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INL/INP - Investec Limited/Investec plc - Form 8 (DD)
Investec Limited
Incorporated in the Republic
of South Africa
Registration number
1925/002833/06
JSE share code: INL
ISIN: ZAE000081949
Investec plc
Incorporated in England and Wales
Registration number 3633621
JSE share code: INP
ISIN: GB00B17BBQ50
(jointly "Investec")
As part of the dual listed company structure, Investec plc and Investec
Limited notify both the London Stock Exchange and the JSE Limited of matters
which are required to be disclosed under the Disclosure, Transparency and
Listing Rules of the United Kingdom Listing Authority (the "UKLA") and/or
the JSE Listing Requirements.
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT
(INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the party to the offer or INVESTEC BANK PLC / INVESTEC
person acting in concert making the LTD
disclosure:
(b) Owner or controller of interests and
short positions disclosed, if different from
1(a):
The naming of nominee or vehicle
companies is insufficient
(c) Name of offeror/offeree in relation to INVESTEC PLC
whose relevant securities this form relates:
Use a separate form for each
offeror/offeree
(d) Status of person making the disclosure: OFFEROR
e.g. offeror, offeree, person acting in
concert with the offeror/offeree (specify
name of offeror/offeree)
(e) Date dealing undertaken: 16/12/2011
(f) Has the party previously disclosed, or YES - INVESTEC LTD &
is it today disclosing, under the Code in EVOLUTION GROUP PLC
respect of any other party to this offer'
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror
or offeree to which the disclosure relates following the dealing
Class of relevant security: 0.02p ordinary
Interests Short positions
Number % Number %
(1) Relevant securities
owned and/or controlled: 19,441,978 3.5805 0 0.0000
(2) Derivatives (other than
options):
(3) Options and agreements
to purchase/sell: 0 0.0000 100,000 0.0184
TOTAL: 19,441,978 3.5805 100,000 0.0184
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to
purchase or sell relevant securities, should be given on a Supplemental Form
8 (Open Positions).
Details of any securities borrowing and lending positions or financial
collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors` and other
executive options)
Class of relevant security in
relation to which subscription
right exists:
Details, including nature of the
rights concerned and relevant
percentages:
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of Purchase/sale Number of Price per
relevant securities unit
security
ZAR (cents)
Ordinary Purchase 1,312 4260
Ordinary Purchase 1,176 4265
Ordinary Purchase 1,104 4265
Ordinary Purchase 3,219 4279
Ordinary Purchase 663 4280
Ordinary Purchase 1,394 4281
Ordinary Purchase 1,237 4282
Ordinary Purchase 1,766 4283
Ordinary Purchase 2,515 4284
Ordinary Purchase 1,172 4286
Ordinary Purchase 1,856 4287
Ordinary Purchase 442 4289
Ordinary Purchase 2,905 4290
Ordinary Purchase 38 4291
Ordinary Purchase 300 4295
Ordinary Purchase 2,644 4297
Ordinary Purchase 1,166 4298
Ordinary Purchase 2,962 4300
Ordinary Purchase 1,161 4302
Ordinary Purchase 500 4303
Ordinary Purchase 149 4303
Ordinary Purchase 5,000 4305
Ordinary Purchase 2,000 4305
Ordinary Purchase 108 4305
Ordinary Purchase 1,323 4309
Ordinary Purchase 17 4311
Ordinary Purchase 1,296 4312
