification of Transactions of Directors/Persons

Release Date: 11/04/2012 17:40
Code(s): OML
Wrap Text

OML - OLD Mutual Plc - Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons OLD MUTUAL PLC ISIN CODE: GB0007389926 JSE SHARE CODE: OML NSX SHARE CODE: OLM ISSUER CODE: OLOML Old Mutual plc Annex DTR3 Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons All relevant boxes should be completed in block capital letters. 1. Name of the issuer 2. State whether the notification relates to (i) a transaction OLD MUTUAL PLC notified in accordance with DTR 3.1.2 R, (ii) a disclosure made
in accordance with LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
DTR 3.1.2R 3. Name of person discharging 4. State whether notification managerial relates to a person connected responsibilities/director with a person discharging managerial PHILIP BROADLEY, GROUP responsibilities/director named FINANCE DIRECTOR in 3 and identify the connected PAUL HANRATTY, CEO, LONG-TERM person SAVINGS JULIAN ROBERTS, GROUP CHIEF EXECUTIVE 5. Indicate whether the 6. Description of shares (including notification is in respect of class), debentures or a holding of the person derivatives or financial referred to in 3 or 4 above instruments relating to shares or in respect of a non- beneficial interest1 ORDINARY 10p SHARES
IN RESPECT OF THOSE NAMED IN VESTING OF RESTRICTED SHARES AND 3 ABOVE SHARE OPTIONS UNDER THE OLD MUTUAL PLC SHARE REWARD PLAN (SRP) AND THE OLD MUTUAL PLC
PERFORMANCE SHARE PLAN (PSP) 7. Name of registered 8 State the nature of the shareholder(s) and, if more transaction than one, the number of shares held by each of them VESTING OF RESTRICTED SHARES ORIGINALLY GRANTED ON 8 APRIL PHILIP BROADLEY - 412,178* 2009 PAUL HANRATTY - 1,200* PHILIP BROADLEY - 869,412 SHARES JULIAN ROBERTS - 1,128,633* VESTED. SOLD ALL SHARES AT GBP1.5206 PER SHARE *THESE TOTALS EXCLUDE PAUL HANRATTY - 744,050 VESTED. UNVESTED SHARE INCENTIVE SOLD 387,341 SHARES AT GBP1.5206 AWARDS AND VESTED BUT PER SHARE AND RETAINED 356,709 UNEXERCISED SHARE OPTIONS. SHARES. JULIAN ROBERTS - 1,162,102 VESTED. SOLD ALL SHARES AT
GBP1.5206 PER SHARE VESTING OF SHARE OPTIONS ORIGINALLY GRANTED ON 8 APRIL 2009
PHILIP BROADLEY - OPTIONS OVER 442,357 SHARES VESTED @ GBP0.541 PER SHARE. ALL OF THESE OPTIONS WERE EXERCISED AND 267,751
SHARES WERE SETTLED AT GBP1.5095 PER SHARE. 174,606 SHARES WERE RETAINED.
PAUL HANRATTY - OPTIONS OVER 1,702,191 SHARES VESTED @ GBP0.541 PER SHARE. NONE WERE EXERCISED AND OPTIONS OVER
1,702,191 SHARES REMAIN EXERCISABLE. JULIAN ROBERTS - OPTIONS OVER 4,436,229 SHARES VESTED @
GBP0.541 PER SHARE. 2,190,494 OPTIONS WERE CASH-SETTLED AT GBP1.571 PER SHARE (BEING THE CLOSING PRICE ON 5 APRIL 2012
(THE PRECEDING BUSINESS DAY), IN ACCORDANCE WITH THE RULES OF THE PSP RELATING TO THE CASH ALTERNATIVE). OPTIONS OVER
55,241 SHARES WERE EXERCISED AND RETAINED. OPTIONS OVER 2,190,494 SHARES WERE NOT EXERCISED AND REMAIN
EXERCISABLE. 9. Number of shares, debentures 10 Percentage of issued class or financial instruments . acquired (treasury shares of relating to shares acquired that class should not be taken PHILIP BROADLEY - 1,044,018 into account when calculating SHARES OF WHICH 174,606 percentage) SHARES WERE RETAINED. PAUL HANRATTY - 744,050 PHILIP BROADLEY - 0.02% SHARES OF WHICH 356,709 PAUL HANRATTY - 0.01% SHARES WERE RETAINED. JULIAN ROBERTS - 0.02% JULIAN ROBERTS - 1,217,343 SHARES OF WHICH 55,241 WERE RETAINED. 11 Number of shares, debentures 12 Percentage of issued class . or financial instruments . disposed (treasury shares of relating to shares disposed that class should not be taken into account when calculating PHILIP BROADLEY - 869,412 percentage) SHARES. PAUL HANRATTY - 387,341 PHILIP BROADLEY - 0.02% SHARES. PAUL HANRATTY - 0.01% JULIAN ROBERTS - 1,162,102 JULIAN ROBERTS - 0.02% SHARES.
13 Price per share or value of 14 Date and place of transaction . transaction . 10 APRIL 2012 - LONDON AS DESCRIBED IN 8 ABOVE 15 Total holding following 16 Date issuer informed of . notification and total . transaction percentage holding following notification (any treasury 11 APRIL 2012 shares should not be taken into account when calculating percentage)
PHILIP BROADLEY - 586,784* - 0.01% PAUL HANRATTY - 357,909* - 0.00% JULIAN ROBERTS - 1,183,874* - 0.02% *THESE TOTALS EXCLUDE UNVESTED SHARE INCENTIVE AWARDS AND VESTED BUT UNEXERCISED SHARE OPTIONS. If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes 17 Date of grant 18 Period during which or date on . which exercisable
19. Total amount paid (if any) 20 Description of shares or for grant of the option . debentures involved (class and number)
21. Exercise price (if fixed at 22 Total number of shares or time of grant) or indication . debentures over which options that price is to be fixed at held following notification the time of exercise 23. Any additional information 24 Name of contact and telephone . number for queries
WILLIAM BALDWIN-CHARLES HEAD OF CORPORATE AFFAIRS +44 20 7002 7133
Name of authorised official of issuer responsible for making notification: MARTIN MURRAY, GROUP COMPANY SECRETARY Date of notification: 11 APRIL 2012 Sponsor Merrill Lynch South Africa (Pty) Ltd Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4. (1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. (2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. (3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. (4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. Date: 11/04/2012 17:40:01 Supplied by www.sharenet.co.za Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited (`JSE`). The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct, indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on, information disseminated through SENS.

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