Ordinary Purchase 723 4313
Ordinary Purchase 858 4318
Ordinary Purchase 1,699 4322
Ordinary Purchase 3,433 4323
Ordinary Purchase 1,500 4325
Ordinary Purchase 3,392 4327
Ordinary Purchase 46 4329
Ordinary Purchase 1,719 4333
Ordinary Purchase 41 4334
Ordinary Purchase 1,179 4339
Ordinary Purchase 2,679 4340
Ordinary Purchase 5,318 4370
Ordinary Sale 3,306 4285
Ordinary Sale 1,338 4287
Ordinary Sale 1,240 4288
Ordinary Sale 300 4291
Ordinary Sale 3,720 4293
Ordinary Sale 2,480 4294
Ordinary Sale 7,570 4300
Ordinary Sale 2,066 4307
Ordinary Sale 728 4311
Ordinary Sale 2,066 4314
Ordinary Sale 2,066 4315
Ordinary Sale 2,066 4317
Ordinary Sale 1,400 4320
Ordinary Sale 40,036 4370
GBP (pence)
Ordinary Purchase 81100 326.1
Ordinary Purchase 460 327.2
Ordinary Purchase 1883 327.2
Ordinary Purchase 631 327.2
Ordinary Purchase 1976 327.2
Ordinary Purchase 1285 327.2
Ordinary Purchase 389 327.4
Ordinary Purchase 1048 327.4
Ordinary Purchase 1373 327.4
Ordinary Purchase 303 327.4784
Ordinary Purchase 961 327.5
Ordinary Purchase 2 327.5
Ordinary Purchase 1325 327.5
Ordinary Purchase 522 327.5
Ordinary Purchase 2823 327.7
Ordinary Purchase 6 327.70766
Ordinary Purchase 477 327.83421
Ordinary Purchase 2350 328.1
Ordinary Purchase 1063 328.1
Ordinary Purchase 1635 328.1
Ordinary Purchase 1454 328.1
Ordinary Purchase 1582 328.1
Ordinary Purchase 946 328.1
Ordinary Purchase 1028 328.1
Ordinary Purchase 312 328.13429
Ordinary Purchase 31 328.2938
Ordinary Purchase 2476 328.4
Ordinary Purchase 1115 328.4
Ordinary Purchase 364 328.4
Ordinary Purchase 757 328.4
Ordinary Purchase 593 328.4
Ordinary Purchase 1092 328.4
Ordinary Purchase 1679 328.4
Ordinary Purchase 2768 328.5
Ordinary Purchase 2051 328.5
Ordinary Purchase 445 328.5
Ordinary Purchase 2013 328.9
Ordinary Purchase 61 329
Ordinary Purchase 2806 329
Ordinary Purchase 600 329.1
Ordinary Purchase 1366 329.1
Ordinary Purchase 1356 329.1
Ordinary Purchase 600 329.2
Ordinary Purchase 200 329.2
Ordinary Purchase 250 329.2
Ordinary Purchase 1660 329.2
Ordinary Purchase 1096 329.2
Ordinary Purchase 500 329.3
Ordinary Purchase 2108 329.3
Ordinary Purchase 42 329.3
Ordinary Purchase 2150 329.3
Ordinary Purchase 813 329.3
Ordinary Purchase 1337 329.3
Ordinary Purchase 1045 329.3
Ordinary Purchase 500 329.3
Ordinary Purchase 605 329.3
Ordinary Purchase 2566 329.5
Ordinary Purchase 788 329.6545
Ordinary Purchase 2396 329.8
Ordinary Purchase 63 329.8
Ordinary Purchase 388 329.8
Ordinary Purchase 2341 329.8
Ordinary Purchase 3324 329.8
Ordinary Purchase 2731 329.8
Ordinary Purchase 621 329.8
Ordinary Purchase 600 329.9
Ordinary Purchase 226 329.9
Ordinary Purchase 250 329.9
Ordinary Purchase 600 330
Ordinary Purchase 300 330
Ordinary Purchase 2377 330
Ordinary Purchase 500 330
Ordinary Purchase 9776 330
Ordinary Purchase 1147 330
Ordinary Purchase 5137 330
Ordinary Purchase 480 330
Ordinary Purchase 2554 330
Ordinary Purchase 500 330.2
Ordinary Purchase 639 330.2
Ordinary Purchase 600 330.2
Ordinary Purchase 411 330.2
Ordinary Purchase 560 330.2
Ordinary Purchase 699 330.2
Ordinary Purchase 891 330.2
Ordinary Purchase 1746 330.2
Ordinary Purchase 512 330.21928
Ordinary Purchase 250 330.3
Ordinary Purchase 154 330.3
Ordinary Purchase 1158 330.3
Ordinary Purchase 992 330.3
Ordinary Purchase 1772 330.3
Ordinary Purchase 378 330.3
Ordinary Purchase 2150 330.3
Ordinary Purchase 600 330.3
Ordinary Purchase 1550 330.3
Ordinary Purchase 2150 330.3
Ordinary Purchase 2586 330.3
Ordinary Purchase 4 330.3
Ordinary Purchase 3005 330.5
Ordinary Purchase 1825 330.5
Ordinary Purchase 2805 330.5
Ordinary Purchase 1783 330.5
Ordinary Purchase 713 330.5
Ordinary Purchase 2716 330.6
Ordinary Purchase 751 330.65979
Ordinary Purchase 14666 330.7
Ordinary Purchase 2974 330.7
Ordinary Purchase 3328 330.7
Ordinary Purchase 676 330.7
Ordinary Purchase 756 330.7
Ordinary Purchase 1263 330.8
Ordinary Purchase 500 330.8
Ordinary Purchase 250 330.8
Ordinary Purchase 500 330.8
Ordinary Purchase 2979 330.85
Ordinary Purchase 500 330.9
Ordinary Purchase 250 330.9
Ordinary Purchase 1335 330.9
Ordinary Purchase 500 330.9
Ordinary Purchase 1828 330.9
Ordinary Purchase 2000 330.9
Ordinary Purchase 500 330.9
Ordinary Purchase 982 330.9
Ordinary Purchase 6577 330.9
Ordinary Purchase 3703 330.9
Ordinary Purchase 2705 330.9
Ordinary Purchase 2912 330.9
Ordinary Purchase 2578 330.9
Ordinary Purchase 2729 330.9
Ordinary Purchase 4157 330.9
Ordinary Purchase 500 331
Ordinary Purchase 1173 331
Ordinary Purchase 500 331
Ordinary Purchase 9480 331
Ordinary Purchase 4803 331
Ordinary Purchase 1274 331
Ordinary Purchase 2955 331.3
Ordinary Purchase 2 331.7
Ordinary Purchase 296 331.7
Ordinary Purchase 879 331.7
Ordinary Purchase 560 331.8
Ordinary Purchase 680 331.8
Ordinary Purchase 925 331.8
Ordinary Purchase 1095 331.8
Ordinary Purchase 1632 331.8
Ordinary Purchase 280 331.9
Ordinary Purchase 560 331.9
Ordinary Purchase 560 331.9
Ordinary Purchase 280 331.9
Ordinary Purchase 543 331.9
Ordinary Purchase 500 331.9
Ordinary Purchase 2518 331.9
Ordinary Purchase 24 331.96227
Ordinary Purchase 280 332
Ordinary Purchase 560 332
Ordinary Purchase 500 332
Ordinary Purchase 333 332
Ordinary Purchase 2493 332
Ordinary Purchase 700 332
Ordinary Purchase 970 332
Ordinary Purchase 500 332
Ordinary Purchase 560 332
Ordinary Purchase 2196 332
Ordinary Purchase 487 332
Ordinary Purchase 2395 332
Ordinary Purchase 1276 332
Ordinary Purchase 1839 332
Ordinary Purchase 3382 332
Ordinary Purchase 9779 332
Ordinary Purchase 948 332
Ordinary Purchase 2645 332.1
Ordinary Purchase 1956 332.2
Ordinary Purchase 290 332.2
Ordinary Purchase 296 332.5
Ordinary Purchase 2427 332.5
Ordinary Purchase 3041 332.6
Ordinary Purchase 280 332.6
Ordinary Purchase 725 332.6
Ordinary Purchase 560 332.6
Ordinary Purchase 922 332.6
Ordinary Purchase 140 332.6
Ordinary Purchase 560 332.7
Ordinary Purchase 664 332.7
Ordinary Purchase 500 332.7
Ordinary Purchase 560 332.7
Ordinary Purchase 280 332.7
Ordinary Purchase 611 332.7
Ordinary Purchase 1337 332.7
Ordinary Purchase 1354 332.7
Ordinary Purchase 2423 332.7
Ordinary Purchase 600 332.8
Ordinary Purchase 560 332.8
Ordinary Purchase 9778 332.8
Ordinary Purchase 280 332.8
Ordinary Purchase 500 332.8
Ordinary Purchase 982 332.8
Ordinary Purchase 1102 332.8
Ordinary Purchase 1200 332.8
Ordinary Purchase 700 332.8
Ordinary Purchase 1832 332.8
Ordinary Purchase 2220 332.8
Ordinary Purchase 569 332.9
Ordinary Purchase 510 332.9
Ordinary Purchase 982 332.9
Ordinary Purchase 500 333
Ordinary Purchase 665 333
Ordinary Purchase 560 333
Ordinary Purchase 195 333
Ordinary Purchase 500 333
Ordinary Purchase 982 333
Ordinary Purchase 560 333
Ordinary Purchase 1704 333
Ordinary Purchase 1089 333
Ordinary Purchase 510 333
Ordinary Purchase 1879 333
Ordinary Purchase 1638 333
Ordinary Purchase 535 333
Ordinary Purchase 393 333
Ordinary Purchase 4972 333
Ordinary Purchase 3089 333
Ordinary Sale 400000 329.8
(b) Derivatives transactions
(other than options)
Class of Product Nature of dealing Number of Price per
relevant description e.g. opening/closing reference unit
security e.g. CFD a long/short securities
position,
increasing/reducing a
long/short position
(c) Options transactions in
respect of existing securities
(i) Writing, selling,
purchasing or varying
Class of Product Writing, Number Exercise Type Expiry Option
relevant descript- purchas- of price e.g. date money
security ion e.g. ing, securit- per unit American, paid/
call selling, ies to European received
option varying which etc. per unit
etc. option
relates
(ii) Exercising
Class of relevant Product Number of Exercise price
security description securities per unit
e.g. call option
(d) Other dealings (including
subscribing for new
securities)
Class of Nature of dealing Details Price per unit
relevant e.g. subscription, (if applicable)
security conversion
The currency of all prices and
other monetary amounts should
be stated.
Where there have been dealings
in more than one class of
relevant securities of the
offeror or offeree named in
1(c), copy table 3(a), (b),
(c) or (d) (as appropriate)
for each additional class of
relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other
dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the party
to the offer or person acting in concert making the disclosure and any other
person:
If there are no such agreements, arrangements or understandings, state
"none"
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the party to the offer or person acting in concert making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
"none"
None.
(c) Attachments
Are any Supplemental Forms
attached'
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 19/12/2011
Contact name: Gary Darch
Telephone number: 0207 597 4549
Public disclosures under Rule
8 of the Code must be made to
a Regulatory Information
Service and must also be
emailed to the Takeover Panel
at
monitoring@disclosure.org.uk.
The Panel`s Market
Surveillance Unit is available
for consultation in relation
to the Code`s dealing
disclosure requirements on +44
(0)20 7638 0129.
The Code can be viewed on the Panel`s website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR
SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are INVESTEC BANK PLC/LTD
being disclosed:
Name of offeror/offeree in relation to whose INVESTEC PLC
relevant securities the disclosure relates:
2. OPTIONS AND DERIVATIVES
Class of Product Written or Number of Exercise Type Expiry
relevant description purchased securities price e.g. date
security e.g. call to which per unit American,
option option or European
derivative etc.
relates
0.02p Put Option Purchased 50,000 ZAR 75 European 16/07/2012
ordinary
0.02p Call Option Written 50,000 ZAR 75 European 16/07/2012
ordinary
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open
Positions) with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel`s Market Surveillance Unit is available for consultation in
relation to the Code`s dealing disclosure requirements on +44 (0)20 7638
0129.
The Code can be viewed on the Panel`s website at
www.thetakeoverpanel.org.uk.
Date: 19/12/2011 14:10:01 Supplied by www.sharenet.co.za
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